- Citigroup (New York, NY)
- Citibank, NA seeks a Regulatory Risk Sr Officer for its New York, New York location. Duties: Understand the risk data strategy and partner with first ... or related field and 5 years of progressive, post-baccalaureate experience as a Regulatory Risk Officer , Risk Operations Officer , or related… more
- Citigroup (New York, NY)
- …performed. Other job-related duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** Full ... the increasing regulatory expectations facing banks with respect to climate risk + Experience in dealing with change projects and/or building / delivering new… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer ...to influence and lead people across cultures at a senior level + Experience in managing regulatory ... law, rule, or regulation and design and deliver a risk management framework that maintains risk levels...areas within Citi, as necessary. + Keeping abreast of regulatory changes, new regulations and internal policy changes in… more
- Citigroup (New York, NY)
- …position will be specifically targeted to the identification and management of the risk and control framework for CitiDirect and CitiConnect in tandem with the Front ... Office Product Managers. Additional responsibilities will be to manage global regulatory change initiatives impacting the Platform and Data Services (PDS) product… more
- Bank of America (New York, NY)
- Enterprise Financial Risk Sr . Specialist Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Chicago, Illinois **Job Description:** At Bank of ... in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief...1LOD proposal based on structured criteria, eg, impact to risk metrics, sensitivity testing, challenger model, regulatory … more
- Citigroup (New York, NY)
- **Job Description** Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and ... to influence and lead people across cultures at a senior level + Experience in managing regulatory ...examiners, auditors etc. + Knowledge of key Compliance processes- Regulatory Management, Risk Assessment, Monitoring and Testing… more
- Citigroup (New York, NY)
- Job Description The Market Risk Senior Officer I is a strategic professional who closely follows the Equities Markets and oversees market risk coverage ... tools. She will have excellent communication skills to influence risk discussions, often with senior Traders and...of methodologies and models. Interaction with Market and Credit Risk Managers to improve accuracy of regulatory … more
- Citigroup (New York, NY)
- …performed. Other job-related duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** Full ... in this Citi Wealth role will work as a senior leader across the Citi Global Wealth businesses and...across the Citi Global Wealth businesses and functions coordinating regulatory examinations, serving as point person for examinations -… more
- Morgan Stanley (New York, NY)
- …wide variety of supervisory, compliance, and risk functions. In conjunction with the Senior Risk Officer , the NRO has accountability for maintaining a ... Management policies, and other regulations. The NRO keeps the Senior Risk Officer informed of... Officer and/or the Regional Risk Officer * Focuses on business ethics and regulatory… more
- Bank of America (New York, NY)
- Sr Quantitative Finance Manager New York, New York;Jersey...of model validators and reports up to the Model Risk Officer . The MVL is accountable for ... used for credit allowance, enterprise stress testing, valuation, and regulatory capital purposes. The MVL is responsible for providing... capital purposes. The MVL is responsible for providing risk oversight, acting as a subject matter expert and… more
- US Bank (New York, NY)
- … risk , scoring, fraud, AML, and AI/ML models + In-depth understanding of model risk regulatory requirements, such as SR 11-7, Basel guidelines, CCAR, and ... and discover what you excel at-all from Day One. **Job Description** The Chief Model Risk Officer is responsible for developing and maintaining the bank's model … more
- Bank of America (New York, NY)
- Sr Business Financial Control Product Associate-Global Financing & Futures AMRS New York, New York **Job Description:** At Bank of America, we are guided by a common ... (LOB) by producing financial reports and disclosures in partnership with senior management, front office, and other business stakeholders. Key responsibilities… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President, Chief Risk Officer for the Private Client and Asset Management business reports to the Chief ... Risk Officer of Raymond James Financial and...of risk information. * Ensures the business risk management practices comply with regulatory requirements… more
- Morgan Stanley (Purchase, NY)
- …Morgan Stanley is seeking a Vice President to serve as the Financial Crimes Risk Officer for our Workplace and Digital sectors, specifically overseeing the ... #LI-AJ1 **Job:** **Wealth Management* **Title:** *WorkPlace and Digital Financial Crimes Risk Officer * **Location:** *New York-Purchase* **Requisition ID:**… more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... identified and addressed. + Investigating and responding to compliance risk issues. Investigating regulatory inquiries, preparing required documentation,… more
- Citigroup (New York, NY)
- The Credit Portfolio Senior Officer I is a senior -level position responsible for leading activities including credit review, credit approvals and monitoring ... Risk reviews. + Infer the diverse opinions of Sr . Management and Regulators to effectively address all issues...including credit experience in Markets and Private Bank + Regulatory experience or relevant experience in a similar role… more
- Citigroup (New York, NY)
- The Capital Markets Regulatory Engagement Officer will be part of Citi's Global Regulatory Engagement team and report directly to the Capital Markets ... execution and oversight across all of Citi's regulators. The Capital Markets Regulatory Engagement Officer will support Citi's regulatory engagement… more
- City of New York (New York, NY)
- …also work with senior management to identify potential compliance and integrity risk areas and will opine on and recommend appropriate action plans to address ... Reporting to the First Deputy Commissioner, the Chief Compliance Officer (CCO) will lead the Office of Compliance &... (CCO) will lead the Office of Compliance & Risk Management (CRM), a new Office within HPD that… more
- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development… more
- Banco Popular Puerto Rico (New York, NY)
- Date: Dec 6, 2024 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II. - CRA US CRA We are looking for a ... senior CRA Compliance Officer /CRA Program Manager to...management abreast of all changes. Manage, implement and monitor regulatory changes relative to HMDA and CRA, including NYSDFS… more