- Daiichi Sankyo, Inc. (Bernards, NJ)
- …for cardiovascular diseases, under the Group's 2025 Vision to become a " Global Pharma Innovator with Competitive Advantage in Oncology," Daiichi Sankyo is primarily ... to the ongoing operation of modules in SuccessFactors on a cross-regional / global scale. Specifically, this includes the set-up and performance of the modules with… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing team responsible for assessing ... by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based ...**Qualifications:** + 5-8 years of experience + Understanding of Global Markets business activities and products, preferably… more
- Citigroup (Jersey City, NJ)
- …covering middle and back office Operations activities within the Global Markets business, in accordance with the Compliance Independent Assessment (CIA) ... reported issues. Key Activities include: + Participating in the planning, executing, and reporting of compliance testing reviews and regulatory issue validation… more
- JPMorgan Chase (Brooklyn, NY)
- …This is a unique opportunity for someone interested in treasury concepts, capital markets and stress testing to contribute to the firm's financial resilience ... across the organization to develop your expertise in stress testing in deep market and idiosyncratic scenarios...and model review. + Familiarity with regulatory requirements and compliance . + Experience in stress testing or… more
- Bank of America (New York, NY)
- …us! **Job Description:** This role will use expertise gained auditing Global Markets or closely related areas (ie market risk management, product control or ... Audit Supervisor - Global Markets (FICC) New York, New...of products in each of these businesses in a market making capacity, include cash securities, futures, and derivatives.… more
- JPMorgan Chase (Brooklyn, NY)
- …and gain exposure across the organization to develop your expertise in stress testing in deep market and idiosyncratic scenarios considered in Recovery and ... role where you can further develop your knowledge of Markets businesses, use your analytical and quantitative skills and...and model review. + Familiarity with regulatory requirements and compliance . + Experience in stress testing or… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... provides our clients an important bridge to this key global market for trade and investment flows...issues and execute action plans for Internal Audit and Compliance Testing findings assigned to Compliance… more
- S&P Global (New York, NY)
- …division. As a Compliance Director, you'll play a pivotal role in our global compliance team, ensuring that our Compliance Program for the indices ... Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to...At S&P Global , we focus on Powering Global Markets . Throughout our history, the world's… more
- Bank of America (New York, NY)
- Audit Manager - Global Markets - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... management to improve the control environment + Utilize yoursoundanalytical skills and Global Markets Electronic Trading expertise to execute assigned audit … more
- Bank of America (New York, NY)
- Senior Technology Manager - Global Markets Low Latency SOR Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose ... standards, audit exams and reviews), ensuring all relevant risk, financial, and compliance policies are met + Manages relationships with business and technology… more
- Scotiabank (New York, NY)
- Manager, Compliance Testing **Requisition ID:** 214386 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. ... provides our clients an important bridge to this key global market for trade and investment flows...The primary responsibility of this position is to support compliance testing for Scotiabank's US operations. The… more
- SMBC (Jersey City, NJ)
- …Degree and/or Certifications (ie FINRA Series 7,63, 24) are desired + Has a Compliance Testing , Broker Dealer Regulatory or Internal Audit Background + Strong ... clients. It connects a diverse client base to local markets and the organization's extensive global network....Americas Division is seeking a Vice President of the Compliance Monitoring and Testing team to perform… more
- TD Bank (New York, NY)
- …the TDS US businesses and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other ... Monitoring and Testing ** + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute the annual Compliance … more
- SMBC (Jersey City, NJ)
- …Banking and Compliance Experience + CRCM Certification (A Plus) + Has a Compliance Testing , Bank Regulatory or Internal Audit Background + Able to work ... institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating… more
- SMBC (Jersey City, NJ)
- …institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing . The Analyst is… more
- TD Bank (New York, NY)
- …the TDS US businesses and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other ... Monitoring and Testing + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine scope of reviews; build detailed… more
- TD Bank (New York, NY)
- …and Risk Assessment ratings. + Partner closely with the Risk Assessment and Compliance Markets Advisory teams, as necessary, to create a cohesive pipeline ... issues, providing trusted advice and industry-leading insight, extending access to global markets , and delivering integrated transaction banking solutions. In… more
- SMBC (Jersey City, NJ)
- …**Qualifications and Skills** + 7+ years of swap dealer experience + Has a Compliance Testing , NFA or Internal Audit background + Able to work independently ... clients. It connects a diverse client base to local markets and the organization's extensive global network....Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP… more
- Citigroup (Jersey City, NJ)
- …inventory management, risk management and collateral efficiency. The team supports global Markets businesses working across products, regions, and divisions, ... **Organization Overview:** Markets Operations represents the evolution and transformation of...diversity of thought and inclusion. We are a dynamic, global , and diverse Organization, with a presence in over… more
- Scotiabank (New York, NY)
- …**Overview** Contributes to the overall success of the Global Banking and Markets ("GBM") AML Monitoring and Testing Department ("M&T"), Global AML, ... provides our clients an important bridge to this key global market for trade and investment flows...testing or audit AML experience in a regulatory, compliance , or quality assurance capacity within a financial institution… more
