- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Director for US Retail Brokerage/Broker-Dealer and Consumer Wealth is a senior management ... of AML training + Develop and assist in the implementation of firm-wide AML risk management policy and strategic AML Compliance Risk Management direction as… more
- City of New York (New York, NY)
- …to ensure operational performance and contractual compliance . Collaborate with the Director of the Budget Management unit, in monitoring, tracking, and ... Administrative Staff Analyst NM I who will function as Director , Contract Monitoring and Compliance who will:...Review and Corrective Action Plans for the resolution of compliance issues in a timely fashion, by… more
- CIBC (New York, NY)
- …innovative and relationship-oriented bank. **What You'll Be Doing:** The PWG Executive Compliance Director ("Executive Director ") is responsible for ... rules and regulations; + Demonstrating strategic thinking and planning to address compliance issues associated with PWG's increasingly growing platform; +… more
- Mercy University (Dobbs Ferry, NY)
- Director of Title IX & Equity Compliance ...a Title IX or Equity matter, with mental health issues + Serves as the institutional custodian of all Title ... Director of Title IX & Equity Compliance Salary $95,893.00 - $124,630.00 Annually Location Dobbs Ferry,...services for University students and employees with regard to issues concerning Domestic Violence, Dating Violence, Sexual Assault and… more
- ADP (Roseland, NJ)
- **ADP is hiring a** **Sr. Director ,** **Human Capital Management ** **Counsel/ Compliance ** ADP Legal's Human Capital Management (HCM) Team is responsible ... & Technology team and ADP's business units. The Senior Director will be an integral member of the HCM...support global payroll. + Provide advice and guidance regarding compliance issues that arise in the business… more
- Cushman & Wakefield (New York, NY)
- … | Americas Compliance **Job Description Summary** The Americas Regional Compliance Director will join a developing, dynamic, and talented Global Ethics ... team and advise the business on relevant ethics and compliance topics and issues . LATAM experience is...the program. + Help the business integrate Ethics and Compliance into its daily management and strategic… more
- Gilead Sciences, Inc. (Parsippany, NJ)
- …to employees, leaders, and executives on ethical dilemmas, conflicts of interest, and compliance issues . + Ensure the Ethics Hotline and other relevant sources ... from them, regardless of where they live or their economic status. **Executive Director , Compliance & Ethics Investigations** This executive director plays… more
- RiseBoro Homecare Inc. (Brooklyn, NY)
- …As a member of the RiseBoro Property Management team, the Associate Director of Affordable Housing Compliance will manage the leasing and compliance ... Oversee all aspects of apartment leasing such as waitlist management , processing applications, and maintaining compliance with...related duties and special projects as assigned by the Director of Operations and Facilities or the management… more
- TD Bank (New York, NY)
- …at the firm. + Proficient in Word, Excel and PowerPoint The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... for this role. **Job Description:** We are seeking a Director TDS - Compliance to join our...routine and ad hoc filings related to complaints, reportable issues , disclosures, and broker dealer requirements. + Respond to… more
- CUNY (Bronx, NY)
- Associate Director of Compliance and Diversity **POSITION DETAILS** Hostos Community College is seeking to fill the position of Associate Director of ... and other evidence that has been gathered. The Associate Director of Compliance and Diversity will be...Dean of Students Office regarding student complaints and other issues . - Attend meetings and coordinate with University offices… more
- BMO Financial Group (New York, NY)
- …ensuring adequate management remediation plans and validation. Elevates high profile issues /risk cases to Compliance and business/group management for ... Markets Compliance Team is seeking an Equities Compliance Director with primary accountability for the...+ Analyzes and reports compliance information to Compliance and business/group management . + Advises first… more
- American Water (Short Hills, NJ)
- …is seeking a water quality leader to join and help lead our operations. The* Director of Water Quality & Environmental Compliance * will be the point person for ... Water and will serve as an in-house expert for water quality and environmental compliance requirements. * /*Note that this role can be located in any New Jersey… more
- CAMBA (Brooklyn, NY)
- … management agency, providing clients with personal care coordinators. Position: Compliance Director Reports Chief Legal Officer Location: 2244 Church Avenue ... Brooklyn, NY 11226 What The Compliance Director Does: + Oversee and monitor...of compliance matters and encourage reporting of compliance issues . + Monitor compliance … more
- S&P Global (New York, NY)
- …Solutions encompass comprehensive services that span client reference data collection and management , client lifecycle management , regulatory compliance , and ... document management . + **Regulatory Solutions** : Improves compliance and standardizes processes using advanced assets and outreach services that facilitate the… more
- City of New York (New York, NY)
- …The Bureau of Human Resources is seeking an Administrative Manager, NM/L-III ( Director , Office of Compliance Services) to perform the following duties. ... the Department of Investigation (DOI) background check, residency and employment authorization compliance -Responding to oversight agency on issues pertaining to… more
- City of New York (New York, NY)
- …efforts with the Agency divisions, other HR Units, and external partners on compliance issues , background checks and medical clearances. Keeping up to date ... The Bureau of Human Resources seeks to hire an Administrative Manager, NM/L-III (Senior Director , Office of Compliance Services). DUTIES WILL INCLUDE BUT NOT BE… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) Team responsible ... to assess the design and effectiveness of key controls designed to address compliance risk; reporting and escalating control issues and any violations of… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking...and striving to be best-in-class. As a Regulatory Strategy Director within the Asset & Wealth Management … more
- NBC Universal (New York, NY)
- …compliance risks. + Manage the incident response process for privacy and compliance issues , coordinating with internal teams for swift resolution and ... Compliance and Data driven business solutions. The Sr Director of Compliance & Privacy Tech Operations...Privacy Tech Operations will oversee the development, implementation, and management of both privacy and compliance programs,… more
- Ankura (New York, NY)
- …internal controls, and systems processes; + Prepare compliance reports for Compliance Officer, Senior Management , and/or Board; + Assist clients with ... + Serve as lead contact for Client engagements including delegation of duties and project management ; + Serve as Subject matter Expert in the fields of AML / BSA /… more