- Robert Half Finance & Accounting (Palo Alto, CA)
- Description We are offering an exciting opportunity for an SEC Compliance Manager / Director to join our team in Palo Alto, California. This role operates ... Requirements * Must have a minimum of 5 years of experience in SEC Compliance or related field * Certification as a Certified Public Accountant (CPA) is… more
- Stitch Fix (San Francisco, CA)
- …shareholder meeting + Develop and maintain policies and procedures to ensure compliance with SEC and other securities-related regulatory requirements applicable ... Director , Legal, Securities and Governance at Stitch Fix...governance, as well as managing the company's stock plan manager . You'll also regularly counsel internal business teams on… more
- JPMorgan Chase (San Francisco, CA)
- …firm policy and review and resolve personal trading policy violations with Compliance and Regional Director as required **Required qualifications, capabilities, ... leading global financial institutions on behalf of our clients. As a Supervisory Manager in JP Morgan Advisors, you will exhibit leadership and operational expertise… more