- SMBC (Jersey City, NJ)
- …exposure. + Develop MIS reports for submission to senior Branch management. + Apply data from BSA / AML Compliance Department stakeholders to translate ... SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank , JRI America, Inc., SMBC Leasing and Finance, Inc.,...to 7 years with data , platforms, and data management; BSA / AML compliance… more
- SMBC (Jersey City, NJ)
- …Mathematics, Statistics, Analytics, or other related field). + 10-15 years of BSA / AML compliance experience, particularly with data , platforms, and ... develop work product independently and in a fluid environment. + BSA / AML compliance experience, particularly with data , platforms, and data … more
- New York State Civil Service (New York, NY)
- …supervision of the Banking Division; * Serves as an expert resource on Bank Secrecy Act /Anti-Money Laundering ( BSA / AML ) and related matters for the ... / product lines, and change of control applications for compliance with BSA / AML and OFAC...legal and regulatory changes and developments relating to the Bank Secrecy Act , and related… more
- New York State Civil Service (New York, NY)
- …including on-chain and off-chain alerts/investigations* Solid knowledge of Bank Secrecy Act /Anti-Money Laundering ( BSA / AML ), Sanctions (OFAC), ... system that benefits individuals and supports business. Through engagement, data -driven regulation and policy, and operational excellence, the Department... AML and Fraud Professional; ABA Certificate in BSA and AML Compliance ; ABA… more
- KPMG (New York, NY)
- …financial institutions in addressing financial crimes (such as Bank Secrecy Act ( BSA ), Anti-Money Laundering ( AML ), and Office of Foreign Assets ... all three lines of defense; help Financial Crimes leaders ( BSA / AML , Fraud, and Sanctions) in the financial...requirements and guidance + Engage in projects to enhance compliance programs, leveraging data analytics and advanced… more
- RGP (New York, NY)
- …, Sanctions, Bribery, Corruption, Fraud). * Strong knowledge of the Bank Secrecy Act ( BSA / AML ), Anti-Bribery and Corruption regulations, Sanctions, ... , with a primary focus on Financial Crimes, including Anti-Money Laundering ( AML ), Sanctions, Bribery, Corruption, and other compliance areas such as… more
- New York State Civil Service (New York, NY)
- …of the following are not required but are helpful:* Virtual currency.* Bank Secrecy Act /Anti-money Laundering ( BSA / AML ), Office of Foreign Assets ... of Title Virtual Currency Analyst (Financial Services Specialist 1 ( Compliance ), SG-18) Occupational Category Financial, Accounting, Auditing Salary Grade 18… more
- Bank of America (New York, NY)
- …"), such as insider trading, market manipulation and other specified unlawful activities under the Bank Secrecy Act (" BSA "). The GFC Specialist will ... City, New Jersey; New York, New York; Fort Lauderdale, Florida **Job Description:** At Bank of America, we are guided by a common purpose to help make financial… more
- SMBC (Jersey City, NJ)
- …US Financial Crime department is responsible for ensuring the compliance with anti-money laundering ( AML ), Bank Secrecy Act , USA PATRIOT Act , ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Department monitors the corporate banking, investment banking and broker dealer… more
- Ankura (New York, NY)
- …lead generation. + Conduct independent regulatory program reviews and Testing; + Drafting BSA / AML compliance programs and developing training for FinTech's ... Serve as Subject matter Expert in the fields of AML / BSA / OFAC, and Consumer...and transaction monitoring and watchlist systems; + Draft written compliance programs for AML , consumer compliance… more
- Bank of America (New York, NY)
- …and other support partners in the planning and execution tasks * Technical understanding of Bank Secrecy Act , AML and Sanctions related laws, rules ... Lines New York, New York;Charlotte, North Carolina; Pennington, New Jersey **Job Description:** At Bank of America, we are guided by a common purpose to help make… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... Knowledge of bank regulatory laws and regulations (deposit taking, payments, data privacy/ AML , Volcker, swap margining) - Experience with online trading… more
- Bank of America (New York, NY)
- …five years of relevant experience + Minimum 1-2 years' experience with Fraud, AML , Risk, or Compliance experience and/or knowledge of financial crimes typologies ... Global Financial Crimes Compliance (GFCC) Investigator - Brokerage Charlotte, North Carolina;New...financial services, fraud, investigative service or law enforcement + BSA knowledge relative to AML or Fraud… more
- SMBC (Jersey City, NJ)
- …Compliance (FCC) Unit, Quality Assurance (QA) Testing Team is responsible for assessing compliance with AML / BSA and Sanctions laws and regulations. The QA ... Associate will utilize test scripts, and judgement to evaluate compliance with AML / BSA and Sanctions...Testing Associate will interact with stakeholders from various internal bank departments, such as KYC, Sanctions, FIU, Analytics, and… more
- American Express (New York, NY)
- …the regulatory environment and industry best practices, especially as it pertains to consumer compliance (eg, UDAP, AML , BSA , Fair Lending). * Demonstrated ... manage governance activities within the second line of defense for the Compliance Risk Management framework at American Express, a leading financial services… more
- SMBC (Jersey City, NJ)
- …Computer Science, Economics, or related fields + 4+ years of experience in compliance analytics, BSA / AML model validations, or related domains in ... models for SMBC. **Role Responsibilities:** + Conduct end-to-end validations and reviews of BSA / AML models, assessing model risk from the aspects of data… more
- New York State Civil Service (New York, NY)
- …in the review of Licensees' coin listing procedures, anti-fraud and market-manipulation, BSA / AML , governance, compliance , risk management, etc. policies and ... more of the following are not required, but are preferred:* Virtual currency;* BSA / AML , OFAC, and related laws, regulations, and best practices;* Cybersecurity… more
- MUFG (Jersey City, NJ)
- …Leading and/or assisting in the gathering of business requirements and specifications for BSA / AML /OFAC systems and tools as well as the design of ... the analysis of business initiatives in support of impacted Financial Crimes Compliance systems and MIS + Planning and executing maintenance activities for… more
- Guidehouse (New York, NY)
- …and review the supporting documentation for the selection and implementation of BSA / AML and sanctions technology solutions, including the selection of detection ... the selection, implementation, testing, and calibration/tuning of financial crime compliance technology solutions, covering transaction monitoring, sanctions compliance… more
- City National Bank (Jersey City, NJ)
- …with other audit groups to effectively plan, integrate and execute audits.Understands fraud, BSA / AML and general IT risks in order to identify and assess ... team of auditors to assess risks, develop detail audit programs, identify data analytic opportunities, execute audit programs, analyze results of testing performed,… more