- Citigroup (New York, NY)
- …Regulatory Reporting and Client Tax Operations team within the Wealth division. The Head of NAM Regulatory Reporting and Client Tax Operations will be ... responsible for overseeing the end-to-end regulatory reporting and tax compliance processes, ensuring...and Client Tax Operations, ensuring alignment with the global compliance and risk management framework. Lead initiatives … more
- Guardian Life (Holmdel, NJ)
- …compliance (EEO, FMLA, FLSA, ADA, OSHA, etc.) and HR and Payroll (HR) regulatory matters. + Lead initiatives to educate employees, managers, and executives on ... external regulatory inquiries, audits, and investigations relating to HR compliance . + Lead investigations into potential HR compliance violations, providing… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Head of Compliance Culture will oversee and lead the firm's Culture of ... to drive alignment and ensure informed decision-making. + Stay current with regulatory expectations related to compliance culture and industry developments, to… more
- Citigroup (New York, NY)
- The Global Head of Wholesale Credit Risk Reporting will oversee the production of key management and regulatory reports for Wholesale Credit Globally. This role ... reports to the Head of Data Analytics Reporting and Tech (DART) and...critical impact or influence on key reporting and data initiatives in the Risk organization. **Key Responsibilities** . Lead… more
- Equitable (New York, NY)
- Head of Internal Audit ( 25000014 ) **Primary Location** : UNITED STATES-NY-New York **Other Locations** : UNITED STATES-NC-Charlotte **Organization** : Equitable ... an organization that will help unlock your potential? The Head of Internal Audit will report to the Audit...the organization's audit program, ensuring that the organization's governance, compliance and operations and internal controls are in place… more
- Citigroup (New York, NY)
- + The Data Governance Head for Risk is a senior level role responsible for leading all aspects of Risk's adoption of and compliance to the Citi Data Governance ... Policy. The role reports to the head of Risk Data & Technology which resides within...Data Quality Management and Data Adjustment Reduction, Data Governance, Regulatory and Internal Audit engagement and Risk report validation.… more
- S&P Global (New York, NY)
- …with infrastructure teams to manage AWS environments effectively. + Lead technology audit compliance efforts in line with regulatory requirements. + Stay current ... **About the Role:** **Grade Level (for internal use):** 14 ** Head of Software Engineering: Data Platforms** The Head of Software Engineering: Data Platforms is… more
- Citigroup (New York, NY)
- …issues and operational risk events. This position will report directly to the Head of Services Controls and Regulatory Management. **Key Responsibilities** + ... The Services In-Business Operational Risk and Resiliency Head is a first line of defence specialist...of global policies and impact of local legal and regulatory requirements. + Maintain oversight over emerging and existing… more
- Scotiabank (New York, NY)
- …Derivatives businesses in the United States; ensuring business strategies, plans and initiatives are supported in compliance with governing regulations, internal ... Director, Head of Structuring, US Corporate Equity Derivatives **Requisition...the organization; + Ensure all activities conducted are in compliance with governing regulations, internal policies and procedures; +… more
- HSBC (New York, NY)
- …our investors, our communities and the planet we all share. As the Head of Identity Directory Services and Enterprise Platforms for Identity and Access Management, ... (IAM) strategies, solutions, and services across all enterprise platforms As our Head of Identity Directory Services and Enterprise Platforms you will: + Lead… more
- S&P Global (New York, NY)
- …as revenue retention rates, market share and client satisfaction scores. + Ensure compliance with regulatory and corporate governance requirements in all sales ... team is sales focused, energetic, and intellectually curious. **The Role:** The Head of Financial Services and Sponsors is a pivotal leadership position responsible… more
- Raymond James Financial, Inc. (New York, NY)
- …risk inventory. . Prepares appropriate RJF Risk Committee, Executive Committee, and regulatory reports. . Works across all levels of the organization (1st, 2nd, ... current and future practices, standards, and procedures. . Writing and ensuring compliance with firm policies for risk identification through periodic training of… more
- BlackRock (New York, NY)
- …team is responsible for leading Global Trading's strategic response to commercial, regulatory and technology driven changes in capital markets. The team engages ... provide thought leadership, shape market structure, and represent BlackRock's views on regulatory issues which affect trading. The team's remit also spans the… more
- S&P Global (New York, NY)
- …This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation and ... that span client reference data collection and management, client lifecycle management, regulatory compliance , and document management. + ** Regulatory … more
- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Regulatory Compliance Analyst will support Wellington Management's compliance ... responsibility of this role will be assessing the firm's compliance infrastructure against these growth initiatives and...and Risk Group and will report to the Chief Compliance Officer, Americas/Global Head of Funds … more
- Scotiabank (New York, NY)
- …broker-dealers, and assist in successfully executing banking and broker-dealer-related audits, regulatory matters, and strategic initiatives . + Lead and assist ... mix of securities, loans, and derivatives. + A thorough understanding of financial/ regulatory and compliance policies and procedures + Possess an adequate… more
- MongoDB (New York, NY)
- …responsibilities providing legal guidance on product development and new programs and managing compliance initiatives . You will partner with our teams to develop ... impact. The ideal candidate will have some experience in product counseling, regulatory compliance , licensing and intellectual property law, but also be… more
- Morgan Stanley (New York, NY)
- …include: -Provide implementation program management and leadership to key regulatory programs/ initiatives -Engage with Business Unit embedded programs ... of our culture. Department Profile Professionals within Legal and Compliance provide a wide range of services to our...and path to resolution -Provide overall support to Global Head of Regulatory Affairs -Manage/oversee contingent resources… more
- CIBC (New York, NY)
- …designed to evaluate the design and effectiveness of business controls in meeting regulatory compliance . Key areas of coverage for the Role includes but ... Regular **Weekly Hours** 40 **Skills** Quality Assurance Review, Quality Investigations, Regulatory Compliance , Regulatory Requirements, Risk Assessments,… more
- Bloomberg (New York, NY)
- …delivery, and evaluation of firmwide Risk and Compliance Employee Training initiatives . Collaborating closely with the Head of Risk and Compliance ... a scope of content ranging from operational risk to regulatory risk. * Continuously innovate and improve training using...components. Execute against this Plan in partnership with the Head of Risk & Compliance Training. *… more