- Robert Half Finance & Accounting (New York, NY)
- …a CPA and 1+ years of Public/Private Accounting experience with Banking or Broker Dealer industry knowledge. The role reports directly into the Senior ... Accounting Manager for the US, and will...of Public/Private Accounting experience with Banking or Broker Dealer industry knowledge + Knowledge of… more
- TD Bank (New York, NY)
- …this role **Job Description:** **Preferred Qualifications:** TD Securities is looking for a broker - dealer accountant to join its Product Control division in New ... books and records and regulatory filings for its US broker -dealers as well as non broker dealers....and Balance Sheet variances. **Qualifications:** + Bachelor's Degree in accounting /finance + 2+ year post undergraduate experience preferred +… more
- Robert Half Finance & Accounting (Parsippany, NJ)
- Description Nationwide broker dealer with Backoffice operations in NY/NJ seeks a Manager of Financial Planning and Analysis. Supporting the VP of FPA, ... above, with an MBA and or CPA. Requirements Nationwide broker dealer with Backoffice operations in NY/NJ...dealer with Backoffice operations in NY/NJ seeks a Manager of Financial Planning and Analysis. Supporting the VP… more
- City National Bank (Jersey City, NJ)
- …benefit, and personal trust relationships, propriety mutual funds, investment management, broker / dealer and security sales and trading activities.IT audits ... **SR. AUDIT MANAGER - TREASURY/FINANCE** **WHAT IS THE OPPORTUNITY?** Responsible for...operational audits to assess the adequacy of the banks accounting and operating control environment. Wealth management and fiduciary… more
- Deloitte (New York, NY)
- …workshops in Microsoft PowerPoint. + Experience with wire transfers, trade finance, broker / dealer trades. Data governance, data lineage, data testing. + ... to client issues in the AML and Economic Trade Sanctions domain. As a Data Analytics Manager focusing on AML, you will have the opportunity to be on the forefront of… more
- SMBC (New York, NY)
- …financial institutions. Based in New York City, we are an SEC registered Broker dealer that provides financial products and services to global institutional ... with an aggressive growth strategy inclusive of striving to attain primary dealer status. Securities Operations within Nikko America is responsible for the timely… more
- Ankura (New York, NY)
- …root cause analysis, pre-issuance and post-issuance reviews of issuer and broker - dealer audit engagements, leading and supporting investigations, and independent ... other regulatory officials from the PCAOB, SEC, and Financial Accounting Standards Board (FASB). Our team provides insights into...years of progressively responsible experience having attained the Senior Manager or Manager level in an audit… more
- MUFG (New York, NY)
- …+ Preparation of daily 15c3-1 daily net capital computation for MUFG US Broker Dealer . + Compute moment-to-moment capital charges on underwriting deals. + ... **Job Summary:** The Regulatory Reporting Analyst reports to the Regulatory Reporting Manager and is responsible for the timely and accurate preparation and filing… more
- Bank of America (New York, NY)
- …engagement of Liquidity Risk & LOB team and approval via senior executives and broker - dealer Board of Directors, as appropriate. Monitor and notify or escalate ... create a more inclusive environment that supports company D&I goals. + Manager of Process & Data: Challenges end-to-end process efficiency and effectiveness,… more
- TD Bank (New York, NY)
- …accordance with Firm policy and regulatory requirements. TD has been growing its US Broker Dealer activities over the last few years both organically and through ... to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Education & Experience:** + Undergraduate degree in Business ( Accounting… more
- Insight Global (New York, NY)
- …in the financial services industry, either working for an investment manager , broker dealer , law firm, accounting firm, or regulator . Financial ... instruments product knowledge (a Financial Engineering qualification, CFA, PRMIA or FRM qualifications) Fluency in French, Spanish, German, Japanese, Korean, or Mandarin Chinese null We are a company committed to creating diverse and inclusive environments… more