- Mizuho Corporate Bank (New York, NY)
- …Responsibilities + Conduct thorough reviews and investigations of transaction and customer related escalations to determine potential sanctions related risks. ... Summary The Sanctions Compliance Associate will work to strengthen all aspects...dispositions that adequately mitigate the risks for transactions and customer -related escalations . + Report on key KRI/MIS… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Senior Compliance Business Oversight Manager provides ... portfolio, business or function on development and maintenance of all aspects of Compliance /Center of Excellence programs in line with the Bank's risk philosophy and… more
- KPMG (Montvale, NJ)
- …Workday Financials, Manager **Requisition Number:** 112044 - 58 **Function:** Advisory **Area of Interest:** **State:** NJ **City:** Montvale **Description:** KPMG ... Advisory practice is currently our fastest growing practice. We...engagements acting as the client point of contact for escalations and work prioritizations; oversee all workstreams on engagement… more
- Mizuho Corporate Bank (New York, NY)
- …process. You will also be responsible for accurately processing requests for customer 's tax profile on various client systems. Responsibilities: + Manage and review ... data review and validation + Participate in the implementation of tax compliance process improvement initiatives + Ensure appropriate and timely identification of… more
- Citigroup (Jersey City, NJ)
- …suspicious transactional and customer activity. + Escalate to Investigative units, Risk advisory or Stakeholders if needed. + Act as a team lead, manage a team ... Group Manager is a senior professional responsible for performing risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. The… more
- Morgan Stanley (Purchase, NY)
- …financial advice and services to its clients including brokerage, investment advisory , financial and wealth planning, credit and lending, deposits and cash ... the Firm's Centralized NNS program >Manage reviews to determine whether the customer 's actual activity is reasonable and consistent with the customer 's… more
- KPMG (Montvale, NJ)
- …great place to work and build a career, KPMG provides audit, tax and advisory services for organizations in today's most important industries. Our growth is driven ... Serve as the first contact at intake for our customer experience, assisting the customer team with...of the review; manage deadlines, feedback, workflows, tools, and escalations in a timely manner + Coordinate the completion… more