- US Bank (New York, NY)
- …One. **Job Description** US Bank is seeking a highly skilled **IS Governance Risk & Compliance Specialist ** specializing in **federal audits** and **v** ... **ndor compliance ** to drive our audit initiatives, ensuring full compliance with applicable federal regulations and internal risk management standards.… more
- BMO Financial Group (New York, NY)
- …governance structures inclusive of risk management frameworks. The CM Governance Specialist role will operationalize and sustain the frameworks to monitor ... the world. #bmocapitalmarkets **Job Summary:** The VP - CM Governance Specialist role is responsible for ensuring...applicable ensuring clear and accurate communication and escalation of governance , risk , and compliance issues… more
- New York State Civil Service (New York, NY)
- …HELP No Agency Financial Services, Department of Title Virtual Currency Data Governance Senior Analyst (Financial Services Specialist 2 (Policy Analysis), SG-23) ... style guides;* Provides training and support to dashboard users and ensures compliance with governance policies and procedures;* Participates in the development… more
- TD Bank (New York, NY)
- …are not considered models. The role will support the governance of Non-Model/EUC risk to the bank by executing compliance and control testing to validate ... Business:** Risk Management **Job Description:** The Group Risk Specialist provides a comprehensive and diverse... management/ governance experience + Knowledge of Non-Model/EUC governance , risk , and compliance +… more
- SMBC (New York, NY)
- …(RMDAD) Market Risk . The role's primary function is to execute a Market Risk Governance framework across both Group Companies and also to manage projects to ... of benefits to its employees. **Role Description** The Market Risk Management Specialist at DIR level reports...Management. - Assists Group Head in managing the market risk governance framework to meet regulatory requirements… more
- Bank of America (New York, NY)
- Enterprise Financial Risk Sr. Specialist Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Chicago, Illinois **Job Description:** At Bank of ... reports, and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance,... and Business Controls** + Establish and oversee the risk management governance structures + Establish … more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Business Accountability Specialist - Third Party Risk Primary Business Liaison in legal as part of the Third Party ... issues, and/or escalate the issue, per the Operational Risk and Compliance Escalation policy + Third...governance programs as front line liaison to Independent Risk Management area + Collaborate and consult with Control… more
- SMBC (New York, NY)
- …its employees. **Role Description** The role's primary function is to execute a Market Risk Governance framework across both Group Companies and also to manage ... projects to ensure the firm's compliance with regulatory requirements such as CFTC, NFA, FRB,...as CFTC, NFA, FRB, and FRTB requirements. The Market Risk Management Specialist will participate in various… more
- TD Bank (New York, NY)
- …contact for key internal partners including Algo Risk Control (ARC), Model Risk , Model Validation, Compliance , Audit, and regional leadership. The purpose of ... with Algo/eTrading businesses globally while partnering with 2nd Line functions including Algo Risk Control (ARC), Compliance , Operational Risk , and Model… more
- Amazon (New York, NY)
- …Basic Qualifications 4+ years of compliance program management, legal, governance , audit, risk /loss prevention, or equivalent experience Bachelor's degree or ... Description Amazon is seeking an innovative and high-judgement Compliance Specialist to join the Audit...equivalent Experience in compliance program management, legal, governance , audit, risk /loss prevention, or equivalent Experience… more
- Citigroup (New York, NY)
- …return characteristics of Citi Private Bank's standard product range, ensuring appropriate compliance with Credit Policy and Risk Acceptance standards + ... The IF Specialist Sr. Lead is a strategic professional who...and execution of more complex or tailored transactions, meeting Risk Acceptance Criteria + Full loan underwriting with appropriate… more
- TD Bank (New York, NY)
- …exist + Leads/facilitates and/or implements action/remediation plans to address performance/ risk / governance issues + Actively manages relationships within and ... Undertakes and completes a variety of complex projects and initiatives requiring specialist knowledge and/or the integration of cross functional processes within own… more
- conEdison (New York, NY)
- …(Tableau, Power BI, SAS, Qlik or related), preferred. + Experience in regulatory compliance , auditing, governance or quality assurance, preferred. + Using and/or ... a liaison between business units, vendors or IT in the development of risk programs, required. + 3-5 years Demonstrated knowledge and leadership agility and proven… more
- Wells Fargo (New York, NY)
- …priorities + 2+ years of financial services industry experience + Experience in compliance or broker-dealer governance **Job Expectations:** + US only: Obtaining ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (New York, NY)
- …a significant business management function and/or strategy planning, oversight, control or governance activities for highly complex / high risk / ... with risk appetite + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of… more
- City of New York (New York, NY)
- … governance and reporting, training and awareness, vulnerability and risk assessment, remediation, business continuity and work closely with teams across ... systems, applications early to prevent infrastructure invasion catastrophes. The IT Security Specialist role is a key responsibility needed in the ongoing technical,… more
- Guardian Life (Holmdel, NJ)
- …& Controls Specialist ** will be responsible for ensuring delivery and compliance of vendor assessments as part of the Vendor Assessments & Controls function ... risk management, information security and their relationship to corporate governance activities such as operational risk assessment and organizational… more
- Amazon (New York, NY)
- …Draft relevant policies and controls that support mature compliance programs and governance . * Guide leadership in balancing risk management concerns and ... business. Amazon Privacy is seeking a Privacy & Regulatory Specialist to support key, global regulatory compliance ...* 7+ years of experience in privacy, regulatory, or risk and compliance roles. * Demonstrable ability… more
- New York State Civil Service (New York, NY)
- …HELP No Agency Financial Services, Department of Title Financial Services Specialist 1 (Cybersecurity), SG-18 Occupational Category Other Professional Careers Salary ... Services is seeking applicants for the position of Financial Services Specialist 1 (Cybersecurity) in the Cybersecurity Division. Under the direct supervision… more
- United Site Services (Old Bridge, NJ)
- …Bachelor's Degree in related field such as Construction Management, Project Management or Governance , Risk , and Compliance **Experience** Minimum of 4 years ... and excellence in every aspect of our business. **Primary Purpose** The Safety Specialist is responsible for managing field compliance processes and delivering… more