- Citigroup (Tampa, FL)
- The Banking and International Risk (BIR) Managers Control Assessment (MCA)/Risk & Control Self- Assessment (RCSA) Senior Officer I is a seasoned ... of the role is to coordinate MCA/RCSA Monitoring & Testing for BIR Risk teams. Drives the development of...controls and monitoring tools designs and implementations; conducts the assessment of the effectiveness of controls around BIR … more
- Citigroup (Tampa, FL)
- … control /process owners. + Assisting with development of Compliance Testing Risk Assessments, Monitoring Monthly, and Quarterly Summaries and the development ... senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented… more
- Citigroup (Tampa, FL)
- …relationships and drives accountability with partners, peers and other stakeholders to drive control assessment and testing 's success in support of the ... of one of the following ICRM areas: 1) CBNA, Banking and International, 2) Financial Crimes (AML, Bribery, and...improvements in accuracy, efficiency, timeliness, and quality of MCA control design assessment and controls testing… more
- JPMorgan Chase (Tampa, FL)
- …regulatory obligations and industry standards. **Job Responsibilities:** + Lead comprehensive control evaluations and substantive testing to independently assess ... + Lead meetings with business owners at various management levels, delivering testing results and supporting sustainable control enhancements. Identify and… more
- JPMorgan Chase (Tampa, FL)
- …program is executed using both automated and manual testing activities. CCOR Testing is based on targeted control evaluation of Compliance, conduct, and ... processes and practices. **Required qualifications, capabilities, and skills** + Understanding of control frameworks and risk assessment analysis. + Ability to… more
- MUFG (Tampa, FL)
- …A member of our recruitment team will provide more details. RESPONSIBILITIES + Assessment of processes, risks, and control environment. + Issue Management ... Horizontal Reviews, and ITIL in complex environment + Experience related risk assessment / testing methodologies evaluating the adequacy and efficiency of internal… more
- MUFG (Tampa, FL)
- …risks and mapping of key controls required to mitigate those risks + Assessment of control (design and operating) effectiveness and remediation of controls ... product channel + Maintenance of the department's RCSA (Risk Control Self- Assessment ) + Maintenance of the SII... control gaps / failures within the unit ** Control Assurance Testing ** + Execution of self-inspections… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … practices. + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + Understanding of a control 's framework within ... obtained through experience, specialized training and/or certification in securities and/or banking industry to ensure firm policies and procedures are designed and… more
- MUFG (Tampa, FL)
- …The role also emphasizes comprehensive risk management, including the identification, assessment , and management of inherent, control , and residual risks. ... Control Design and Assessments: Hands-on assessments to prioritize the identification, assessment , and management of inherent, control , and residual risks.… more
- Citigroup (Tampa, FL)
- …of communication strategy. + Support ICRM Assessment Unit (AU) including control performance and centralized testing of controls. + Recommend improvements to ... data risk and controls adoption and implementation, including updating Manager's Control Assessment (MCA) process, enhancing reporting, developing, and reporting… more
- JPMorgan Chase (Tampa, FL)
- …robust risk strategy. As a Tech Risk & Controls Senior Associate in Control Testing , you will contribute to the successful management of technology-aligned ... assessment , and mitigation + Experience in risk identification, assessment , and control evaluation, with a strong...years and today we are a leader in investment banking , consumer and small business banking , commercial… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Responsibilities:** + Understanding of audit practices and methodologies, including risk assessment internal control concepts. + Experience in managing ... will oversee the work of others and perform audit testing to conduct audits with targeted scopes and complexities...**Knowledge of** + Audit practices and methodologies, including risk assessment internal control concepts. + Control… more
- Citigroup (Tampa, FL)
- …RWA. Required expertise includes capital planning methodologies, controls, stress testing , capital measures and regulatory requirements, data and infrastructure ... limited to):** + Manage and coordinate the end-to-end model lifecycle requirements for Banking Book RWA components. + Contribute to and coordinate RWA Actuals and… more
- Citigroup (Tampa, FL)
- …Review Entities through quarterly Business Monitoring and periodic Reviews + Assessment of the quality of assigned portfolios and relationships, including ... identification and evaluation of emerging risks + Assessment of the quality and adequacy of credit analysis...Manual and Review Guides + Approval of relationship-level file testing prepared by FCR Credit Risk Analysts and Guest… more
- Citigroup (Tampa, FL)
- …procedure documents to be in line with the Policy framework. + Support the Manager's Control Assessment (MCA) for the team. + Operates with a limited level of ... specific knowledge of FR Y-14A reporting is required. + Perform qualitative and quantitative assessment of known data and control issues for FR Y-14 impact. +… more
- Citigroup (Tampa, FL)
- …Review Team is conducting a review of a Foreign Correspondent Banking (FCB), Affiliate, Payment Intermediaries (PI) and Embassy client's transactional activity. ... exceed quality, productivity and timeliness goals. + Participate in the development, testing , training and implementation of new or enhanced processes + Participate… more
- Citigroup (Tampa, FL)
- …with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking , securities brokerage, transaction ... these capabilities. + Be directly involved in the evaluation, conceptualization, and testing of these technologies through the conduct of hands-on proof of concept… more
- HCA Healthcare (St. Petersburg, FL)
- …and renewal paperwork (CAP, CLIA, AHCA, business license, etc.)** **Prepare annual assessment of Quality Control , Quality Assurance and Regulatory compliance ... Discounts + Retirement readiness, rollover assistance services and preferred banking partnerships + Education assistance (tuition, student loan, certification… more
- Citigroup (Tampa, FL)
- …Functions with ongoing governance, program oversight, and reporting to ensure consistency, control , and accountability as it relates to the program. We partner with ... and 2nd line of defense oversight to attain sustainable and well-understood assessment results supported by quality assurance controls. The Lead and their team… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Abilities** **Knowledge of** * Audit practices and methodologies, including risk assessment internal control concepts. * Advanced investment concepts, practices ... deliverables in accordance with both department and professional standards. * Execute testing as an individual contributor while also managing audit teams. *… more