- Citigroup (New York, NY)
- Citibank, NA seeks a Regulatory Risk Senior Officer for its New York, New York location. Duties: Lead analytics to evaluate methodologies for risk ... 5 years of post-baccalaureate experience as a Credit Portfolio Officer , Project Manager, Senior Consultant, or related...Employer. Wage Range: $207,875 to $250,000 Job Family Group: Risk Management Job Family: Regulatory Risk… more
- Citigroup (New York, NY)
- …an Independent Risk Management perspective. + Produce thematic summaries to Senior Management on regulatory interactions and developments to provide insight ... points of regulatory contact. **Team Overview:** The Risk Regulatory Engagement team ensures the Independent..., Data Analytics Reporting & Technology, and CBNA Chief Risk Officer organizations. + Coordination activities include… more
- Citigroup (New York, NY)
- …performed. Other job-related duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** Full ... in this Citi Wealth role will work as a senior leader across the Citi Global Wealth businesses and...across the Citi Global Wealth businesses and functions coordinating regulatory examinations, serving as point person for examinations -… more
- Arena Investors LP (New York, NY)
- In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's risk management ... framework. This position requires close collaboration with the Chief Risk Officer , where you will provide vital...Think ahead and analyze how certain economic, political, and regulatory developments as well as central bank actions may… more
- Citigroup (New York, NY)
- …opening in the Global Market Risk Management team for a Director Level Senior Risk Manager to cover XVA Trading. In addition to providing independent ... of Management Information as well as to meet new regulatory standards, eg for SA-CVA, and improve Risk...report exposure under different market conditions. + Propose to senior management appropriate market risk limits for… more
- Citigroup (New York, NY)
- …external audit), 2nd line of defense (eg, compliance functions, legal and enterprise risk management, Financial and Regulatory Risk Management, etc.), to ... Control Advisory + A Centralized Controls function comprised of Regulatory Control & Governance, Control Solutions & Risk...matters across functions and products. **Job Purpose:** The Business Risk and Control Officer reports into the… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public ... the reporting, escalation, and timely remediation of issues, deficiencies, or regulatory matters regarding compliance risk management. + Provide direction… more
- Santander US (New York, NY)
- VP- Bank Regulatory Compliance Officer New York, United States of America USA Job Family Description: Vice President, Bank Regulatory Compliance Advisory ... Compliance advisories. On-going identification of Risks, including but not limited to regulatory and conduct, and participation in annual Risk Assessments.… more
- Santander US (New York, NY)
- VP, Regulatory Examination Management Compliance Officer New York, United States of America USA Job Family Description: The VP, Regulatory Examination ... Management Compliance Officer follows industry regulatory developments, applying this expertise when interacting with financial services regulators (including… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer ...to influence and lead people across cultures at a senior level + Experience in managing regulatory ... law, rule, or regulation and design and deliver a risk management framework that maintains risk levels...areas within Citi, as necessary. + Keeping abreast of regulatory changes, new regulations and internal policy changes in… more
- Bloomberg (New York, NY)
- …work with our Risk and Compliance Shared Services team. **What's The Role?** As the Risk and Compliance Policy Officer , you will work with the Chief Risk ... program and have the ability to identify, and escalate top and emerging risks to Senior Management and Risk / Compliance Management. **We'll Trust You To:** +… more
- Citigroup (New York, NY)
- …enables the organization to execute on the TBE Vision and Strategy. The Technology Regulatory Exam Management Officer will report to the NAM & International ... Technology Regulatory Exam Management Senior Lead and will...escalation **Qualifications:** + 5-7 years' experience working in technology risk or control functions (such as Internal Audit) within… more
- Citigroup (New York, NY)
- Opening is for a Market Risk Officer focused on North America NAM G10 Linear Rates desk. Successful candidate would join an existing team based in NYC focused on ... risks can be fully captured within the firm's systems. + Help to resolve regulatory tasks and MRAs. + Appropriately assess risk when business decisions are… more
- Mizuho Corporate Bank (New York, NY)
- … regulatory reporting requirements as relevant to their remit. Summary The Operations Regulatory Reporting Officer position will play a key role in the ... one of the largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Officer works with the Regulatory Relations team within ... of the CEO Department to implement and execute SMBC's regulatory engagement framework and strategy relating to its supervisory...data and documentation to support updates and reporting to senior management and key stakeholders. + Contribute to and… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking aC&I Credit Risk Officer to be responsible for internally supporting the prudent extension of credit originated by the Bank's ... BB business units, as well as with the C&I Senior Credit Officer ("SCO") and legal counsels....ongoing portfolio management efforts, with a primary focus on risk rating consistency and integrity. By joining our team,… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... Citigroup senior management, front line, second line (including independent risk , finance, HR, and Legal), Internal Audit to obtain information / documentation… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development… more
- TD Bank (New York, NY)
- …/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Depth & Scope:** + Works independently as the ... to existing programs in order to support its strong risk culture and strategic approach to managing regulatory... senior officer and may coach and educate... senior officer and may coach and educate others + Individual… more
- MUFG (New York, NY)
- …Council (FFIEC), General Data Protection Regulation (GDPR), etc.) + Understanding of the regulatory environment and regulations related to risk , Office of the ... + Perform first line validation of issues including MSIs, SLoD, TLoD, and regulatory issues + Review, challenge, and participate in issue lifecycle validation with… more