- MUFG (Tampa, FL)
- …team will provide more details. **Job Summary:** The Auditor II role within the Internal Audit Financial Crimes & Compliance Issues Management ... in the testing execution for internal audits led by the Financial Crimes and Compliance audit teams. **Major Responsibilities:** + Maintain compliance… more
- Citigroup (Tampa, FL)
- The Financial Crimes Global Policy Adherence & Engagement Team within the FCFP organization supports the delivery and ongoing direction of a comprehensive ... Financial Crimes Program in partnership with multiple...AML and Sanctions Compliance as well as Cards Business, Internal Audit , and operations teams. **Responsibilities:** +… more
- Morgan Stanley (Tampa, FL)
- …achieve, and grow. The Know Your Customer (KYC) Office is an AML function under Financial Crimes , embedded within the Firm's business line. It is responsible for ... higher risk client types. The WM and US Banks Financial Crimes Risk Team is considered the...and collaboration across teams and/or departments. > Experience working internal auditors, external auditors and/or regulators on audit… more
- Citigroup (Tampa, FL)
- …The Compliance Testing Sr. Analyst performs risk-based monitoring and testing of Citi's Financial Crimes (Anti Money Laundering (AML), Sanctions and Anti Bribery ... + A comprehensive understanding of the regulatory and compliance environment surrounding Financial Crimes including AML, Sanctions and Anti Bribery & Corruption.… more
- Citigroup (Tampa, FL)
- …and with other stakeholders including business and technology process owners, and Internal Audit function. + Promoting knowledge sharing and promulgation of ... and reporting control issues with transparency. **Qualifications:** + Knowledge of Financial Crimes Compliance laws, rules, regulations, risks and typologies.… more
- Citigroup (Tampa, FL)
- …internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. The overall ... with other senior stakeholders + Liaise with regulators and Citi internal audit staff for AML matters including coordinating AML related examinations, … more
- Wells Fargo (Dunedin, FL)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... executing policies and procedures in alignment with applicable regulations, as well as audit and escalation procedures, and managing the allocation of people and … more