- CIBC (New York, NY)
- …Temporary (Fixed Term) **Weekly Hours** 40 **Skills** Accountability, Banking , Mentorship, Regulatory Compliance , Risk Compliance , Teamwork At CIBC, ... goals. Together with the business, US Compliance helps manage and mitigate regulatory compliance risk while building a strong, innovative and… more
- Deloitte (New York, NY)
- …of the following topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting, risk or case management, or ... or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight +… more
- Grant Thornton LLP (New York, NY)
- As a Banking Compliance Risk Manager, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk ...EFTA, EFAA, SCRA, MLA, Privacy, etc.) + Understanding of banking regulatory hot topics, focus areas, and… more
- TD Bank (New York, NY)
- …communicating with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent ... management to determine regulatory impact and appropriate remediation** + ** Compliance risk assessments and control effectiveness reviews** + **Supporting … more
- Santander US (New York, NY)
- …the bank's corporate and investment banking activities and objectives. + Regulatory Compliance : Ensure adherence to relevant regulatory requirements, ... Regulatory Capital Management, Corporate & Investment Banking...Cultivate strong relationships with internal stakeholders, including senior management, risk management teams, finance, and compliance departments,… more
- Huron Consulting Group (New York, NY)
- …are now and create your future. **Position Summary** Huron is seeking an experienced Regulatory and Compliance Risk Director to join our Financial ... client-facing role, you will leverage your deep understanding of banking regulations, policies, and governance to help clients build...build robust risk management frameworks and ensure regulatory compliance . Within the Regulatory … more
- Deloitte (New York, NY)
- …team helps our clients with leveraging data as a strategic asset for their risk , regulatory and compliance programs. Leveraging traditional and advanced ... Advisory Risk Data Management Technical Manager - Banking...+ Data governance tools and their application in a regulatory banking context + Ability to manage… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing ... Minimum 6 years of related work experience working in regulatory compliance , risk or internal...CRMP, CIA, Certified Federal Bank Examiner, Attorney (concentration in banking law, securities law, financial services regulation, or similar),… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing ... Minimum 6 years of related work experience working in regulatory compliance , risk or internal...CRMP, CIA, Certified Federal Bank Examiner, Attorney (concentration in banking law, securities law, financial services regulation, or similar),… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... issues. + Analyzing, digesting and summarizing information/documentation responsive to regulatory requests. **Job Family Group:** Compliance and Control… more
- HSBC (New York, NY)
- …and the planet we all share. The role of Vice President Interest Rate Risk Banking Book Global Treasury offers the successful candidate an opportunity to ... work in a team supporting the Director ofInterest Rate Risk Banking Book (IRRBB) Analytics in the...management of all material IRRBB risks and propose IRRBB risk appetite, helping maintain and ensure regulatory … more
- City National Bank (New York, NY)
- …including exam management and other regulatory affairs. + For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). + For ... regulations; and ensuring controls are in place to mitigate regulatory compliance risk . This role...compliance monitoring and testing. The Manager of Commercial Banking Compliance will research regulatory … more
- Santander US (New York, NY)
- …all aspects of **CLO Warehousing / Securitization** credit quality including internal and regulatory compliance . Key focus will be on: + CLO Warehousing (Broadly ... Risk 2nd Line of Defense- Corporate & Investment Banking New York, United States of America The individual...+ Oversees and ensures consistent quality control, accuracy, and compliance with internal policies and regulatory requirements… more
- TD Bank (New York, NY)
- … risk culture and risk appetite statement throughout the Investment Banking Compliance team. Champions a customer focused culture to deepen client ... risk culture and risk appetite statement throughout the Investment Banking Compliance team. Champions a customer focused culture to deepen client… more
- Citigroup (New York, NY)
- The Banking and International Risk (BIR) Policy & Governance team directly supports Citi's head of BIR and establishes a robust governance for all Wholesale ... Credit Risk (WCR) Policy, Standards, and Procedures to ensure efficient...Procedures to ensure efficient management of multi-disciplinary processes and regulatory requirements. As a key member within the WCR… more
- Santander US (New York, NY)
- …+ Development Documents on quantitative models for internal/external communications and/or regulatory compliance . + Develops model frameworks by supporting the ... & Documentation - VP / ED, Corporate & Investment Banking New York, United States of America We are...regulatory staff members. + Collaborate within the Model Risk Management team to enhance validation processes. Qualifications: +… more
- MUFG (New York, NY)
- …will provide more details. **Job Summary** **:** + Junior Corporate Credit Risk Professional supporting commercial lending & investment banking business ... of analyzing credit risks of the customers and determining risk ratings based on internal procedures / policies and...making a decision. Policy Compliance + Ensure compliance with external regulatory requirements (JFSA, BOJ,… more
- TD Bank (New York, NY)
- …of Business:** Compliance **Job Description:** **Department Overview:** The Fair Banking Compliance Officer provides second line oversight and support to ... + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates... Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated… more
- Santander US (New York, NY)
- …and remediation. + Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence ... Sr. Advisor, Compliance - Corporate & Investment Banking New...9+ Years **Skills and Abilities:** + Advanced knowledge of regulatory compliance , AML compliance , relevant… more
- SMBC (New York, NY)
- …This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management. Additionally, the ... Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The...and oversee the activities of the Compliance Risk Assessment, Monitoring and Testing, and Regulatory … more