- Citigroup (Jersey City, NJ)
- …audit, external audit and regulatory requests. **Job Family Group:** Compliance and Control **Job Family:** Business Control **Time Type:** Full time ... implementation, and oversight for controls and solutions supporting Surveillance, Employee Compliance and Control Room teams, designed to detect behaviors… more
- SMBC (Jersey City, NJ)
- …of sensitive confidential business information by SMBC personnel through the Compliance Control Room. It administers the SMBC Employee Investment Policy, ... risks and issues to SMBC and the Global Compliance Senior Management. Additionally, the SMBC ...a variety of groups, including, but not limited to: Compliance Advisors, Business Control Officers,… more
- Bank of America (New York, NY)
- Sr Business Control Specialist...Risk management, Process improvement, Compliance , Front line control role, or similar business control ... internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF). Key responsibilities include… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr...compliance risk management. + Apply knowledge of the business , products or services to identify and implement ... monitoring of control breaches and dissemination and learnings across other business units for process improvement to limit the occurrence of similar future… more
- Citigroup (Queens, NY)
- The Business Risk and Control Sr ...of a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance ... control breaches and dissemination and learnings across other business units for process improvement to limit the occurrence...compliance risk management. + Apply knowledge of the business , products or services to identify and implement … more
- Citigroup (New York, NY)
- The Business Risk and Control Sr ...Governance Committees (eg, Finance Business Risk and Control Committee, MRM & Senior Committees) + Manage ... is focused on Implementing coverage of Data / IT Compliance capabilities to drive data quality control ...business , products or services to identify and implement control points and processes throughout the business … more
- JPMorgan Chase (Brooklyn, NY)
- …and evaluation of controls, and sustainable solutions to mitigate operational risk. As a Control Manager - Sr . Associate within the Finance Risk and Controls ... promote an effective control environment. The role partners with Lines of Business , Corporate Functions, Control Management, and second line of defense. You… more
- ManpowerGroup (New York, NY)
- …infrastructure platforms. * Client focused, able to operate as partner to senior business stakeholders. * Communicates effectively, develops, and delivers ... Data Governance Sr Lead Analyst (SVP)** **2)** ** Sr . Business Data Analyst (VP level)** **Job...applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control… more
- Citigroup (New York, NY)
- The Legal Support Sr . Lead Officer is a senior level, non-attorney role, responsible for providing legal support to the Citi Legal team. This role requires a ... litigation/discovery/settlements or negotiation and contract administration + Collaborates across control /support functions, lines of business and the legal… more
- TD Bank (New York, NY)
- …+ Bring together cross-functional teams including US Treasury VPs, line of business heads, senior executives, and external stakeholders to deliver strategic ... and ensures appropriate escalation processes are followed + Ensures business operations are in compliance with applicable...control of assets). + Works closely with key business leaders to optimize TDBGs resources and leverage TDs… more
- Nestle (New York, NY)
- …opportunities for your development and growth. Join us! **Position Summary** **:** As the Sr . Inventory Control Specialist, you will be the go-to expert for all ... inventory, and providing guidance to cross-functional teams. You will ensure compliance with Head Quarter requirements, lead inventory management projects, and… more
- Citigroup (New York, NY)
- …the extent required by, and in accordance with the Governance, Risk & Compliance & Manager's Control Assessment Central Procedures. + Responsible for providing ... status to appropriate Governance and Management Committees on CDGP Compliance + Execute Data Quality Control Assessment (DQCA) from Trade Capture to Reporting… more
- Citigroup (Queens, NY)
- The Business Risk Sr Group Manager manages multiple...+ Prepare senior management presentation of the business risk profile for senior business ... + The position requires substantial interaction and collaboration with Policy, Business , Risk Management, Compliance , and other functional business … more
- Citigroup (New York, NY)
- …have extensive exposure to Citi's businesses and stakeholders, partnering extensively with senior management across the business , cluster and legal entity, as ... a set of principles, apply appropriate execution controls to ensure compliance by utilizing Citi's governance framework for controls, monitoring, and escalation.… more
- CBRE (New York, NY)
- Business Operations Sr . Analyst: NY, NY ONSITE Job ID 188066 Posted 02-Nov-2024 Service line GWS Segment Role type Full-time Areas of Interest ... Experience. About the role As a CBRE Operations Management Sr . Analyst, you will provide the department with advanced...local P&L oversight. Responsible for the Real Estate and Business licensing processes to ensure full compliance … more
- Citigroup (New York, NY)
- Serves as a senior compliance risk analyst for the CBNA, Banking and International Independent Compliance Risk Management (ICRM) programs team responsible ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through a robust control framework and ensuring that reviews… more
- Citigroup (Rutherford, NJ)
- The Business Sr . Lead Analyst is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Citigroup (Jersey City, NJ)
- The senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team is responsible for the oversight for surveillance ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Nuveen Investments (New York, NY)
- Nuveen has an opportunity for a Sr . Business Analyst who has strong Charles River IMS and Asset Management experience. This position will work closely with our ... business stakeholders, users, and IT to define ...other components of CRIMS. + Use existing workflows and control points, work with traders, risk operations and the… more