- JPMorgan Chase (New York, NY)
- …experience in financial services industry with background in controls, audit, quality assurance , operational risk management, or compliance ; or equivalent ... **Job Summary** As a Control Management Vice President within our dedicated team,...of these issues. You will also assist in top-down risk analysis, real-time control issue detection, escalation, root cause… more
- MUFG (New York, NY)
- …observations that effectively convey significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while ... I role within Internal Audit is responsible for leading independent, objective assurance and consulting activities designed to evaluate and assess the effectiveness… more
- BlackRock (New York, NY)
- …operations, finance, and legal and compliance . BlackRock Internal Audit is seeking a Vice President in New York City for its Business Audit practice, who ... covering all BlackRock business units, including investment and asset management, risk management, operations, finance, and legal and compliance . **Technology… more
- JPMorgan Chase (New York, NY)
- …Skills, and Capabilities:** + 7 years of experience in controls, audit, quality assurance , risk management, or compliance . + Experience in designing ... work closely with internal and external stakeholders to ensure effective risk management and compliance with regulatory requirements. **Job Responsibilities:**… more
- TD Bank (New York, NY)
- …of model specifications, methodologies, analytics, processes, and results. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $120,000 - $250,000 USD TD is committed to providing fair… more
- Citigroup (New York, NY)
- …role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The overall ... internal audit standards, policies, and regulations** to provide timely audit assurance and influence audit scope + Develop effective line management relationships… more
- MUFG (New York, NY)
- …recruitment team will provide more details. Job Description: The Credit Policy Group, VP reports to the manager of the Credit Policy Group. Responsible for ... standards and procedures framework to facilitate MUFG business objectives and facilitate risk management of new and existing credit exposure. This includes the… more
- Citigroup (New York, NY)
- …CME) of the US broker dealers. The role's responsibilities include: Ensuring compliance with SEC Rules 15c3-1 (Net Capital) and 15c3-3 (Customer Reserve ... essential procedures are followed and contributes to defining standards. + Provides assurance and partners with audit team to monitor controls and accuracy of… more
- BMO Financial Group (New York, NY)
- …research and advisory services to clients around the world. #bmocapitalmarkets The ** VP , Operational Risk ** **&** **Resilience, Investment & Corporate Banking ... a focus on Operational Risk and BCM Risk . The role requires the VP to...but not limited, to Operational Risk , Credit Risk , Business Continuity, Regulatory Compliance , Cyber Security,… more
- MUFG (New York, NY)
- …internal controls, and identifying issues resulting from internal and external compliance examinations + Experience evaluating process documentation, risk , and ... to ensure risks are understood across all LoDs and risk treatment is properly identified and remediated + Manage...Maintain standard issues management (IM) templates + Provide quality assurance (QA) and reports on OpenPages issues + Engage… more
- Synchrony (New York, NY)
- …of the modeling process and lead the model governance sessions to ensure compliance and foster continuous improvement in model risk management practices. + ... Job Description: **Role Summary/Purpose:** Reporting to the SVP, Model Risk , this role will manage the model risk management framework and overall model… more
- Citigroup (New York, NY)
- …role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The overall ... and technology adoption + Recommend interventions to issues, propose solutions for risk and control problems, partner with Directors and Managing Directors to… more
- Mizuho Corporate Bank (New York, NY)
- …risk and control functions to ensure activities are coordinated.Work with IADA Vice President /Director and corporate and compliance management to identify ... innovation, project management and talent development. DescriptionUnder the direction of the Vice President , execute a robust audit program including leading the… more
- Molina Healthcare (New York, NY)
- …and the appropriate approvals and escalations are achieved. Coordinates with both the Associate Vice President of Fraud, Waste and Abuse (FWA) and Associate ... contracted vendor(s) to assure a smooth workflow exists, quality assurance measures are designed and monitored, appropriate handoffs to...Vice President of Special Investigations Unit (SIU)… more
- TD Bank (New York, NY)
- …and Deposits Solutions team and requires subject matter expertise in quality assurance practices and testing methodologies, and knowledge in payment products. The ... change requests to the project management team both from a timeline/cost and a risk perspective. + Execute test cases and document actual results, with a high degree… more