- City of New York (New York, NY)
- … recommendations stemming from external and internal audits. The Counsel for Audit , Risk Management and Compliance, reporting to the Deputy Director ... is recruiting for one (1) Executive Agency Counsel to function as the Counsel Audit , Risk Management , and Compliance, who will: - Evaluate standards… more
- TD Bank (New York, NY)
- …on a wide range of issues including market access, trade reporting, consolidated audit trail, data and information management and retention, electronic trading, ... direct market access. + Work closely with Trading Business Management and Compliance to implement and develop internal procedures...on best practices that help minimize legal and litigation risk + Assists General Counsel in developing… more
- City of New York (New York, NY)
- …portal PASSPort; - Provide legal advice on matters impacting procurement risk management , including vendor enrollment, integrity information and disclosures, ... in planning and ensure performance using well-defined success metrics and project management strategies. All staff are expected to deliver timely and quality work… more
- TD Bank (New York, NY)
- …opportunities and recommending action to senior management + Acts as a strategic audit advisor by providing counsel and guidance on audit issues; leads ... of own internal audit action/remediation plans to address performance/ risk /governance issues **Employee/Team Accountabilities:** + Responsible for management … more
- Mount Sinai Health System (New York, NY)
- …the Audit leadership team in bringing together the Organizations' management to facilitate corrective action plans that incorporate the identification of ... System's external auditor in completing the year-end financial statement audit , assist internal legal counsel by providing...the review effort. + Evaluates and determines areas of risk and appraises their significance in relation to the… more
- MUFG (New York, NY)
- …critical vendor risk issues. Oversee third party vendor risk management practices, provide interpretation and counsel on policies and challenge existing ... Provide functional leadership within the organization for third party vendor risk management . Formulate materials for audit /regulatory updates, as requested,… more
- American Express (New York, NY)
- …+ 3 Years experience in operational risk management (eg, within Risk and/or Internal Audit function) Understanding of critical operational risk ... and affiliates have a long-standing commitment to driving strong and standardized risk management practices in accordance with the OCC's Heightened Standards… more
- American Express (New York, NY)
- …role partners closely with the following organization, which are US Consumer Credit Risk Strategy & Global Decision Science, General Counsel Organization, Global ... Compliance and Ethics, Procurement & Supply Management , Operational Excellence, Risk Product. + Build...+ Conduct usage monitoring, high balance case review, data audit , competitive assessment to inform strategies for value-based contract… more
- City of New York (New York, NY)
- …Deputy Commissioner, the Chief Compliance Officer (CCO) will lead the Office of Compliance & Risk Management (CRM), a new Office within HPD that the CCO will ... regulatory requirements, policies, and procedures. The CCO will also work with senior management to identify potential compliance and integrity risk areas and… more
- Citigroup (New York, NY)
- …procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, products or ... required. **Education:** + Bachelor's/University degree, Master's degree preferred. **Job Family Group:** Risk Management **Job Family:** Business Risk &… more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk...expert in his/her field and provide credible advice and counsel to business line management (VP and… more
- Amazon (New York, NY)
- …needs Basic Qualifications - Bachelor's degree or equivalent - 6+ years of compliance, audit or risk management experience - Knowledge of Microsoft Office ... and Compliance (TRC) team protects Amazon's transportation businesses by implementing scalable risk management solutions that enable business growth. TRC is… more
- New York State Civil Service (New York, NY)
- …compliance or audit environment.* Developing and implementing financial crime risk management or compliance policies, programs and procedures.A Master's ... is seeking candidates for the position of Financial Crime Risk Specialist in the Banking Management unit...with DFS colleagues and with applicants and their outside counsel ; * Consults on BSA/AML and related examinations and… more
- American Express (New York, NY)
- …+ 3 Years experience in operational risk management (eg, within Risk and/or Internal Audit function) Understanding of critical operational risk ... and affiliates have a long-standing commitment to driving strong and standardized risk management practices in accordance with the OCC's Heightened Standards… more
- Axis (Red Bank, NJ)
- …insurance and reinsurance. We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns for our shareholders. We ... should possess the ability to handle Large Complex Builder's Risk claims in the short term and, over time,...claims professionals that will be responsible for: + Direct management of claims including the investigation, analysis and evaluation… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset Management , a leading global alternatives manager, offers innovative solutions backed by vast resources and robust governance. We provide customized ... team manages commercial and residential real estate investments, controlling investment risk and optimizing financing strategies. As a Separate Accounts Real Estate… more
- Bank of America (New York, NY)
- …+ Due Diligence + Internal Audit Review + Leadership Development + Recruiting + Risk Management + Client Management + Customer Service Management + ... service + Supervises financial transactions and operations to drive risk management best practices and ensure compliance...while preparing to effectively manage any type of branch audit + Oversees the client service experience and reviews… more
- American Express (New York, NY)
- …stakeholders (eg other Global Risk and Compliance colleagues, General Counsel Office, Control Management , Independent Compliance Testing, Privacy, Internal ... on strategic initiatives for the commercial non-card product lines. + Review risk management strategies across end-to-end risk functional areas, from new… more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... and procedures, to the businesses. + Communicate with sales and trading management and US Compliance personnel on relevant compliance issues, the regulatory… more
- American Express (New York, NY)
- …limited to: Internal Audit , Independent Compliance Testing team, General Counsel 's Organization, Operational Risk , Financial Crimes Compliance, and Privacy ... TCPA, and BSA). + In-depth knowledge and understanding of compliance risk management practices and methodologies, including risk and control assessments.… more