• Fidelity TalentSource LLC (Jersey City, NJ)
    …combination of knowledge, reasoning and relationships The Team This team reports to the Chief Compliance Officer for Fidelity Digital Assets, a full-service, ... Job Description:RoleFidelity Internal Information Senior Compliance Advisor, FDAS Compliance The Role As a member of the Fidelity Digital Asset Services, LLC… more
    JobGet (09/08/24)
    - Save Job - Related Jobs - Block Source
  • Tandym Group (New York, NY)
    …is currently seeking an experienced Finance professional to join their staff as their new Chief Financial Officer (CFO). In this role, the Chief Financial ... for the organization. This role is fully remote based. Responsibilities The Chief Financial Officer (CFO) will: Drive strategic growth through meticulous… more
    JobGet (09/11/24)
    - Save Job - Related Jobs - Block Source
  • Argo AI (New York, NY)
    …strategy. Comply with all statutory laws, regulations and protocols. Ensure compliance with all reinsurance treaties. Manage and control facultative reinsurance ... financial and strategic goals. Effectively represent Rockwood with key customers. Compliance with all regulatory entities and internal controls. Perform work in… more
    JobGet (09/11/24)
    - Save Job - Related Jobs - Block Source
  • Prove (New York, NY)
    …tax compliant (transfer pricing, ownership structure, etc). Other duties as assigned by the Chief Accounting Officer or Chief Financial Officer . ... and accuracy of the filings. Responsible for all local and state tax compliance including sales, property, franchise or any other requirements as required. Providing… more
    JobGet (09/11/24)
    - Save Job - Related Jobs - Block Source
  • MultiPlan (New York, NY)
    JOB REPORTS TO: The Chief Information Security Officer (CISO) JOB SUMMARY: The Director of Information Security - Identity and Access Management (IAM) provides ... and the ability to drive cross-functional strategic initiatives while ensuring compliance and security best practices. JOB ROLES AND RESPONSIBILITIES: The Director… more
    JobGet (09/11/24)
    - Save Job - Related Jobs - Block Source
  • Chief Compliance Officer

    City of New York (New York, NY)
    …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
    City of New York (07/18/24)
    - Save Job - Related Jobs - Block Source
  • Chief Compliance Officer

    Akumin (New York, NY)
    …to the company and its subsidiaries and affiliates. Reporting to General Counsel, the Chief Compliance Officer is responsible for all aspects of development, ... The ** Chief Compliance and Privacy Officer ** provides leadership guidance and support on compliance and privacy matters related… more
    Akumin (09/05/24)
    - Save Job - Related Jobs - Block Source
  • Chief Compliance Officer

    CIBC (New York, NY)
    …institution based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, ... SEC, OCC, and state of Delaware rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US Compliance Programs to… more
    CIBC (08/20/24)
    - Save Job - Related Jobs - Block Source
  • Temporary Executive Assistant to the General…

    Institute of Electrical and Electronics Engineers (New York, NY)
    Temporary Executive Assistant to the General Counsel and Chief Compliance Officer - 240171 : N/A Description Job Summary: This temporary position supports ... the General Counsel and Chief Compliance Officer , its Managing Counsels and the Legal and Compliance Department through a variety of tasks that require… more
    Institute of Electrical and Electronics Engineers (08/29/24)
    - Save Job - Related Jobs - Block Source
  • Chief Compliance Officer

    Neuberger Berman (New York, NY)
    Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and ... least five years' experience in role of senior lawyer with compliance responsibilities, or senior compliance officer (or CCO) for registered funds + Strong… more
    Neuberger Berman (08/22/24)
    - Save Job - Related Jobs - Block Source
  • Chief Compliance Officer

    SMBC (New York, NY)
    …benefits to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all ... components of the compliance program for an investment advisory firm in Manhattan,...near future. The CCO will foster a culture of compliance and ensure local regulatory compliance requirements… more
    SMBC (09/10/24)
    - Save Job - Related Jobs - Block Source
  • Risk Assurance and Testing Oversight…

    Bloomberg (New York, NY)
    …to:** + Support the Global Head of Risk and Compliance Shared Services, the global Chief Compliance Officer , and the global Chief Risk Officer , ... as evidenced by our award-winning pro bono program. The Chief Risk Office and Global Compliance team...Compliance Shared Services team. As a Risk Assurance Officer on our Risk and Compliance Shared… more
    Bloomberg (08/06/24)
    - Save Job - Related Jobs - Block Source
  • Chief Financial Officer

    YAI (Manhattan, NY)
    …and engages with other members of the senior leadership team including the Chief Program Officer , Chief Compliance Officer , and Chief Human ... strategy, program, and service delivery needs. + Report to YAI's Ch ief Executive Officer and Boards for YAI and it affiliates on YAI's financial position and… more
    YAI (08/12/24)
    - Save Job - Related Jobs - Block Source
  • Broker Dealer Chief Compliance

    Tradeweb (New York, NY)
    …will be responsible for managing interactions with regulatory agencies to ensure compliance with applicable laws and regulations. You will be responsible for ... or regulatory requirements are essential for this role. You will provide compliance advice in a fast-paced business setting, with the ability to prioritize… more
    Tradeweb (08/10/24)
    - Save Job - Related Jobs - Block Source
  • Chief Risk Officer

    Arena Investors LP (New York, NY)
    …function overseeing Arena's principal lines of business. The CRO will partner with our Chief Compliance Officer (CCO) and our operating Business Leaders to ... areas where conventional sources of capital are scarce. We are seeking a Chief Risk Officer (CRO) to join Arena. The newly created role will create a… more
    Arena Investors LP (08/10/24)
    - Save Job - Related Jobs - Block Source
  • Risk Management & Compliance - Chief

    JPMorgan Chase (Jersey City, NJ)
    …As part of RM&C CFO, the RM&C Finance & Business Management team supports the firm's Chief Risk Officer , RM&C Chief Financial Officer and the Risk ... to JPMorgan Chase; as part of Risk Management and Compliance , you are at the center of keeping JPMorgan...and skills** + 7+ years of experience as a chief of staff, business manager or communications professional +… more
    JPMorgan Chase (09/04/24)
    - Save Job - Related Jobs - Block Source
  • Compliance Product Officer - C13…

    Citigroup (New York, NY)
    …Management (ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team ... working together to deliver priority change initiatives for the office of the Chief Compliance Officer . In addition, this role plays engages with ICRM… more
    Citigroup (07/30/24)
    - Save Job - Related Jobs - Block Source
  • Senior Compliance Officer

    Wellington (New York, NY)
    …investments business. Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out, manage and execute the ... Legal and Enterprise Risk Group and will report to the Private Investments Chief Compliance Officer , working closely with other compliance professionals… more
    Wellington (07/16/24)
    - Save Job - Related Jobs - Block Source
  • Senior Compliance Officer - Public…

    SMBC (New York, NY)
    …the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
    SMBC (08/28/24)
    - Save Job - Related Jobs - Block Source
  • Fixed Income Compliance Officer

    SMBC (New York, NY)
    …the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
    SMBC (08/02/24)
    - Save Job - Related Jobs - Block Source