- TD Bank (New York, NY)
- …(WLA) who support the lending activities of Wealth Banking.** **Job Summary:** The Senior Compliance Business Oversight Manager provides advice, support and ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please ... least 3 of which should involve testing or audit. + Experience/background in compliance applicable to institutional trading & sales, investment banking, futures… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance ...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the ... bridge to this key global market for trade and investment flows across the Americas and the world. Global...the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and… more
- Scotiabank (New York, NY)
- …and leverage broader Bank relationships, systems, and knowledge. + Assists the Senior Manager , Compliance within Scotiabank's Asset Management division ... Manager , Investment Management Compliance ...is required or falls outside existing policies to the Senior Manager . Critical matters are immediately escalated… more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... strategic initiatives around the firms' core data platforms within the Alternative Investments space. This role will analyze business requirements, and engage with… more
- Athene (New York, NY)
- …set the bar even higher. We're ready to help you achieve more. Purpose: The Tax Investment Sr Manager will manage investments at Athene from a tax ... tax accounting and compliance functions. The Sr Manager will perform investment accounting tasks including...tasks including reconciliations, asset class tracking within PAM for Investments which includes analysis of new deals, research of… more
- Nuveen Investments (New York, NY)
- …joint venture partners to identify investment opportunities. + Experience making investment recommendations to senior investment professionals and/or ... incentive plans, or other non-annual incentive plans). **Company Overview** Nuveen, the investment manager of TIAA, offers a comprehensive range of… more
- JPMorgan Chase (New York, NY)
- …involves providing comprehensive business management support to the Global Heads of Technology Investment Banking, and Senior Business Manager . The role is ... based in New York alongside the Technology Investment Banking team and will operate in the following...with key control and support functions (such as Legal, Compliance , Operations, HR, Audit, Technology, etc) + Help manage… more
- TD Bank (New York, NY)
- … Advisory to join our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. ... The Vice President will assist in the management of the firms compliance program supporting all corporate investment banking Functions including Debt and Equity… more
- Deloitte (Morristown, NJ)
- …Private Equity and Investment Management practice. What You'll Do As a Manager , you will work within an engagement team and draw on experience in accounting ... thinker with first-hand knowledge of the private equity and investment management industries? Do phrases like "cross border ...your interest? Do you enjoy providing tax consulting and compliance services to US and foreign clients while identifying… more
- Nuveen Investments (New York, NY)
- …incentive plans, or other non-annual incentive plans). **Company Overview** Nuveen, the investment manager of TIAA, offers a comprehensive range of ... The Derivatives Strategies & Trading Senior Director will be responsible for structuring and...closely with Nuveen public market portfolio managers, private market investment officers, as well as the TIAA General Account's… more
- JPMorgan Chase (New York, NY)
- …feedback regarding investment and fiduciary issues and emergent risks. Alternative Investments can open the door to enhanced investment returns and portfolio ... to JPMorgan Chase. As part of Risk Management and Compliance ,you are at the center of keeping JPMorgan Chase...approaches, with a focus on hedge funds and private investments . + Ability to review risks in investment… more
- PNC (New York, NY)
- …field on a regular basis. Some responsibilities may be performed remotely, at manager 's discretion. ALM Investments - Portfolio Management - (Managing Director) ... PNC's bank portfolio (ALM investments ) team is searching for a Portfolio ...to maximize long-term profitability and optimize risk-adjusted returns, ensuring compliance with regulatory requirements, and aligning investments … more
- Citigroup (New York, NY)
- …and advocate the house view of Citi and CPB, as well as the investments Citi recommends, while matching the appropriate investment opportunities with the ... The Investment Counselor Team Lead manages a team of...and industry products/services. **Responsibilities:** + This position is a producing- manager role that will involve covering select clients directly… more
- TD Bank (New York, NY)
- …strategic and operational support, as well as supervisory oversight, to front-line Investment Bankers and Senior Executives within the department, such that ... as a liaison between TDS support and control teams Senior Executives within the department and work closely with...effective partnerships with the groups that support Corporate and Investment Banking - including 1B, Compliance , Legal,… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...striving to be best-in-class. As a Risk Management - Investment Risk & Analytics - Trust and Estates Fiduciary… more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... Neuberger Berman delivers comprehensive investment management products and services to a broad...other members of the Internal Audit department, Legal & Compliance , Operations, Risk, Front Office personnel, and other supporting… more
- BlackRock (New York, NY)
- **About this role** **About BlackRock Investment Stewardship** At BlackRock, investment stewardship is core to our role as an asset manager and a fiduciary ... are developed and implemented by two independent, specialist teams, BlackRock Investment Stewardship (BIS) and BlackRock Active Investment Stewardship (BAIS).… more
- Wells Fargo (New York, NY)
- … manager and exercise independent judgment while developing an understanding of compliance and risk management requirements for Investment Banking + Manage ... Corporate & Investment Banking ("CIB") delivers a comprehensive suite of...during which they gain exposure to key executives and senior bankers. The Associate provides these services as part… more
- City National Bank (New York, NY)
- …with the CNR Manager Research team to support and assist in Investment and Operational Due Diligence functions. The group for this role manages City National ... * INVESTMENT DUE DILIGENCE ANALYST - QUANTITATIVE FOCUS* WHAT...the organization, this team will conduct and/or oversee the manager research and due diligence efforts for approved mutual… more