- Ross Stores, Inc. (New York, NY)
- …with continuous learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Product Compliance & Regulatory Attorney will work as a ... Dublin, CA, we have 3 buying offices in key markets in New York City, Los Angeles, and Boston,...member of the Ross Legal and Compliance team, as part of the New York\-based Legal… more
- City of New York (New York, NY)
- …The Office of Human Resources is seeking a qualified individual to serve as a Deputy Director of the Compliance Unit. The Deputy Director will be responsible ... training to new employees, managing employee performance and compensation, and ensuring compliance with all applicable employment, civil service, and labor laws. In… more
- SMBC (Jersey City, NJ)
- …Description** SMBC's Compliance Department Americas Division ("CPAD") is seeking a Director of BSA/AML Compliance Monitoring and Testing ("M&T"). The ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...Director will have oversight of a team of compliance professionals to support monitoring and testing engagements to… more
- City of New York (New York, NY)
- …to hire one (1) Administrative Staff Analyst NM I who will function as Director , Contract Monitoring and Compliance who will: Under the general direction of ... the Senior Director , Contract Monitoring and Compliance unit and with wide latitude for independent judgment, action and initiative, the Director is… more
- CIBC (New York, NY)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) Reporting to the Swap Dealer Chief Compliance Officer, the Director , RCM Portfolio Management is ... management context. + Experience in providing regulatory or compliance advice in connection with derivatives markets ...salary range of $140,000-$175,000 for the New York, NY market based on experience, qualifications, and location of the… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Director , Compliance Transformation Project Manager oversees and manages ... environment, and maintaining effective communications and reporting. The successful Director , Compliance Transformation Project Manager possesses demonstrated… more
- Citigroup (Jersey City, NJ)
- …managerial experience of large teams + Extensive global Volcker, Swap Dealer and Markets compliance and audit related experience, and strong knowledge of ... and significant compliance risks and controls implemented by the global Markets Business; serves as global product lead , managing the engagement with Senior… more
- S&P Global (New York, NY)
- …use):** 13 **The Team:** This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of ... and enhance our suite of offerings. S&P Global's Regulatory and Compliance Solutions encompass comprehensive services that span client reference data collection… more
- TD Bank (New York, NY)
- …findings, enhancements, and overall effectiveness of a surveillance program. The Director Compliance TDS oversees/leads a team(s) of specialists/professionals ... can provide you more specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director level Global Head of Surveillance… more
- Ankura (New York, NY)
- …that collaboration drives results.This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services ... Industrial Base (DIB) -related cybersecurity, and other national security-related compliance and program enhancement projects. . Leading assessments of clients'… more
- ADP (Roseland, NJ)
- **ADP is hiring a Sr. Director , Strategic Planning within our Smart Compliance MasterTax organization.** Are you an innovative thought leader focused on ... transformation, growing market share, and expanding internal and external collaboration? Come...entrepreneurial MasterTax Software Business as our Strategic Planning Sr Director . As a **Sr. Director ** , **Strategic… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... framework. **Responsibilities:** + **Providing equities, options and structured products compliance coverage to an assigned function/business/product** . Provides … more
- SMBC (Jersey City, NJ)
- …competitive portfolio of benefits to its employees. **Role Description** Reporting to the Director of Compliance Program Management, the Compliance Program ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- SCI Shared Resources, LLC (Livingston, NJ)
- …company expectations; and local, state, or federal laws. As the licensed Funeral Director , responsible for the compliance with all mortuary, health, and vital ... statistics regulation compliance within the funeral establishment(s). **JOB** **RESPONSIBILITIES** Arrangements Conference...charity events to represent and promote the location or market . General + Works under general guidance. New associates… more
- HSBC (New York, NY)
- …support functions on non-financial risks and regulations. The Global Debt Market Compliance team is part of the Markets and Security Services Compliance ... and the planet we all share. The Global Debt Market Line of Business Compliance Officer will...the Group's businesses. This individual generally works under the Director of FICC Compliance , but is expected… more
- S&P Global (New York, NY)
- …Role:** **Grade Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global ... Dow Jones Indices (SPDJI) division. As a Compliance Director , you'll play a pivotal role...in the financial sector. + Good understanding of financial markets , ideally with experience related to indices and the… more
- Scotiabank (New York, NY)
- …policies to the Senior Manager. Critical matters are immediately escalated to the Director , Investment Management Compliance . + Support the Compliance Team ... Manager, Investment Management Compliance **Requisition ID:** 214677 **Salary Range:** 90,000.00 -...in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is looking for a Director of Governance, Risk Management & Compliance who will be responsible for establishing and maintaining the company's ... a comprehensive controls framework with global third-party risk management. The director ensures the company's technical systems and information assets are… more
- City of New York (New York, NY)
- …works under the direction of the Assistant Commissioner and works closely with the Director of Personnel to ensure compliance with agency policies and data ... NYC Department of Design and Construction seeks a Deputy Director , Office of Management and Budget (OMB) Data Unit....for inquiries from OMB and other senior staff. 5. Compliance and Performance Management: - Ensure compliance … more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Reporting to the Director , FCC Analytics in the Compliance Department, Americas Division, the ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more