- JPMorgan Chase (Brooklyn, NY)
- …Accounting Policy, Regulatory Reporting Policy, Interentity Analysis, Quality Review & Control and SEC Reporting teams. As an Associate on the SEC ... SOX controls + Maintain high quality documentation to ensure SEC Reporting 's compliance with the Firm's Sarbanes-Oxley...+ Ability to work in teams and interface with senior management and staff + Strong interpersonal,… more
- Mizuho Corporate Bank (New York, NY)
- …of the largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for the ... various regulators. The team's daily operations ensure the bank meets its regulatory reporting obligations and that data is reported in an accurate and timely… more
- JPMorgan Chase (Brooklyn, NY)
- …Policy, Regulatory Reporting Policy, Inter-entity Analysis, Quality Review & Control and SEC Reporting teams. As a Vice President on the Regulatory ... The Regulatory Reporting Policy team sits within Corporate Finance -...+ Ability to work in teams and interface with senior management and staff + Delivers timely… more
- Bristol Myers Squibb (Madison, NJ)
- …and annual reporting . + Responsible for the oversight of IRC Sec . 174 costs including the calculation, analysis, modelling and coordination across the tax ... in their personal lives. Read more: careers.bms.com/working-with-us . **Position:** Senior Manager, Tax Operations (Federal) **Location** : Lawrenceville, New Jersey… more
- Scotiabank (New York, NY)
- …relevant SEC and FINRA rules and regulations including transaction reporting , best execution, market access, Consolidated Audit Trail (CAT) requirements, etc. + ... Senior Manager, Markets Compliance Officer **Requisition ID:** 204138...online and in-person compliance training for sales and trading staff and related support personnel. Coordinate with other Compliance… more
- Grant Thornton (New York, NY)
- …Audit or Transaction Advisory Services + Current knowledge in US GAAP, GAAS, SEC Reporting , transaction advisory services or mergers and acquisitions + Purchase ... As a Valuation & Modeling - Real Estate - Senior Manager, you'll assist clients by leading teams that...hours (utilization) + Manage, develop, train, coach, and mentor staff on projects, assess performance for engagement and year-end… more
- Neuberger Berman (New York, NY)
- …the NB Private Markets group. This role will report to the SVP and manage the SEC reporting and filings to ensure compliance, and will be involved in hiring, ... managing, and training junior staff as the funds launch and grow. The ideal...12 years accounting/finance experience; CPA preferred + Experience with SEC reporting for Registered Investment Companies required… more
- Citigroup (New York, NY)
- The Swap Dealer Compliance Senior Vice President will serve as a key contributor on the team responsible for coordinating Citi's global Swap Dealer and ... Compliance Risk Management (ICRM) program. The individual will serve as a senior swap dealer compliance risk officer for (ICRM) responsible for establishing internal… more
- MUFG (New York, NY)
- …audit process (eg planning, fieldwork testing, reporting , issues validation, etc.). The Senior Auditor I also establish direction for staff on more complex ... member of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading independent,… more
- Boston Properties (New York, NY)
- …Analyze, structure, draft and negotiate (independently and in coordination with senior in-house or outside counsel) acquisition, disposition, financing, and joint ... Work with the BXP regional construction and development teams, senior in-house counsel, and outside counsel to structure and...related matters. Legal Counsel + Advise Company officers and staff on matters of state and local law; keep… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with ... advice on regulatory and compliance requirements to business unit management and staff so that they may conduct their business in conformance with regulatory… more
- Santander US (New York, NY)
- …+ Act as primary point of contact to the regulators + Provide regular reporting to senior management, including status updates and escalations + Assist in ... this expertise when interacting with financial services regulators (including OCC, FRBB, SEC , CFTC, NFA, CME and FINRA) and Santander business and support functions… more