- Neuberger Berman (New York, NY)
- Neuberger Berman delivers comprehensive investment management products and services to a broad base of clients, from individuals to mid-sized businesses to large ... 40 Act Mutual Funds, UCITS Funds, and Private Funds. Investment management strategies and products cover a...and alternative asset classes and risk/return profiles. As an Internal Auditor , you will play a key… more
- ManpowerGroup (New York, NY)
- At Jefferson Wells, we are searching for an Internal Auditor for Wealth Management and Trust is responsible for evaluating and enhancing the effectiveness of ... governance, risk management , and internal control processes within a...requirements + Identify and assess risks specific to wealth management and trust services, including fiduciary risk, investment… more
- Citizens (Stamford, CT)
- Description Senior Auditor - Capital Markets/Broker Dealer The Internal Audit team at Citizens is hiring a Senior Auditor on our audit Capital Markets, ... of the effectiveness of the bank's control environment, risk management practices, and culture. The Senior Auditor ...+ Present potential issue(s) and/or other relevant information to Internal Audit and business line management , effectively… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... cybersecurity audits across the firm as part of the Internal Audit Department. Reporting to IT Applications Team Head,...their duties. In addition, they will (i) support IAD Management team in helping to identify areas of coverage… more
- Bank of America (New York, NY)
- …(CFA), Certified Public Accountants (CPA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA) or relevant qualifications **Skills:** + Analytical ... or front office business control or compliance or risk management experience covering the corporate and investment ...Thinking + Audit Planning + Internal Audit Review + Issue Management +… more
- Mizuho Corporate Bank (New York, NY)
- …Possesses at least 10 years of relevant work experience, including in internal auditing or external auditing, risk management , supervisory examinations, or ... may be directed by the Managing Director and/or Chief Auditor . Evaluate and provide timely feedback to team members...principles, practices and techniques, the concepts of risk, risk management , internal control and compliance, and the… more
- City National Bank (New York, NY)
- …to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor ... * Experience communicating and interacting with regulatory agencies, including exam management and other regulatory affairs. * For Banking Compliance related roles,… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... of finance related functions including Treasury and Product Control within the Internal Audit Department. The ideal candidate will be responsible for overseeing… more
- TD Bank (New York, NY)
- …of audits + Provides on-the-job training for staff + Supervises findings follow up tasks with management and audit staff + May be Auditor in Charge on an Audit + ... audit, providing supervision and assignments to team members as Auditor In Charge as well as reviewing work papers...for planning of audits + Responsible for contact with management regarding audit scope, status, and findings + May… more
- SMBC (White Plains, NY)
- …within prescribed time frames Conduct audit planning and closing meetings with Internal Audit and relevant Department Management Clearly communicate the results ... all audit and other assignments Oversee and report on key projects to Internal Audit Management **Qualifications and Skills** Minimum 7-10 years IT Audit… more
- SMBC (White Plains, NY)
- …within prescribed time frames + Conduct audit planning and closing meetings with Internal Audit and relevant Department Management + Clearly communicate the ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...assignments + Oversee and report on key projects to Internal Audit Management **Qualifications and Skills** +… more
- DoorDash (New York, NY)
- …due diligence, and deal execution + Provide strategic legal advice to senior management and other internal stakeholders regarding M&A strategy, risk ... teams on M&A as well as other corporate and investment transactions, and you will also provide advice and...the transaction process + Contribute to the development of internal legal processes and best practices for M&A transactions… more
- Mizuho Corporate Bank (New York, NY)
- …handling communication with outside of reporting production team (eg Internal Auditor , Quality Assurance, and FRB) and Change Management Forum. + Monitor ... deadline. + Coordinate with multiple stakeholders across organization. + Support management and team members. Qualifications: + Bachelor's degree in Accounting major… more
- SMBC (New York, NY)
- … or other 'oversight' functions within financial services. 2. Understanding of Risk Management and Internal Audit processes and standards. 3. Working knowledge ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...its employees. **Role Description** The Data Analytics team within Internal Audit are the driving force in creating a… more
- MUFG (New York, NY)
- …+ Apply valuation methodologies in line with MUFG's valuation policy + Respond to internal / external auditor inquiries and coordinate valuation reviews + Create ... looking for a VP Level to support its Portfolio Management Group and Credit Groups in new deal underwritings...Assist in the presentation of valuation results to various internal committees and external auditors + Work closely with… more
- SMBC (New York, NY)
- …of Front Office and associated support functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...will be responsible for overseeing complex audits as an Auditor in Charge, ensuring work is performed in accordance… more
- DoorDash (New York, NY)
- …quarterly business reviews with your partner's senior leadership + Working with internal product teams to ensure we're prioritizing the right features for our ... working with lots of different people, both external and internal + You're an Owner - You step up...with minimal supervision Qualifications: + 3+ years of account management , consulting, banking, or strategic partnerships in technology or… more