• Compliance Officer ( AVP ) - Conflicts…

    Citigroup (Jersey City, NJ)
    …approvals for research publications, public appearances and non deal roadshows. Compliance oversight of the Global Research Settlement , capital formation policy ... & managing conflicts between Banking & Research for the Independent Compliance Risk Management (ICRM) department. ICRM is responsible for assisting with internal… more
    Citigroup (11/14/24)
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