- Russell Tobin & Associates (New York, NY)
- …for all Voice Recording and Trader Platforms focusing on management and product monitoring , health checks delivery, technical support and testing of the Trading ... Voice Recording services into the Company. Primarily this involves operations, administration, monitoring , controls , ongoing Level 1 and 2 support for Trading… more
- Dexian - DISYS (Jersey City, NJ)
- …to identify the vulnerabilities and to remediate them.Partner and liaise with the Control Groups, Business FLODs with regard to identifying and assessing ... managing risk and liaising with various entities for audits and supports control - testing efforts.Experience with governance, risk, and compliance projects and… more
- Bank of America (New York, NY)
- … business lines. GCR also plays a key role in assisting lines of business in implementing, monitoring , testing and enforcing the Enterprise Information ... Risk and Control Self-Assessment related to themes or trends, while monitoring the regulatory environment to identify regulatory changes applicable to area(s) of… more
- MUFG (Jersey City, NJ)
- …delivery + Experience in designing, implementing, and operationalizing continuous control testing and monitoring of technology controls + Preferred: ... and application controls and prepare meaningful documentation + Coordinate control testing activities, including logistical scheduling and document retrieval… more
- SMBC (Jersey City, NJ)
- …and establishment of efficient risk controls across SMBC Group AD. The BCO Control Testing and Monitoring role will provide support in establishment of ... Mitsui Finance and Leasing Co., Ltd. **Role Description** The Business Control Office (BCO) has the responsibility...of the current process and controls for control testing and monitoring . This… more
- SMBC (Jersey City, NJ)
- …Americas Division is seeking a Vice President of Banking (Americas Team) Compliance Monitoring and Testing . The Vice President is responsible for execution of ... the monitoring and testing program. This position will...engagements to validate the efficacy of regulatory compliance internal controls . The candidate should have functional knowledge of applicable… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** The Head of Risk Assessment, Monitoring and Testing , and Regulatory Change Management is a crucial role ... role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing , and Regulatory Change Management. Additionally, the position… more
- Citigroup (New York, NY)
- The Testing and Monitoring Director will support the Head of RRP Non-Financial Capabilities, Controls , and Testing in defining and maintaining the ... testing framework, guidance, and test plan for capability testing and monitoring . They will develop standardized...and Skills** + Education: Bachelor's or master's degree in business , finance, economics, law, or related fields + Experience:… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP is responsible for execution of the ... serve as a team member for M&T annual planning, monitoring and testing reviews. This role will...assigned field work to validate the efficacy of internal controls and direct oversight of assigned staff and their… more
- American Express (New York, NY)
- …assessment criteria to align with regulatory updates) + Lead control monitoring (supplemental to Finance process owners testing ) and proactively communicate ... met + Enhancing risk assessments and associated methodologies + Leading independent control monitoring , including identification of control improvements +… more
- JPMorgan Chase (Jersey City, NJ)
- …Securities policies and procedures. + Develop scope, process flows, design evaluation, testing evaluations to ensure risk controls are implemented, functioning ... strong and resilient. You help the firm grow its business in a responsible way by anticipating new and...Compliance teams; including Internal Audit, Operational Risk and other Control functions. You will require knowledge and experience in… more
- TIAA (New York, NY)
- …and recommendations for management. **Key Responsibilities and Duties** + Oversees the monitoring , evaluating, and testing of financial records, processes, and ... analysis of transaction-level risks in operational areas. + Reviews documentation of business processes, risks and controls . + Analyzes reporting policies and… more
- Motion Recruitment Partners (New York, NY)
- …and programs. * Collaborate with Line of Business (LOB) partners on control design, implementation and monitoring . * Ensure the LOB profile of applicable ... First Line of Defense risk program requirements. This position resides within the Equities Business Control team and supports the broader Equities business … more
- PSEG (Newark, NJ)
- … Business discipline + Minimum 5 years of experience with Project Controls concepts (project initiation, planning, execution, monitoring and controlling, or ... and care for one another you might typically associate with a small business . Our focus on combatting climate change through clean energy technology, our new… more
- City National Bank (New York, NY)
- …practical impacts/implications to the business line. + Provide guidance on Control Standards to ensure compliance-related controls are documented in line ... **SENIOR BUSINESS CONTROL ANALYST** **WHAT IS THE...identification of relevant issues, solution design, design of required controls and monitoring , leveraging industry practices and… more
- Citigroup (Jersey City, NJ)
- …corresponding control /process owners. + Assisting with development of Compliance Testing Risk Assessments, Monitoring Monthly, and Quarterly Summaries and ... Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible… more
- Mizuho Corporate Bank (New York, NY)
- …and implementing compliance controls and programs such as: + Compliance testing , surveillance and monitoring + Drafting and implementing compliance policies ... About the Team Americas Compliance, as a control function within the firm's second line of...Monitoring Activities based on changes to regulations, Mizuho's business and/or products + Assist with the development of… more
- American Water (Short Hills, NJ)
- …designs, monitoring , build and commissioning of automation & process control systems. Understand and apply new technological systems and multiple vendor products ... Yourself. Feel Valued.* People are the heart of our business . As an American Water employee, you will be...work performed by outside contractors, participate in factory witness testing , and coordinate control system issues between… more
- Bank of America (New York, NY)
- …standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes within ... team that is responsible for implementing the QC/QA strategy across multiple lines of business by deploying enhanced control monitoring and reporting to… more
- Scotiabank (New York, NY)
- …recording, booking framework, surveillance & monitoring , supervision framework, deal controls , operational resilience, and business continuity. + Act as an ... such as supervision framework, surveillance & monitoring , risk & controls library, transaction banking, operational resilience, business continuity etc. +… more
