- Federal Reserve Bank (Newark, NJ)
- **Company** Federal Reserve Bank of Atlanta The SVP, Chief Investment Officer for the Office of Employee Benefits (OEB) in Newark, NJ, impacts the direction ... investment team. Additionally, occasional presence in the Atlanta Bank and the Board of Governors in DC is...equal employment opportunity for employees and job applicants in compliance with applicable law and to an environment where… more
- Citigroup (New York, NY)
- …Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial Bank (CCB) is a rapidly growing business, targeting emerging, mid- and ... **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk...and will based in NYC. The Funds UW Credit Officer facilitates the end-to-end lending process and is essential… more
- City National Bank (Jersey City, NJ)
- …- WEALTH MANAGEMENT SUBSIDIARIES** **WHAT IS THE OPPORTUNITY?** This role acts as the designated Bank Secrecy Act AML Officer ("AML Officer ") to ensure the ... National Securities, CNR Securities, and City National Rochdale Funds compliance with the USA PATRIOT Act, US Economic Sanctions,...made. + Develop and implement BSA/AML Program for Registed Investment Advisor, City National Rochdale. + Acts as a… more
- City National Bank (New York, NY)
- …Word, Excel, Outlook) required. **Skills and Knowledge** + Good knowledge of Bank policies and procedures and regulatory compliance . + Working knowledge ... **CLIENT OFFICER ** **WHAT IS THE OPPORTUNITY?** Assists the Client...the branch. * Monitors and maintains operations procedures for compliance to regulations; plans and administers colleague schedules and… more
- Bank of America (New York, NY)
- Credit Risk Officer -Corp/Comm Charlotte, North Carolina;New York, New York; North Bethesda, Maryland **Job Description:** At Bank of America, we are guided by a ... offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working together and… more
- Bank of America (New York, NY)
- Credit Risk Officer - Corporate / Commercial New York, New York;Dallas, Texas; San Francisco, California **Job Description:** At Bank of America, we are guided ... offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working together and… more
- Bank of America (New York, NY)
- Credit Risk Officer - Corporate/Commercial San Francisco, California;New York, New York **Job Description:** At Bank of America, we are guided by a common ... offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working together and… more
- CIBC (New York, NY)
- …procedures designed to achieve adherence with fiduciary, investment advisory, bank and securities regulations and internal Compliance policies; + ... Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing,...maintain a comprehensive compliance program to achieve compliance with the Federal Reserve and Bank … more
- Citigroup (New York, NY)
- …(ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking & ... priority change initiatives for the office of the Chief Compliance Officer . In addition, this role plays...least 5 years of experience working in a global investment bank or universal bank ;… more
- Wells Fargo (New York, NY)
- … Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment Banking within the Municipal Products ... Group in the Corporate and Investment Bank ("CIB"), including coverage of rules...team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:**… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank , JRI America, Inc., SMBC Leasing and Finance, Inc.,...the compliance program for an investment advisory firm… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ... SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank , JRI America, Inc., SMBC Leasing and Finance, Inc.,...several key compliance risk types, including consumer compliance , investment banking related compliance ,… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank , JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day...businesses and control functions to help ensure that the bank appropriately addresses the regulatory risks relative to the… more
- SMBC (New York, NY)
- …monitoring the firm's compliance risk. The Associate Advisory Compliance Officer role supports the CPAD Bank Advisory team in building and maintaining ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...defense ("1LOD") as well as the heads of US Compliance verticals to build a bank regulatory… more
- SMBC (Jersey City, NJ)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank , JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui… more
- Bank of America (New York, NY)
- …of controls to evolving markets, systems, and risks * Experience of working in investment bank / financial institution * Capable of working effectively both ... Compliance & Operational Risk Manager- Global Markets &...Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common… more
- Wells Fargo (New York, NY)
- …middle market companies in the US We provide a diversified set of banking, investment and mortgage products and services, as well as consumer and commercial finance, ... our four reportable operating segments: Consumer Banking and Lending, Corporate and Investment Banking, Commercial Banking and Wealth and Investment Management.… more
- Citigroup (Ridgewood, NJ)
- …and investment banking, securities brokerage, and wealth management. Citi Bank Retail Mortgage provides home lending services via our Citibank branches and ... The Mortgage Lending Officer role is a developing professional role. This...CPA's, Builders, etc). to drive mortgage business into the bank . + Introduce clients to segment partners when appropriate… more