- Banc of California (Wilmington, CA)
- …equivalent required. Work related experience should consist of an in-depth background in Bank Secrecy Act compliance and general banking skills. + Bachelor's ... **Overview** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, Banc of… more
- Citigroup (Anaheim, CA)
- The Mortgage Lending Officer role is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing ... corporate and investment banking, securities brokerage, and wealth management. Citi Bank Retail Mortgage provides home lending services via our Citibank branches… more
- Citigroup (Anaheim Hills, CA)
- The **Community Mortgage Lending Officer ** is an **entry level position** responsible for driving mortgage sales and client relationships through engagement with ... relationships (Realtors, CPA's, Builders, etc). to drive mortgage business into the bank . + Appropriately assess risk when business decisions are made, demonstrating… more
- HSBC (Irvine, CA)
- …not expected to provide securities recommendations to clients. As the Wealth Relationship Officer , you will: + Provide high quality sales support to an individual or ... pertinent regulations affecting their delivery + Previous experience in Retail/Premier Bank sales preferred + Understanding of core products, Premier proposition,… more
- Banc of California (Santa Ana, CA)
- **Overview** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, Banc of ... California (the " bank "). Banc of California is one of the nation's...size, results of test work, and any control or compliance deficiencies Retains all supporting documentation in accordance with… more
- BMO Financial Group (Downey, CA)
- …Middle Market Team!! Ideal candidate facilitates growth initiatives for the Bank through significant business development and excellent management of key client ... required internal control standards, including adherence to audit, regulatory and compliance policies. Commercial Credit experience a plus! + Acts timely,… more
- Banc of California (Santa Ana, CA)
- …discrepancies in CRA loan data to Loan Personnel; + Assist VP, CRA Lending Compliance Officer in the preparation of data for the analysis reports using ... + Responsible for working closely with the CRA Lending Compliance Officers and CRA Community Development Officer ...federal regulations and laws as they pertain to the Bank 's Compliance Risk Management Policy Program Regulatory… more
- Banc of California (Santa Ana, CA)
- **Overview** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, Banc of ... California (the " bank "). Banc of California is one of the nation's...Risk Data Manager will partner with the Chief Data Officer to lead governance activities across multiple business units… more
- Banc of California (Santa Ana, CA)
- **Overview** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, Banc of ... California (the " bank "). Banc of California is one of the nation's...timely and accurately by management. + Evaluates and monitors compliance with Credit Policies, Standards, and Procedures to ensure… more
- Wells Fargo (Orange, CA)
- …and exercise judgement within defined policies and procedures + Develop understanding of bank products and services to connect to customers' needs + Interact with ... care and build relationships + Provide appropriate options for bank products and services to customer + Refer customers'...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- Citigroup (Fullerton, CA)
- …business supports ultra-high-net-worth individuals and family offices through Citi Private Bank , operates in the affluent and high-net worth segments through ... new clients with the goal of bringing in new bank and brokerage assets . Deepen relationships with existing...but not limited to Small Business Partners, Home Lending Officer , etc.) . Acquire new clients through converting referral… more
- Wells Fargo (Chino Hills, CA)
- …an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related ... + **Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention** + **Ability to interact… more
- Wells Fargo (Costa Mesa, CA)
- …customer service and colleague experience, and ensure timely completion, quality, and compliance in teller functions + Provide feedback and present ideas for ... pertaining to the banking industry + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Ability to work effectively… more
- Wells Fargo (Bell, CA)
- …an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related ... banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to interact with… more
- HSBC (Irvine, CA)
- …The Wealth Relationship Manager (WRM) works closely with the Wealth Relationship Officer (WRO) and the service teams to build meaningful relationships with high ... skills + Good understanding of how to work with Compliance , Credit & Risk and Internal Control to ensure...And we want you to help us build the bank of the future! All qualified applicants will receive… more
- Advantage Solutions (Irvine, CA)
- …critical Corporate or business unit information for required financial reporting, bank compliance , or other management meetings **Supervisory Responsibilities** ... support for the company's Information Technology function led by the Chief Digital Officer . This role will be responsible for examining large sets of data and… more