- TD Bank (New York, NY)
- … regulatory remediation** + **Experience with developing and implementing regulatory compliance risk management frameworks and programs, including ... **The role will serve as deputy to the US Head of Compliance Transformation and support program...peer institutions** + **Leads the fostering of innovation and change ready culture within Compliance ** + **Liaise… more
- JPMorgan Chase (New York, NY)
- …expected to have a deep understanding of the mortgage business, its process and regulatory complexities and reports into the Global Head of Mortgage Solutions. ... and efficiencies. It also helps adapting to a dynamic regulatory framework. To achieve its goals, the product team...various stakeholders ranging from technology to Legal, Risk and Compliance . **Job Responsibilities** + Working the Global Head… more
- Citigroup (New York, NY)
- The Head of USPB Fair Lending Advisory reports to...for and respond to internal audit, CFPB and OCC regulatory reviews and exams; + Lead the team in ... the Head of the Office of Fair Lending and Privacy...and appropriate subject matter expertise. **Skills:** + Provide comprehensive compliance expertise, delivering accurate fair lending compliance … more
- Citigroup (New York, NY)
- …Program, including all KYC Policy documents, documentation of international KYC Regulatory requirements, change management and maintenance of documents, ... **Description:** The KYC Policy and Standards Head will join the AML Prevention Team, reporting...of KYC. They will lead a team of experienced Compliance professionals to ensure that our customer onboarding and… more
- Pfizer (New York, NY)
- …and data sciences) from both the scientific and operational standpoint. The Head , Data Sciences & Analysis is accountable for coordinating excellence in biometrics ... will not be reporting into this role. As the head of Data Sciences and Analytics within Research &...enforcing expectations for quality control best practices + Ensure compliance with relevant SOPs, laws and regulations globally +… more
- S&P Global (New York, NY)
- …as revenue retention rates, market share and client satisfaction scores. + Ensure compliance with regulatory and corporate governance requirements in all sales ... team is sales focused, energetic, and intellectually curious. **The Role:** The Head of Financial Services and Sponsors is a pivotal leadership position responsible… more
- Neuberger Berman (New York, NY)
- …** Compliance & Risk Management:** + Understanding of complex regulatory requirements and development of processes that mitigate/minimize control risks. + ... an experienced and dynamic individual to join Neuberger Berman as the Head of our Business Enablement and Operations Intermediary team. The successful candidate… more
- Citigroup (New York, NY)
- The Head of Wealth Application Strategy is responsible for delivering innovation in overall product analysis, design, development, and production support for the ... who will drive priorities while balancing risks, capital allocations, and change complexities throughout the enterprise. The candidate must be able to… more
- Citigroup (New York, NY)
- …Deep knowledge of financial and risk data, along with an understanding of regulatory , compliance , risk management and financial management concerns + Proven ... issue identification and comprehensive remediation. In addition to overseeing the compliance against ORM frameworks, **Data Risk Management has the added complexity… more
- S&P Global (New York, NY)
- …internal relationships and ongoing dialogue with USPF analytical leadership ensuring compliance with regulatory and corporate governance requirements in all ... skills. + Intellectual curiosity, adaptability, and openness to rapid and ongoing change + Comfortable dealing with ambiguity and able to influence and marshal… more
- Citigroup (Queens, NY)
- …suitability of products.** **The position is expected to stay abreast of regulatory and legal issues impacting the businesses globally and to actively participate ... business leaders. They coordinate matters with the Citi tax compliance and the Citi tax information reporting functions. This...a critical and influential role in shaping and driving change across Citi. The focus is on partnering with… more
- Truist (New York, NY)
- …are met Ensure that GFOS establish and maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Participate as needed with ... both major and minor, which are not mentioned below. Specific activities may change from time to time. Develop and execute national business plans for GenSpring… more
- S&P Global (New York, NY)
- …This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation and ... that span client reference data collection and management, client lifecycle management, regulatory compliance , and document management. + ** Regulatory … more
- Citigroup (New York, NY)
- …position within the Controllers Organization that will report up through the Global Head of Regulatory and Capital Reporting. The individual will support and ... execute remediation of critical gaps in regulatory reporting and bolster the team's ability...Support and substantiate the development of the BCBS 239 Compliance process. + Monitor and **manage key metrics** associated… more
- JPMorgan Chase (New York, NY)
- …Assist CDAO AI management to address emerging risks, including among others: regulatory change developments, external geopolitical, and other market events ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...bulletins. + Drive focus on and supporting legal & regulatory change management efforts. + Drive risk… more
- Bloomberg (New York, NY)
- …exposure to senior stakeholders across all business lines and reports into the Global Head of Employee Compliance .** **What's the Role?** **We are seeking a ... else. It's up to you to make it happen.** **Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around… more
- Citigroup (New York, NY)
- …function, we are seeking a seasoned leader to take on the role of Head of Business Execution for the Technology Chief Information Office (CIO) and Functions and ... Enterprise Change organizations. The role, which reports to the Technology...implementation, reporting, and governance of budgets, financials, operations, and compliance with firm-wide policies and procedures, leveraging business execution… more
- Marex (New York, NY)
- …cycle and consult all areas that are impacted by change . + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC and ... for handover to the business and/or support functions. + Be familiar with the regulatory , audit, and compliance requirements that apply to the business ensuring… more
- Citigroup (New York, NY)
- …a senior role within the Capital Remediation team that will report to the Global Head of Capital Remediation. The individual will serve as an integral member of the ... Controllers Regulatory and Capital Remediation team. The Director of Capital...Capital and GSIB governance and activities across Citigroup, including compliance with relevant policies and participation at governance forums… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Reporting to the head of Brand Activation, this position will cultivate...advocacy + Experience designing brand advocacy strategies that drive change + Experience managing the brand stewardship program for… more