- Eisai, Inc (Nutley, NJ)
- …Manager is to lead collaboration efforts with R&D IT to implement and maintain Eisai's global (Veeva) e TMF system . To provide oversight and guidance to ensure the ... eTMF system for active and archived studies. This includes overseeing the daily global eTMF system related activities relating to clinical study Trial Master Files… more
- Capgemini Government Solutions (New York, NY)
- …and project analyses. System Configuration: Understand and manage basic LMS configuration. Testing : Conduct LMS testing and review results to ensure ... and Kanban. Attributes: Proactive and self-motivated. About Capgemini Capgemini is a global leader in partnering with companies to transform and manage their… more
- Russell Tobin & Associates (Jersey City, NJ)
- …the ability to persuade and influence stakeholders at the team level* Compliance Culture and Conducto Takes full responsibility for personal actions and demonstrates ... meetings and regular reviews with the external Service Providers.* Participate in global projects and client on-boarding. * Contribute to the quality of technical… more
- Insight Global (New York, NY)
- Job Description Insight Global is seeking a Compliance Testing Analyst for a major financial services client in NYC. The role requires a proactive, ... individual with a positive attitude. The key responsibilities include conducting detailed compliance testing to ensure adherence to regulations and firm… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **Director, Global Sanctions & Financial Crimes Compliance Program Advisor** **About the Role:** ... **Responsibilities and Impact:** **The Impact:** + The Director, Global Sanctions & Financial Crimes Compliance Program Advisor will report to and work directly… more
- S&P Global (New York, NY)
- …division. As a Compliance Director, you'll play a pivotal role in our global compliance team, ensuring that our Compliance Program for the indices ... **About the Role:** **Grade Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for… more
- TD Bank (New York, NY)
- …the TDS US businesses and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other ... Core Compliance program as needed. **Depth and Scope:** + Execute the annual Compliance testing and monitoring plan + Lead testing engagements, sometimes… more
- SMBC (Jersey City, NJ)
- …and escalate to senior management. + CRCM Certification (A Plus) + Has a Compliance Testing , Bank Regulatory or Internal Audit Background + Able to work ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...is seeking a Vice President of Banking (Americas Team) Compliance Monitoring and Testing . The Vice President… more
- TD Bank (New York, NY)
- …challenge over first line testing activities to ensure that first line testing effectively meets standards for coverage of compliance risks + Advise, review ... should be tracked + Utilize the Firm's in-house system, Merlin, for TDS US Compliance monitoring and testing activities + Provide review and challenge for rules… more
- Bank of America (New York, NY)
- …and/or Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational...team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting +… more
- JPMorgan Chase (Jersey City, NJ)
- …President, you will effectively partner with Line of Business (LOB) and global /regional Compliance teams; including Internal Audit, Operational Risk and other ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...and procedures. + Develop scope, process flows, design evaluation, testing evaluations to ensure risk controls are implemented, functioning… more
- SMBC (Jersey City, NJ)
- …**Qualifications and Skills** + 7+ years of swap dealer experience + Has a Compliance Testing , NFA or Internal Audit background + Able to work independently ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP… more
- ManpowerGroup (New York, NY)
- …rules and regulations. **What's Needed?** + 7+ years of swap dealer experience + Compliance Testing , NFA, or Internal Audit background + Strong knowledge of US ... Our top banking client is seeking a Vice President of Compliance Monitoring & Testing (Swaps) to join their office in New York City. This position will play an… more
- American Express (New York, NY)
- …Amex and let's lead the way together. **Business Unit/Role Specific Info** The Global Risk & Compliance Organization ("GRC") independently oversees the company's ... and effectively. **How Will You Make an Impact in This Role?** The Global Risk & Compliance Organization ("GRC") independently oversee the company's risk-taking… more
- Citigroup (New York, NY)
- …of the sub-function/job family. This role is a key member of the ** Compliance Programs Team supporting the ICRM Global Functions** team with implementing ... **MCA Coordinator for ICRM Global Function** AU. + Completes monitoring and control testing for the ICRM Global Function MCA. + Challenges the design and… more
- Bank of America (New York, NY)
- …and/or Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise ... any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational...of coverage **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting +… more
- HSBC (New York, NY)
- …monitoring methodology, standards, processes and procedures (and training thereof) for the Global RC Monitoring and Testing function and overseeing the ... remit may range from a small geographic area/country to global for a Function or Global Business...to the businesses + Swap Dealer and Broker Dealer compliance control testing experience + Strong managerial,… more
- Bank of America (New York, NY)
- …difference. Join us! **Job Description:** This job is responsible for overseeing the Global Compliance - Enterprise Policy, the Operational Risk Management - ... Program. Key responsibilities include executing on the Enterprise Area of Coverage (EAC) Global Compliance and Operational Risk coverage activities in a timely… more
- Citigroup (New York, NY)
- **Overview of Citi:** Citi is a world-leading global bank. We have approximately 200 million customer accounts and a presence in more than 160 countries and ... **The Role:** This is a Vice President position within Independent Compliance Risk Management (ICRM) responsible for leading and managing business execution… more
- American Express (New York, NY)
- …Sales, GCS Marketing, Controls Management, Internal Audit, Independent Compliance Testing team, General Counsel's Organization, and Global Privacy Office. + ... to be a key member of the American Express Global Commercial Services (GCS) Line of Business Compliance...campaigns, sales support servicing, and related business-owned collateral and testing compendiums. + Participate in review of sales call… more
