- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing team responsible for assessing ... by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based ...**Qualifications:** + 5-8 years of experience + Understanding of Global Markets business activities and products, preferably… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager- Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common ... and/or Third Parties. Key responsibilities include ensuring requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise… more
- Bank of America (New York, NY)
- Audit Supervisor - Global Markets Trade Surveillance/ Market Conduct New York, New York **Job Description:** At Bank of America, we are guided by a common ... knowledge + Uses innovative tools to complete audit activities more efficiently (eg, testing ) **Required Qualifications:** + 4-5 years' in audit or in a … more
- JPMorgan Chase (Brooklyn, NY)
- …This is a unique opportunity for someone interested in treasury concepts, capital markets and stress testing to contribute to the firm's financial resilience ... across the organization to develop your expertise in stress testing in deep market and idiosyncratic scenarios...and model review. + Familiarity with regulatory requirements and compliance . + Experience in stress testing or… more
- Bank of America (New York, NY)
- Global Markets Senior Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... Join us! **Job Description:** This job is responsible for the local and/or global management and direction of applicable market related risk management functions… more
- Bank of America (New York, NY)
- Global Markets Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... + Develops market risk coverage plans, oversees execution of monitoring, testing and risk assessments, conducts analysis and develops market risk reporting… more
- Bank of America (New York, NY)
- Global Markets Risk Manager (AVP/VP) - Mortgages and Securitized Products New York, New York **Job Description:** At Bank of America, we are guided by a common ... This job is responsible for the analysis, monitoring and reporting applicable market related risks taken within Global Mortgages and Securitized Products.… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... provides our clients an important bridge to this key global market for trade and investment flows...issues and execute action plans for Internal Audit and Compliance Testing findings assigned to Compliance… more
- Bank of America (New York, NY)
- Audit Manager - Global Markets - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... management to improve the control environment + Utilize yoursoundanalytical skills and Global Markets Electronic Trading expertise to execute assigned audit … more
- Bank of America (New York, NY)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;Dallas, Texas; New York, New York; Houston, Texas **Job ... traders/marketers and other credit risk and support groups (ie Compliance , Finance, Operations, etc.). Incumbents typically have over five...credit skills are necessary. The role sits within the Global Markets Credit ("GMC") group within the… more
- Bank of America (New York, NY)
- Audit Supervisor - Global Markets New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... levels. + Bachelor's degree or relevant experience **Desired Qualifications** + Familiarity with Global Markets - FICC lines of business, including trading and… more
- Bank of America (New York, NY)
- Senior Technology Manager - Global Markets Low Latency SOR Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose ... standards, audit exams and reviews), ensuring all relevant risk, financial, and compliance policies are met + Manages relationships with business and technology… more
- Citigroup (New York, NY)
- Job Description **Role Overview:** The Global Market Risk (GMR) Fundamental Risk of the Trading Book (FRTB) Program Lead will be responsible for leading the ... a best-in-class FRTB Implementation. You will represent and support Global Market Risk as co-Sponsor of the...Market Risk Management is industry leading and in compliance with regulatory expectations. This includes the implementation of… more
- SMBC (Jersey City, NJ)
- …and escalate to senior management. + CRCM Certification (A Plus) + Has a Compliance Testing , Bank Regulatory or Internal Audit Background + Able to work ... clients. It connects a diverse client base to local markets and the organization's extensive global network....is seeking a Vice President of Banking (Americas Team) Compliance Monitoring and Testing . The Vice President… more
- TD Bank (New York, NY)
- …the TDS US businesses and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other ... as needed. **Depth and Scope:** + Execute the annual Compliance testing and monitoring plan + Lead...providing trusted advice and industry-leading insight, extending access to global markets , and delivering integrated transaction banking… more
- Federal Reserve Bank (New York, NY)
- …of the Federal Open Market Committee (FOMC); + Monitor and analyze global financial markets to inform the formulation and implementation of monetary and ... working on staff units within any of the following directorates: Capital Markets , Central Bank and International Account Services, Cross- Market Monitoring and… more
- SMBC (Jersey City, NJ)
- …Banking and Compliance Experience. + CRCM certification a plus. + Has a Compliance Testing , Bank Regulatory or Internal Audit background. + Able to work ... clients. It connects a diverse client base to local markets and the organization's extensive global network....testing engagements to validate the efficacy of regulatory compliance internal controls. This role will have coverage for… more
- TD Bank (New York, NY)
- …issues, providing trusted advice and industry-leading insight, extending access to global markets , and delivering integrated transaction banking solutions. In ... testing activities to ensure that first line testing effectively meets standards for coverage of compliance...Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional… more
- SMBC (Jersey City, NJ)
- …**Qualifications and Skills** + 7+ years of swap dealer experience + Has a Compliance Testing , NFA or Internal Audit background + Able to work independently ... clients. It connects a diverse client base to local markets and the organization's extensive global network....Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP… more
- Bank of America (New York, NY)
- …the Investigators specific area of responsibility, specifically focused on Special Investigations, Global Markets , or Global Wealth and Investment ... Global Financial Crimes Compliance (GFCC) Investigator...to investigations teams responsible for coverage over Special Investigations, Global Markets , or Global Wealth… more