- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and/or the banking industry to support the continuous evolution of the firms Regulatory Change Management program. This role may have responsibility for, but ... firm. * Creates and distributes related reporting. * Helps coordinate on-going Regulatory Change Management working groups. * Helps ensure continued maintenance… more
- Citigroup (Tampa, FL)
- …to standardize, simplify and identify opportunities for thematic risk reduction (MCA - Manager 's Control Assessment), and assessing data privacy risk and related ... book of work is a mix of process innovation, regulatory compliance, risk and controls , and data...+ Lead and/or support the creation and execution of Manager 's Control Assessment (MCA) for Product Development… more
- Citigroup (Tampa, FL)
- …its subsidiaries), over the effectiveness of culture, ethical conduct, governance, risk management , and controls that mitigate current and evolving risks and ... component in enabling IA's consistent adoption of firm-wide risk and control standards, frameworks and policies, including dedicated controls governance… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* Partners with internal audit and the Firm to facilitate timely issue management activities * Within Oversight & Control , potentially manage a dedicated ... cause and impact of control breakdowns or control gaps from a risk management perspective...securities industry operations * Financial markets and products * Management of internal and external regulatory exams… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …use of sound judgment to provide meaningful insights and opinions on risk and control environment and communicates findings to management . Challenges the team to ... through education and experience to effectively lead assigned risk and control assessment and quality assurance discipline(s), translate business strategy into… more
- Citigroup (Tampa, FL)
- …(RBCM) and demonstrate a strong risk and controls principles. The ISG ** Regulatory Execution Manager ** (Data Analytics Senior Manager - C13) for ... are embedded into the BAU process + Ensuring appropriate documentation and change management over newly implemented processes and controls + Collecting and… more
- Citigroup (Tampa, FL)
- …**Key Responsibilities** * Support the Head of Governance & Controls in the management and enhancement of the control environment of the Chief Risk Office ... support the enhancement, consistent approach, and maintenance of CBNA's regulatory control environment focusing on Tier 1...partners across the segment and IRM to execute the Manager Control Assessment (MCA, ie `Risk &… more
- JPMorgan Chase (Tampa, FL)
- …audit, quality assurance, risk management , or compliance preferred + Experience in a Control Manager function or strong knowledge of Risk and Control ... control program. You will document risks and controls , oversee all processes from product management ...management + Promote remediation, efficacy, and sustainability of control changes due to ineffectiveness or regulatory /policy… more
- Citigroup (Tampa, FL)
- …+ 5-8 years of experience with a focus in Risk and Control , Operational Risk Governance, Internal/External Audit or Regulatory Compliance. Demonstrated ... understanding of business procedures, financial services, control , and regulatory industry knowledge. + Understanding of escalation/governance frameworks. Prior… more
- Citigroup (Tampa, FL)
- The Internal Audit US Regulatory Reporting group's main responsibility is to audit all required US regulatory reports, in order to ensure accuracy, completeness ... audits of Citigroup level reporting processes and their supporting functions. The Audit Manager is an intermediate level role responsible for managing a team that is… more
- Citigroup (Tampa, FL)
- …might exist. + Support review and challenge, within the FLUs, on the effective design and management of controls to mitigate risks as required by the Control ... + Works with colleagues in other areas of Risk Management , Finance, Compliance/ Control , and the Businesses to...support aggregation of risks and determination of adequacy of controls and oversight of control gap remediation.… more
- Citigroup (Tampa, FL)
- …Issues management , MCA/ control effectiveness and audit/exam performance, EUC management , Regulatory Change Management , and Operational Risk events ... compilation of materials for monthly SMB&IC Operations Risk and Controls meetings and quarterly regulatory ongoing supervision...governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk &… more
- Citigroup (Tampa, FL)
- …Officer, Risk Policy Sr. Manager , Application Support Executive, Risk and Controls Oversight, Financial Analyst, Regulatory Policy Officer, Manager or ... and global governance teams on data quality, governance and controls . Analyze process and data quality metrics and use...Wage Range: $132,551.73 to $132,800 Job Family Group: Risk Management Job Family: Regulatory Risk **Job Family… more
- USAA (Tampa, FL)
- …each other. Come be a part of what makes us so special! As a dedicated Manager of Quality Assurance/Quality Control for Bank Financial Crimes, you will manage a ... for recruiting, developing, and retaining hard-working team dedicated to quality management , compliance and risk control monitoring and evaluation efforts.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …ongoing oversight and controls . + Responds to and oversees responses to regulatory inquires, as needed. + Establishes objectives with a sense of urgency and ... obtained through education and experience to manage and oversee the non-financial regulatory reporting function for Raymond James. The leader will regularly interact… more
- Citigroup (Tampa, FL)
- …governance, management , coordination, and the facilitation of the execution of the Manager Control Assessment (MCA, ie, Risk & Control Self-Assessment) ... automation, or other efficiencies), or the need to develop new, more effective controls . + Develops procedural implementation and change management process with… more
- Citigroup (Tampa, FL)
- …senior Transformation-related forums covering complex and high-risk strategic, risk management , governance, regulatory interactions, and franchise reputational ... and key legal advisor to business stakeholders, functional partners, and the Legal Management Council by providing counsel and thought leadership on all aspects of… more
- Citigroup (Tampa, FL)
- The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit within Internal Audit, in coordination with ... teams and manage a budget + Deliver audit reports, Internal Audit and Regulatory issue validation and business monitoring and governance committee reports + Lead… more
- Citigroup (Tampa, FL)
- … control environment and associated operational risk profile, issue management , governance requirements, regulatory responses, active participation in the ... Controls is responsible for design, oversight and management of the BIR control environment and...established and experienced team of 24 employees . Owns Manager 's Control Assessment (MCA) monitoring and testing… more
- Citigroup (Tampa, FL)
- The Senior Audit Manager is a senior level position responsible for developing and executing a robust Audit Plan, in coordination with the Audit team. The overall ... country level. **Responsibilities:** + Deliver audit reports, Internal Audit and Regulatory issue validation and business monitoring and governance committee reports… more