- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and/or certification to manage a team that supports Raymond James Financial Internal Audit . Supports professional and corporate auditing standards as well ... for achieving goals and objectives. Maintains extensive contact with internal audit management and audit ...leadership role in one or more teams. * Manage Audit Managers and Senior Audit … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and Risk processes at the Firm. This role collaborates across the Internal Audit department for comprehensive coverage across various subsidiaries, technology, ... and selecting staff. * Attract, develop, and retain talent within the Audit organization. * Establish strong relationships with senior leaders including… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …with appreciable latitude for unreviewed actions or decisions. Recommends process improvements for internal audit processes and procedures in order to improve ... area by developing audit programs. * Propose audit objectives, scope, procedures and internal control...the ability to present complex and sensitive issues to Senior Management. * Strong analytical skills, particularly in regard… more
- Adecco US, Inc. (Sarasota, FL)
- Adecco Healthcare is searching for a ** Senior Accountant (Level 1)** to become part of our client's team in **Sarasota, FL** . This is a direct-hire, full-time, and ... - knowledge of accounting principles and general ledger. - Audit experience. - Financial Statement Preparations Experience. - Experience...with a large amount of data. **Job Summary** The Senior Accountant (Level 1) is responsible for the accurate… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and review data-related requests and maintaining contact with Supervision leadership, Compliance, Internal Audit , and other internal partners. You will ... + Engages with the Compliance Regulatory Exam Inquiries Management (REIM) team, Internal Audit , and Compliance Testing to identify production requests and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …levels of seniority to document and manage issues. + Coordinates with internal audit , compliance testing, regulatory exams, and inquiry management. Compliance ... governance routines, issues and exam management, and ongoing reporting. As a senior advisor, you will support the Supervision Business Unit Risk Manager (BURM)… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and document results * Prepare work papers and coordinate receipt of audit materials required to analyze, test, and evaluate the entity's controls environment ... use collaborative relationships to facilitate the accomplishment of work goals. * Make internal and external clients and their needs a primary focus of actions;… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …IT internal audits, participates in scoping, deliverable requests and collaborates with senior leadership to clear audit reports and ensure action plans are ... The key to success is the ability to influence senior business leaders about the need to embrace security...of relevant experience in Information Security, risk management and audit or an equivalent combination of education, training and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to all communication activities. Uses knowledge of compliance monitoring, testing, audit practices and applicable US broker-dealer and registered investment adviser ... regulatory requirements and controls to work closely with senior members of Compliance and business management in a compliance risk management capacity. May… more
- Regions Bank (St. Petersburg, FL)
- …and needs are recognized + Follows all bank policies, processes, procedures, and internal audit requirements and adheres to applicable laws and regulations, ... and Coaching process, with some guidance from assigned mentor, senior level managers and internal support partners + Provides consistent and timely coaching and… more
- Bank of America (Sarasota, FL)
- …Performance Management + Referral Management + Workforce Planning + Due Diligence + Internal Audit Review + Leadership Development + Recruiting + Risk Management ... the market expenses. The MCRM partners closely with the Senior Client Relationship Manager (SCRM) to support the ongoing...while preparing to effectively manage any type of branch audit + Oversees the client service experience and reviews… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …completions and additional ad-hoc reporting as required. + Maintains regular contact with senior manager and other internal customers to identify, research, and ... Regular contact with various departments of Raymond James Financial and Senior Management is required, to provide comprehensive solutions to complex problems… more
- Jabil (St. Petersburg, FL)
- …rev Provide s legal support to Attorneys, acts as a key internal point-of-contact and subject matter expert, participates in various projects and initiatives ... risk/reward, performance and business goals. + Follow established contract practices and internal procedures in review and revision of contract terms and conditions… more
- Wells Fargo (Palmetto, FL)
- …grow your career" in the US **About this role:** Wells Fargo is seeking a Senior Branch Network Management Trainee (SAFE) for National Branch Network as part of the ... policies and procedures in alignment with applicable regulations, as well as audit and escalation procedures, and managing the allocation of people and financial… more
- Fox Rothschild LLP (Sarasota, FL)
- …new policies and/or procedures to meet the compliance regulations. + Develop internal controls and policies designed to ensure that all compliance needs are ... accurate and up-to-date records of compliance activities, including training attendance, audit results, and investigation outcomes. + Collaborate and create strong… more