- Segal (New York, NY)
- The Associate will be primarily responsible for providing investment operations and consulting support. Responsibilities will include working with members of ... consulting, research, performance team, and coordination and implementation of firm wide best practices. The Associate will have client support responsibilities… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …and model risk. Products include securities, fixed income, options, alternative investment funds, and digital assets. The Expectations for this RoleAdvise new ... functions to optimize cross-functional effectiveness.Collaborate with legal, risk, and compliance across the organization to identify emerging risks and… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …vendors that provide critical data and modeling services in support of the firm 's stress testing and margining processes.Partner with Compliance to draft ... & Market Risk Management team to help protect the firm from potential losses from the margin lending and...of the risks inherent in each client's portfolio and investment strategy. Portfolios are analyzed and evaluated in real-time… more
- Robert Half Finance & Accounting (New York, NY)
- …are currently recruiting for a Compliance Associate role at a global Investment firm based in midtown Manhattan New York. Our client requires 2+ years' ... Investment Compliance experience at an RIA, Asset...handling confidential information + Bachelor Degree or higher The Compliance Associate role requires 3 days per… more
- Morgan Stanley (New York, NY)
- …efficient risk-adjusted returns, acting as a strategic advisor to the Board and protecting the Firm and Investment Funds from exposure to losses as a result of ... > Identifying, assessing and monitoring financial and liquidity risks related to the Firm 's Investment Management business (with specific focus on its Public … more
- JPMorgan Chase (New City, NY)
- … investment solutions to meet their financial needs. As a Private Client Investment Associate in JP Morgan Wealth Management, you will provide client service, ... maintaining a strong commitment to diversity and inclusion. Using a broad investment product and thought leadership platform along with cutting edge digital… more
- Morgan Stanley (Purchase, NY)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** *GIMA Investment Due Diligence Associate - Investing with Impact* ... affluent individuals, businesses, and institutions. These services include brokerage and investment advisory, financial and wealth planning, credit and lending, cash… more
- Scotiabank (New York, NY)
- Associate , Healthcare Investment Banking **Requisition ID:** 196536 **Salary Range:** 175,000.00 - 225,000.00 _Please note that the Salary Range shown is a ... to results, in an inclusive and high-performing culture. **_Position_** : Associate , Healthcare Investment Banking **Global Banking and Markets** Global… more
- Raymond James Financial, Inc. (New York, NY)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... to associates, and clients of the future. Our company values associate development and growth, offering opportunities through developmental programs, mentorships,… more
- Raymond James Financial, Inc. (New York, NY)
- …experience, to have a positive impact on the Strategic Business Unit (SBU) and the firm through the development of the team, managing the Investment Banking (IB) ... and Abilities** **Knowledge of** * Advanced concepts, practices and procedures of Investment Banking. * Advanced investment concepts, practices and procedures… more
- JPMorgan Chase (Jersey City, NJ)
- …and weaknesses, ensuring controls are properly designed. As a Control Management Associate in Cybersecurity & Tech Controls, you'll be responsible for ensuring the ... background in controls, audit, quality assurance, operational risk management, or compliance ; or equivalent subject matter expertise in a relevant business related… more
- M&T Bank (New York, NY)
- …protect the organization's legal and business interests. + Partner with Compliance , Risk and Audit groups on supported divisional/departmental matters, as ... other relevant legal experience. + Experience working as an attorney with a law firm and/or as in-house counsel. + Deep knowledge of Commercial Real Estate Financing… more
- Raymond James Financial, Inc. (New York, NY)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... to associates, and clients of the future. Our company values associate development and growth, offering opportunities through developmental programs, mentorships,… more
- Raymond James Financial, Inc. (New York, NY)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... to associates, and clients of the future. Our company values associate development and growth, offering opportunities through developmental programs, mentorships,… more
- Neuberger Berman (New York, NY)
- …Representing Compliance in client and prospect due diligence meetings + Coordinating compliance program within the framework of the firm 's overall global ... Chief Compliance Officer for over $55 billion complex of...investors globally. Tenured, stable and long-term in focus, the firm has built a diverse team-including 750-plus investment… more
- Raymond James Financial, Inc. (Newark, NJ)
- …maker. The compliance department is responsible for ensuring that the firm operates within legal and ethical standards, and in accordance with the company's ... **Seasonal Analyst Job Summary** Under general supervision, the SumRidge Compliance Spring Associate uses knowledge and skills obtained… more
- SMBC (New York, NY)
- …serves as a 2LOD compliance function responsible for overseeing and monitoring the firm 's compliance risk. The Associate Advisory Compliance Officer ... across the Firm . **Qualifications and Skills** + Knowledge of general compliance themes and processes. General understanding of banking rules helpful + Ability… more
- JPMorgan Chase (New York, NY)
- …instrumental in managing emerging risks and promoting responsible business growth. As a Compliance - Executive Regulatory Briefings - Senior Associate in our ... the firm , including but not limited to working with Compliance , Legal, LOBs/Functions including Control Management. Candidate will develop expertise on the… more
- JPMorgan Chase (New York, NY)
- …capital allocation frameworks, industry leading research on financial money flow, investment portfolio strategy, firm -wide balance sheet optimization efforts and ... **2025 Quantitative Analytics Associate Program - Summer Associate ** **Short...validate mathematical models, methodologies and tools used throughout the firm while gaining in-depth insight into the world of… more
- Morgan Stanley (New York, NY)
- … Management is seeking an Associate to join its US Portfolio Surveillance/ Investment Compliance team within the COO office. The successful candidate will ... to key stakeholders. * Review prospective and existing client investment management agreements in relation to firm ...- External* * 3 - 5 years relevant portfolio surveillance/ investment compliance and client servicing needs *… more
