- Citigroup (New York, NY)
- …a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- Citigroup (New York, NY)
- …as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... preferred **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- Citigroup (New York, NY)
- …as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and implementing strategies, ... preferred **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... a plus **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- City of New York (New York, NY)
- … Officer , will be a key member of the agency's new Office of Compliance & Risk Management (CRM). CRM will coordinate the agency's compliance ... building owners. Your Team: Reporting to the Chief Compliance Officer , the Lead Compliance...programs, oversee agency-wide compliance work, and manage risk for the agency. The Office, in collaboration with… more
- Bank of America (New York, NY)
- …for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational ... Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer ...Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the… more
- Citigroup (New York, NY)
- …and procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in… more
- Morgan Stanley (New York, NY)
- …and Local laws, Morgan Stanley Wealth Management policies, and other regulations. Then the Risk Officer keeps the Senior Risk Officer informed of ... to ensure that approvals are handled appropriately and timely * Risk Management / Compliance /Legal* * Monitors and...and compliance . * Together with the Senior Risk Officer facilitates the training on Morgan… more
- Citigroup (New York, NY)
- …Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- Citigroup (New York, NY)
- …Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- City of New York (New York, NY)
- …Deputy Commissioner, the Chief Compliance Officer (CCO) will lead the Office of Compliance & Risk Management (CRM), a new Office within HPD that the ... work with senior management to identify potential compliance and integrity risk areas and will...and accountability within the agency, helping program areas manage compliance autonomously. The Chief Compliance Officer… more
- Citigroup (New York, NY)
- **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** ... accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President, Chief Risk Officer for the Private Client and Asset Management business reports to the Chief ... Risk Officer of Raymond James Financial and is responsible for...James Financial and is responsible for comprehensive and strategic risk management responsibilities within Private Client and… more
- Arena Investors LP (New York, NY)
- …spectrum in areas where conventional sources of capital are scarce. We are seeking a Chief Risk Officer (CRO) to join Arena. The newly created role will create a ... best-in-class risk management function overseeing Arena's principal lines...of business. The CRO will partner with our Chief Compliance Officer (CCO) and our operating Business… more
- Citigroup (New York, NY)
- Job Description The Market Risk Senior Officer I is a...Market Risk Framework and Policy, and Market Risk management metrics and tools. She will ... global team and be accountable for the 2nd line risk management coverage of several businesses and...Review and approve risk framework for Market Risk for risk -taking units Monitor compliance… more
- Citigroup (New York, NY)
- …**Qualifications:** + 10+ years of experience in financial services, operational or enterprise risk management , compliance or other control function. + ... The Business Risk and Control Sr Officer I...**Education:** Bachelor's/University degree, Master's degree preferred. **Job Family Group:** Risk Management **Job Family:** Business Risk… more
- Citigroup (New York, NY)
- …with the rest of the Risk & Control organization, Model Sponsors and Model Risk Management to keep Finance compliant with Model Risk Policy & Procedures ... and escalating issues for resolution. + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in… more
- Citigroup (New York, NY)
- Opening is for a Market Risk Officer focused on North America NAM G10 Linear Rates desk. Successful candidate would join an existing team based in NYC focused on ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Market Risk… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box,… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Management ...Chief Compliance Officer and Executive Management ). The successful candidate will develop risk ... to have: - A minimum of 7 years* of experience in Compliance , Legal, and/ or Risk Management and familiarity with regulatory frameworks and compliance… more