- JPMorgan Chase (New York, NY)
- …and striving to be best-in-class. As a Surveillance Data and Innovation Product Lead within the Global Compliance Surveillance Program team, you will ... manage key products under CCOR's Global Compliance Trade and Electronic Communications Surveillance Program. Your role will necessitate a profound understanding… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** The Communications Surveillance Vice President role will report to the Lead of Transformation, Audit ... and Reporting within the Compliance Communications Surveillance function and will be instrumental in developing, deploying,... Surveillance Program. As a change agent, Communications Surveillance Vice President will play an integral… more
- Bank of America (Jersey City, NJ)
- Vice President; Feature Lead - Technology Jersey City, New Jersey **Job Description:** At Bank of America, we are guided by a common purpose to help make ... Informatica and Actimize repository queries to address requirements for trade surveillance reports. + Design and develop data qualify framework and techniques… more
- TD Bank (New York, NY)
- …Procedures (WSP). + Prepare Monthly Supervision packs for assigned businesses and lead meetings with Global Markets Supervisors to analyze key metrics/trends and ... applicability of Firm policies to trading and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First Line … more