- Project Renewal, Inc. (New York, NY)
- Vice President , Compliance Executive- Varick Street Headquarters, 200 Varick St, New York, New York, United States of America Req #1327 Thursday, December ... 26, 2024 Title: Vice President , Compliance Location:New York City Metro Area Salary:$160,000 -$175,000 Position Overview: The Vice President , … more
- SMBC (Jersey City, NJ)
- …employees. **Role Description** SMBC's Compliance Department Americas Division is seeking a Vice President of the Compliance Monitoring and Testing team ... of its broker/dealer (SMBC Nikko Securities America, INC). The Vice President is responsible for execution of...have direct management oversight of a small team of compliance professionals to support monitoring and testing engagements to… more
- SMBC (Jersey City, NJ)
- …Description** SMBC's Compliance Department Americas Division ("CPAD") is seeking a Vice President of BSA/AML Compliance Monitoring and Testing. The ... role will have coverage for SMBC's US operations. The Vice President will have oversight of a... will have oversight of a small team of compliance professionals to support monitoring and testing engagements to… more
- Santander US (New York, NY)
- Central Compliance , Vice President - Corporate & Investment Banking Country: United States of America The Central Compliance VP Monitors activities to ... remediation. Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to company… more
- SMBC (New York, NY)
- …Product, Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a ... portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as...Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the management of… more
- BlackRock (New York, NY)
- **About this role** **_Summary:_** The Americas Advisory Compliance team is seeking an experienced, self-motivated compliance professional to support, maintain, ... and enhance BlackRock's various information barrier compliance programs. The information barrier compliance programs are critical to BlackRock's business… more
- American Express (New York, NY)
- …our firm, including credit cards and deposit services. As a key leader in the compliance organization, the Vice President will work closely with senior ... way together.** We are seeking an experienced and strategic Vice President of Governance to lead and...activities within the second line of defense for the Compliance Risk Management framework at American Express, a leading… more
- Kuehne+Nagel (Jersey City, NJ)
- …Role** Reporting to the Head of Human Resources of the US, the Vice President of Labor Relations and Employment Compliance leads our HR Compliance team ... ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. The Vice President of Labor Relations and Employment … more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** The Communications Surveillance Vice President role will report to the Lead of Transformation, ... Audit and Reporting within the Compliance Communications Surveillance function and will be instrumental in...Communications Surveillance Program. As a change agent, Communications Surveillance Vice President will play an integral role… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... Citi (https://www.citigroup.com/citi/accessibility/application-accessibility.htm)** . View the "EEO is the Law (https://www.dol.gov/sites/dolgov/files/ofccp/regs/ compliance /posters/pdf/eeopost.pdf) " poster. View the EEO is the Law… more
- NBC Universal (New York, NY)
- …broadcast and cable network websites and apps. This role will report to the Vice President , Regulatory Compliance and Privacy. Responsibilities include: + ... direction of the DTC group's Vice President and Senior Vice President , Regulatory Compliance and Privacy. + Assist with creating, compiling and… more
- NBC Universal (New York, NY)
- …ShowMax and certain other websites and apps. This role will report to the Vice President , Regulatory Compliance and Privacy. Responsibilities include: + ... direction of the DTC group's Senior Vice President and Vice President , Regulatory Compliance and Privacy. + Assist with creating, compiling and… more
- SMBC (Jersey City, NJ)
- …collaboration across Compliance Departments and business partners throughout SMBC. The Vice President is a liaison between Fraud Department, business lines, ... Reporting to the Director of FCC Program Management, the FCC Program Management Vice President is supporting establishing and enhancing Financial Crime … more
- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** The Regulatory Reporting Governance Vice President role is critical in ensuring the compliance with regulatory ... standards, maintaining data integrity, data accuracy and completeness for regulatory reports filed by SMBC. The VP will stay updated on evolving regulatory requirements pertaining to these reports, manage a strategic control testing program, and continuously… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") ... the Executive Director, Head of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President , this role will assist in managing a… more
- Mizuho Corporate Bank (New York, NY)
- … compliance developments, issues and key compliance risks Summary Americas Compliance seeks an Assistant Vice President within the Compliance ... About the Team Americas Compliance , as a control function within the firm's...assists the firm in cultivating a strong Culture of Compliance and embedding the highest ethical standards and responsible… more
- Thrivent Financial (New York, NY)
- …and enabling practices who provide advice and solutions to Thrivent clients. The Area Vice President will partner closely with our COEs focused on Advisor ... Thrivent purpose, promise and values. Job Description The Area Vice President supports Group Vice ...and receiving commissions. + Satisfactory background check and clean compliance record. + Effectively able to represent the Society… more
- Touro University (New York, NY)
- Overview The Associate Vice President of Institutional Advancement ("AVP") is a seasoned advancement professional tasked with supporting the Executive Vice ... President , and the Vice President of Institutional advancement in leading a comprehensive fundraising...York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations… more
- CUNY (New York, NY)
- Assistant Vice President For Finance **POSITION DETAILS** **ABOUT JOHN JAY COLLEGE** John Jay College of Criminal Justice is a senior college of the City ... DETAILS:** As a key member of the executive management team, the Assistant Vice President oversees oneor more College functions to fulfill comprehensive program… more
- Win (Women In Need) (New York, NY)
- Win Assistant Vice President , Transitional Housing Title of Position: Assistant Vice President of Transitional Housing FLSA Status: Exempt Department: ... Transitional Housing Reports to: Vice President of Transitional Housing Salary: Up...effective leadership and management to Win shelters to ensure compliance with all legal, regulatory and contractual requirements, in… more