- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and work done by others in the financial reporting department. * Supervises SEC Reporting senior associates and staff. * Manages relationships with, and ... changing priorities in a fast-paced work environment. * Supervise, instruct and develop SEC Reporting senior associates and staff. * Provide a high level of… more
- Citigroup (Tampa, FL)
- **Finance Reporting Senior Analyst, AVP** Our commitment to diversity includes a workforce that represents the clients we serve globally from all walks of life, ... us. We'll enable growth and progress together. The Finance Reporting Senior Analyst is an intermediate level...analysis and submission of reports to various constituencies (regulators, SEC , Fed, OCC, etc.) based on requirements such as… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and analyzes investment advisory activities identified via various data systems and reporting . Conducts due diligence related to specific risk factors through the ... coverage including operational businesses. * Assists with compliance governance reporting for all compliance pillars, including compliance representation, conducting… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and additional ad-hoc reporting as required. + Maintains regular contact with senior manager and other internal customers to identify, research, and resolve ... of regulatory developments and industry best practices to ensure the non-financial regulatory reporting with FINRA, IRS, SEC , remains current and effective. +… more
- General Dynamics Information Technology (Macdill AFB, FL)
- …in Microsoft tools such as Power Automate. Designs and develops dashboards, reporting , and analytics for senior management. Administers and customizes Microsoft ... Power Business Intelligence (BI),Microsoft SharePoint **Certifications:** Security+, CE - Sec + CE **Experience:** 5 + years of related experience **US… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and analysis of potential risks, and supporting the communication of reporting regulatory changes, where appropriate. Works independently on difficult assignments ... to regulatory changes impacting the firm. * Creates and distributes related reporting . * Helps coordinate on-going Regulatory Change Management working groups. *… more
- Citigroup (Tampa, FL)
- …personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the ... + Work under the supervision of one or more senior attorney in support of the Restricted and Control...Securities Act of 1933, Investment Company Act of 1940, SEC Rule 144, broker-dealer and banking regulations, and … more