- Raymond James Financial, Inc. (St. Petersburg, FL)
- …verbal feedback/training to the CIU analysts. * Prepares reports for the AML Quality Control Manager and Senior Management. * Assists with special ... (metrics) that will be utilized by the AML Senior Management team to analyze quality trends and patterns. Leads large or multiple projects with significant… more
- Citigroup (Tampa, FL)
- …AVPs in the team to create and issue periodic and ad hoc reports for Senior Compliance Officers based on key AML Program performance indicators to maintain ... International AML Metrics and Reporting team is responsible to...or regulatory compliance. + High attention to detail and quality + Demonstrated analytical and problem-solving skills. + Demonstrated… more
- Citigroup (Tampa, FL)
- …+ AML Product Risk Program + AML Digital Risk program The AML Prevention Head interacts at the senior executive level within and outside Citi, including ... KYC function to our Auditors and Regulators at a senior level and represent Citi in industry AML...experience in program management. **Job Family Group:** Compliance and Control **Job Family:** AML Compliance & Risk… more
- Citigroup (Tampa, FL)
- …Crime Support teams and the business. + Perform AML Compliance quality and testing, evaluate process deficiencies, analyze control measures, enhance ... escalated matters; further escalate unusual activity as needed. Advise senior management on next steps. + Create, develop and... Certification, a plus **Job Family Group:** Compliance and Control **Job Family:** AML Core **Time Type:**… more
- Citigroup (Tampa, FL)
- The Compliance AML Execution Lead Analyst is senior professional responsible for performing risk and compliance reviews in coordination with the broader ... the root cause of issues and impacts to business, make recommendations to Senior Management on process and control enhancements. **Qualifications:** + 6 -10… more
- Citigroup (Tampa, FL)
- …data-drive solutions to problem solve + Ensure end-to-end connectivity and consistency of AML program and the control environment using key indicators leveraged ... This individual will be a part of the Global AML Risk Insights team which serves as the end-to-end...as a driver of credible challenge for the existing control environment. The individual will support the team with… more
- Bank of America (Tampa, FL)
- Client Quantitative Analytics Manager - AML Charlotte, North Carolina;Belfast, Maine; Seattle, Washington; Plano, Texas; Richmond, Virginia; Fort Worth, Texas; New ... & client responsibilities across a targeted group of Analytical resources consisting of Senior Analysts, Team Leads, and Analysts; serving one or more senior … more
- TD Bank (Tampa, FL)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager, AML Financial Crime Risk Investigation (US) oversees/manages ... law enforcement referrals, proactive initiatives, 314a/314b, and internal referrals. The Senior Manager, AML Financial Crime Risk Investigation (US) develops… more
- Morgan Stanley (Tampa, FL)
- …to learn, achieve, and grow. The Know Your Customer (KYC) Office is an AML function under Financial Crimes, embedded within the Firm's business line. It is ... rules and regulations, adhering to Policy, and escalating, managing and reporting control issues with transparency. Responsibilities: The KYC Office Risk and … more
- Morgan Stanley (Tampa, FL)
- …to learn, achieve, and grow. The Know Your Customer (KYC) Office is an AML function under Financial Crimes, embedded within the Firm's business line. It is ... rules and regulations, adhering to Policy, and escalating, managing and reporting control issues with transparency. *Responsibilities:* The KYC Office Risk and … more
- Citigroup (Tampa, FL)
- …that Citi must comply with; assessing related sanctions risk exposure, overseeing the quality of sanctions control processes and setting global standards to ... Serves as a senior compliance risk analyst for Independent Compliance Risk...conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + Preferably expertise of… more
- USAA (Tampa, FL)
- …regulatory compliance to handle risks by using established methodologies and exercising control plans to ensure alignment with bank specific goals and process ... in implementing and sustaining change/improvements. + Experience in applying quality management, process improvement, and leveraging process improvement tools and… more
- Citigroup (Tampa, FL)
- …job-related duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** AML Execution **Time Type:** Full time **Primary ... Serves as a senior compliance risk analyst for Independent Compliance Risk...and testing of Citi's Financial Crimes (Anti Money Laundering ( AML ), Sanctions and Anti Bribery & Corruption (AB&C)) Compliance… more
- Morgan Stanley (Tampa, FL)
- …to learn, achieve, and grow. The Know Your Customer (KYC) Office is an AML function under Financial Crimes, embedded within the Firm's business line. It is ... rules and regulations, adhering to Policy, and escalating, managing and reporting control issues with transparency. * * *Responsibilities:* * Identify and leverage… more
- Citigroup (Tampa, FL)
- …that Citi must comply with; assessing related sanctions risk exposure, overseeing the quality of sanctions control processes and setting global standards to ... Serves as a senior compliance risk officer for Independent Compliance Risk...impact of issues/violations (legal/regulatory, policy, reputational, etc.) and dimensions control process gaps to help management define disciplinary and… more
- Citigroup (Tampa, FL)
- …that Citi must comply with; assessing related sanctions risk exposure, overseeing the quality of sanctions control processes and setting global standards to ... Serves as a senior compliance risk officer for Independent Compliance Risk...impact of issues/violations (legal/regulatory, policy, reputational, etc.) and dimensions control process gaps to help management define disciplinary and… more
- MUFG (Tampa, FL)
- …reporting procedures for all reporting routines. Oversee the establishment of appropriate quality control processes for payment systems related reporting. + ... quarterly Transaction Processing reports, and other reports as established. + Act as a senior liaison to all OPE business units to develop consensus on the scope,… more
- USAA (Tampa, FL)
- …to identify criminal networks engaging in fraud, scams, disputes/claims and AML and deliver highly significant benefits + Generate and prioritize fraud-dense ... and business needs. + Develops and deploys models within the Model Development Control (MDC) and Model Risk Management (MRM) framework. + Composes and peer reviews… more