- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... also involves overseeing trading activities and ensuring compliance with various regulatory reporting requirements. The position will primarily focus on providing… more
- Bank of America (New York, NY)
- Business Product Management Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... for both retail and Ultra High Net Worth clients across the Americas . Focus on over-the-counter solutions across asset classes, ranging from interest rate… more
- Morgan Stanley (New York, NY)
- …with electronic trading of equities and listed derivatives in the Americas . ETRM is a cross-functional and highly technical/analytical team, uniquely positioned ... variety of critical operational processes focused on managing operational and regulatory reporting risks . Facilitating and coordinating meetings and workshops with… more
- Bank of America (New York, NY)
- …Preparers and Report Owners in implementing the requirements of the enterprise Regulatory Reporting Policy * Prepare and present materials to cross-functional ... Non-Financial Regulatory Reporting - Governance LATAM / AMRS -...and delivering on milestones * Advanced PowerPoint skills and executive presentation experience * Strong technical and data analytical… more
- Scotiabank (New York, NY)
- … regulatory reporting process in accordance with the Bank's Issue Management Policy . + Maintain awareness of regulatory changes and document requirements of ... Senior Manager, Regulatory Reporting **Requisition ID:** 206287 **Salary Range:** 110,700.00...global market for trade and investment flows across the Americas and the world. Global Banking & Markets provides… more
- Morgan Stanley (Purchase, NY)
- …and Adobe Pro > Collaborate and gather documents for upload onto internal and regulatory systems or for printing and binding, if necessary > Manage team's shared ... keep current with office procedures and technical training as well as all policy guidelines and compliance requirements > Experience and knowledge of CSTO, Concur,… more
- SMBC (White Plains, NY)
- …trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, ... organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America,… more
- SMBC (White Plains, NY)
- …trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, ... organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America,… more
- Morgan Stanley (Purchase, NY)
- …around the world. They also strive to maintain cooperative relationships with governmental policy makers and the regulatory and self- regulatory agencies that ... Wealth Management's Legal and Compliance Division is seeking to hire an Executive Director or Vice President (commensurate with experience) to provide legal coverage… more
- Scotiabank (New York, NY)
- …strengths, ideas, and ambitions. GTB is a fast-growing team with a focus on the Americas , particularly Canada, the US, Mexico, and we are seeking top tier talent to ... Controls, Compliance, Finance, Risk, Legal, Operations, Information and Technology, Regulatory Relations, Data Governance, etc.) to ensure business strategies, plans… more
- Celestica (New York, NY)
- Req ID: 123235 Remote Position: Yes Region: Americas Country: USA **General Overview** **Functional Area:** SCM - Supply Chain Management **Career Stream:** SCM - ... in driving improvement throughout the supply chain to achieve operational excellence, executive level engagement internally and externally and will have a proven… more
- MUFG (New York, NY)
- …daily flash reports, etc.). + Oversight for reporting and packaging for Executive , Regulatory , and/or Board materials + Management of governance routines ... Information Officer for MUSA in liaising the various entities for regulatory matters, prioritizing the technology portfolio, collaborating with business and… more
- Citigroup (New York, NY)
- …will provide senior legal support to Citi's Foreign Exchange business in the Americas , with a particular focus on legal issues associated with electronic platforms ... to Citi FX Legal's global management of legal and regulatory risks on FX Platforms. + The FX Platforms...control standards set by Citi's Legal management and Citi's executive management team; + Maintaining an on-going collaboration and… more
- SMBC (Jersey City, NJ)
- …trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, ... organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America,… more
- MUFG (New York, NY)
- …of the Firm's information via risk assessments, audits, controls testing, policy and procedure and compliance initiatives and operational duties. The successful ... that aligns with MUFG's overall Information Risk Management strategy and regulatory requirements. + Risk Assessment and Monitoring: Lead regular risk assessments… more
- Bank of America (New York, NY)
- …function is a growing Strategic Coordination and Implementation (SCI) team. Under DSM Executive 's leadership, the SCI team will develop a holistic vision on how best ... trade surveillance - market disruption, market manipulation, financial or regulatory risks . Identification of key trends, patterns in...NY - New York - 1114 Avenue Of The Americas - Grace (NY1544) Pay and benefits information Pay… more
- SMBC (New York, NY)
- …trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, ... extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko...including risk limit review and assessment, as required by policy and regulations. 4. Support the oversight of all… more
- Bank of America (New York, NY)
- …provide analytical support on strategies, ensure goals are met, and propose policy and procedural changes within segmentation structures to produce optimal results. ... + Develop reporting for Consumer Card Products and Channels including audit / regulatory reports + Identify process improvements and efficiencies via data analysis +… more
- Bank of America (New York, NY)
- …and horizontally to obtain or leverage resources. Job expectations include delivering regulatory and executive material and ensuring results align to program ... NY - New York - 1114 Avenue Of The Americas - Grace (NY1544) Pay and benefits information Pay...factor prohibited by law, and as such affirms in policy and practice to support and promote the concept… more
- Bank of America (New York, NY)
- …trends, internal business drivers and client needs. * Ensures compliance with regulatory standards / requirements on client educational contents for all investment ... dive into Experience Design, understand business needs and facilitate executive decisions. * Extraordinary organization and time management skills...NY - New York - 1100 Ave Of The Americas - Two Bryant Park (NY1540), US - RI… more