- TD Bank (New York, NY)
- …at the firm. + Proficient in Word, Excel and PowerPoint The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... for this role. **Job Description:** We are seeking a Director TDS - Compliance to join our...Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional… more
- S&P Global (New York, NY)
- …Compliance_** **The Team:** This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head ... and enhance our suite of offerings. S&P Global's Regulatory and Compliance Solutions encompass comprehensive services that span client reference data collection… more
- BMO Financial Group (New York, NY)
- The US Capital Markets Compliance Team is seeking an Equities Compliance Director with primary accountability for the Firm's Cash Equities & Electronic ... deep expertise of the rules and regulations related to the US Cash Equities markets , including FINRA, SEC, SRO rules and market access regulations. You will… more
- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer, US Stamford,United States Permanent Full Time \#R-00241613 Our people work differently depending on their jobs ... the proper operations of the department and the business. ** Director , Electronic Trading Compliance Officer, US** Seeking...from the business with regards to eTrading. + Review market abuse alerts related to eTrading business. + Represent… more
- ITT (Stamford, CT)
- …trade professional with at least 10 years of relevant experience to lead the trade compliance team and serve as Director , Global Trade Compliance . Reporting ... to the Senior Vice President and General Counsel, the Director , Global Trade Compliance is primarily responsible for ensuring the global export and import health… more
- CIBC (New York, NY)
- …innovative and relationship-oriented bank. **What You'll Be Doing:** The PWG Executive Compliance Director ("Executive Director ") is responsible for ... business activities. As part of the responsibility to implement and maintain PWG's Compliance program, the Executive Director will be accountable for: +… more
- City of New York (New York, NY)
- …to hire one (1) Administrative Staff Analyst NM I who will function as Director , Contract Monitoring and Compliance who will: Under the general direction of ... the Senior Director , Contract Monitoring and Compliance unit and with wide latitude for independent judgment, action and initiative, the Director is… more
- City of New York (New York, NY)
- … Director of Administration Planning Operations and Emergency Support Services, the Director of Contracts and Compliance with wide latitude for independent ... is seeking to recruit one (1) Administrative Staff Analyst NMII to function as the Director of Contracts and Compliance who will: - Oversee the DVS Contracts and… more
- Ankura (New York, NY)
- …Conduct independent regulatory program reviews and Testing; + Drafting BSA/AML compliance programs and developing training for FinTech's and broker-dealers. + ... validation, and tuning / optimization; + Build, enhance or localize compliance programs including risk assessments, KYC, policies, procedures, internal controls, and… more
- BlackRock (New York, NY)
- …efficient indexing strategies designed to gain broad exposure to the world's capital markets . Our clients can access our investment solutions through a variety of ... pooled investment vehicles, and the industry-leading iShares(R) ETFs. BlackRock's Compliance Department protects BlackRock's reputation and provides advice to the… more
- Ankura (New York, NY)
- …that collaboration drives results.This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services ... Industrial Base (DIB) -related cybersecurity, and other national security-related compliance and program enhancement projects. . Leading assessments of clients'… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …this job (https://uscareers-nyu.icims.com/jobs/13298/associate- director %2c-student-health- compliance ... and working environments for our students, staff, and faculty. Manage key compliance and administrative operations functions of the Student Health Center (SHC).… more
- City of New York (New York, NY)
- …budget and bureau needs including, contracts, micro-purchases, service agreements, etc. The Director will ensure compliance to all existing Procurement Policy ... and Conflict Resolution Your Impact: The selected candidate will serve as the Director of Procurement who will report directly to the Executive Director … more
- S&P Global (New York, NY)
- …Role:** **Grade Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global ... Dow Jones Indices (SPDJI) division. As a Compliance Director , you'll play a pivotal role...in the financial sector. + Good understanding of financial markets , ideally with experience related to indices and the… more
- Scotiabank (New York, NY)
- …policies to the Senior Manager. Critical matters are immediately escalated to the Director , Investment Management Compliance . + Support the Compliance Team ... Manager, Investment Management Compliance **Requisition ID:** 214677 **Salary Range:** 90,000.00 -...in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is… more
- Trexquant Investment (Stamford, CT)
- …as PF, 13F etc.) + Reports to the CCO and works closely with the Compliance Director , Corporate Counsel and technology teams. Requirements + 4-8 years of prior ... trade our client assets in global equity and futures markets . With locations in the US, China and India,...join our team and become a manager of platform compliance for a systematic investment firm (for private funds)… more
- City of New York (New York, NY)
- …works under the direction of the Assistant Commissioner and works closely with the Director of Personnel to ensure compliance with agency policies and data ... NYC Department of Design and Construction seeks a Deputy Director , Office of Management and Budget (OMB) Data Unit....for inquiries from OMB and other senior staff. 5. Compliance and Performance Management: - Ensure compliance … more
- Danaher Corporation (Port Washington, NY)
- …Business System (https://www.danaher.com/how-we-work/danaher-business-system) which makes everything possible. Director Global Quality and Regulatory Compliance ... and/or procedures advises on impact of regulations, devises strategies for compliance , and liaison with regulatory bodies. Investigates and resolves compliance… more
- Research Foundation CUNY (New York, NY)
- …and construction contracts and change orders. In addition, the Assistant Deputy Director will oversee activities related to compliance with minority and ... Job Title: Assistant Deputy Director of Procurement PVN ID: VC-2412-006640 Category: Administrative...and updating of procurement policies and procedures, which ensure compliance with state, local, and federal laws as well… more
- S&P Global (New York, NY)
- …They bring their A-game & their great personalities all the time. **The Role:** The Director - Private Markets is responsible for supporting the Head of Private ... Markets Sales, North America in the maintenance of existing...our most important relationships. + Collection and analysis of market data on target names to be able to… more