- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* Collaborates across multiple business units to maintain a risk-based Compliance Oversight program in accordance with the standard and methodology. * ... * Provides escalated support and guidance to compliance efforts in assigned business entity. * Informs appropriate Senior Management about issues that may… more
- Citigroup (Tampa, FL)
- …for the Business supported by BNM. **Job Background** : The VP - BSM Oversight Senior Officer reports into the Global Head of BSM and supports execution of ... (O&T) Division. BNM provides best in class banking services to our business partners and clients, while strengthening regulatory compliance , governance, and… more
- JPMorgan Chase (Tampa, FL)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... firm grow its business in a responsible way by anticipating new and...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- Citigroup (Tampa, FL)
- The Credit Portfolio Senior Officer I is a senior -level position responsible for leading activities including credit review, credit approvals and monitoring the ... exposure to client and counterparties globally. **Responsibilities:** + Lead key business projects and the implementation of initiatives related to policy governance… more
- KPMG (Tampa, FL)
- ** Business Title:** Manager / Senior Manager, Compliance & Reporting Specialist **Requisition Number:** 113212 - 27 **Function:** Tax Services **Area of ... a firm KPMG is currently seeking a Manager / Senior Manager to join our Global Compliance ...with other team members + Work self-sufficiently with appropriate oversight Additional Qualifications for Senior Manager: +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … compliance reviews and analyzes the fair lending risk within various business units. * Performs periodic compliance monitoring and prepares reports ... specialized training, and/or certification in financial services or banking industry compliance to administer and manage an assigned compliance function.… more
- USAA (Tampa, FL)
- …and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of Defense's oversight of the Chief ... what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior -CFO to work a hybrid… more
- USAA (Tampa, FL)
- …part of what makes us so special! **The Opportunity** As a dedicated ** Senior Auditor** , you'll execute, identify problems and resolutions for risk-based assurance ... audit life cycle, to include understanding of horizontal and vertical business impacts, integrating audits with Information Technology (IT), analytics, and projects.… more
- USAA (Tampa, FL)
- …a part of what makes us so special! **The Opportunity** We are looking for a Senior Business Risk and Controls Advisor for the Bank Quality Control Program Team ... business . This role will partner and collaborate with Compliance and Risk Management, as well as Business...stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include: oversight … more
- USAA (Tampa, FL)
- …operations in the business . This role will partner and collaborate with Compliance and Risk Management, as well as Business Operations, IT, Audit Services, ... and compliance -based initiatives. You will be responsible for supporting business leader adherence to the established risk framework and ongoing supervision of… more
- TD Bank (Tampa, FL)
- …of Business :** Enterprise Enabling Functions **Job Description:** The Commercial Senior Business Management and Controls Specialist role enables the Bank ... expertise and expert knowledge of Agile/Scrum processes, roles and practices + Senior specialist providing advisory services to executives, business segment… more
- Citigroup (Tampa, FL)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job ... and the business . Typically, a...required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required… more
- Citigroup (Tampa, FL)
- … Business Risk and Control Committee, Risk and Control Assessment for Management, oversight and monitoring compliance with the firm's policy and standards as ... **Background and Business Summary** Citi Internal Audit is a dynamic...objective, reliable, valued and timely assurance to the Board, senior management and regulators of Citigroup and Citibank (and… more
- Pfizer (Tampa, FL)
- …Corporate Audit to achieve an effective oversight program. 3. Uses compliance and business intelligence to forge relationships critical to a comprehensive ... audits in accordance with Corporate Audit processes, as well as other oversight activities (eg, assessments, compliance investigations) as assigned. 4.… more
- USAA (Tampa, FL)
- …opportunities, within the Bank. Executes and coordinates the development of business process related solutions for internal clients and members. Evaluates processes/ ... Engages with key stakeholders to implement balanced strategic solutions. + Develops business process improvements for the Bank that aligns business deliverables,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Description** **Job Summary:** Manages the supervisory oversight of branch manager activity, ensuring adherence to firm and regulatory policies and procedures. ... Monitors activities of branch managers to ensure compliance with internal policies and procedures, and external... with internal policies and procedures, and external regulations. Oversight activities include the review and approval of client… more
- Citigroup (Tampa, FL)
- …metrics for policy compliance monitoring and reporting to local and global oversight committees + Monitor compliance of designated regulatory reports to the ... KPI and compliance metrics reporting and create dashboard reporting to senior management. Work with stakeholders to remediate any identified gaps + Collaborate… more
- Citigroup (Tampa, FL)
- The Finance Chief Risk Office (CRO) team provides risk management oversight of the Finance function, including effective risk challenge and mitigation of risk for ... rate risks, Treasury investments, and private equity investments, and ensures compliance with all risk-related regulatory requirements. The Finance CRO Chief… more
- KPMG (Tampa, FL)
- ** Business Title:** Senior Associate, Account Operations **Requisition Number:** 115169 - 27 **Function:** Advisory **Area of Interest:** **State:** FL **City:** ... are, join our team. KPMG is currently seeking a Senior Associate, Account Operations to join our Market Development...account; build out and implement account processes to meet business operational needs and ensure account compliance … more
- Honeywell (Clearwater, FL)
- THE BUSINESS Honeywell International Inc. (NYSE: HON) is a global technology and manufacturing company that invents and commercializes solutions to address some of ... the safety, efficiency, and performance of the aerospace industry. Our aerospace business unit encompasses a wide range of products and services, including aircraft… more