- SMBC (Jersey City, NJ)
- …works independently. + Strong analytical, presentation and communication skills. + Previous sanctions screening experience preferred. + Ability to work under ... **Role Description** Within the Financial Crimes Compliance, ("FCC"), the Sanctions Compliance Team ("SCT") is responsible for the review...for the review of alerts in transaction and customer screening . Analysts are led by Team Leads at the… more
- CIBC (New York, NY)
- …Finance, Hiring, Management Reporting, Regulatory Compliance Management, Regulatory Reporting, Sanctions Screening , Suspicious Activity Reporting (SAR) At CIBC, ... **What You'll Be Doing** The US Capital Markets Compliance Analyst is responsible for performing important surveillance functions to support… more
- New York State Civil Service (New York, NY)
- …sampling for purposes including the validation of transaction monitoring and sanctions screening systems; the verification of claimed Virtual Currency ... No Agency Financial Services, Department of Title Virtual Currency Analyst (Financial Services Specialist 1 (Compliance), SG-18) Occupational Category Financial,… more
- TD Bank (New York, NY)
- …multiple functional areas including, but not limited to, customer rating, sanctions screening , transaction monitoring, emerging risk, model performance ... monitoring, analytics and reporting. **Depth & Scope:** + Works autonomously within a specialized business management function and may provide work direction to others + Provides seasoned specialized knowledge, advice and/or guidance to various stakeholders… more
- MUFG (Jersey City, NJ)
- …related fields. + Broad understanding of Financial Crime related concepts (AML, KYC, Sanctions , ABC) + Experience driving and shaping program strategy as well as the ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National… more
- MUFG (Jersey City, NJ)
- …+ Must have experience in one or more Compliance domains including AML, KYC, Sanctions Screening + Must have experience in Customer data domains including CRM, ... role where the individual works as both a Lead Analyst and a Portfolio Manager for Financial Products. You...Anti-Money Laundering (AML) + Know Your Customer (KYC) + Sanctions and Financial Crimes + Work closely with various… more