- Mizuho Corporate Bank (New York, NY)
- Summary The Liquidity Regulatory Reporting is a team responsible for the daily and monthly reporting and submission of FR2052A report for multiple ... In this role, you will be responsible for leading and managing the Liquidity Regulatory Reporting Mizuho Americas LLC production team, ensuring the accurate… more
- Citigroup (New York, NY)
- **Enterprise Stress Testing Senior Group Manager - Liquidity Risk** **and Non-Traded Market Risk** **Team/Role Overview** This role sits in Enterprise Risk Analytics ... stakeholders in first line of defense teams, ERM governance, model development, reporting , technology, Internal Audit, and external regulators. He/ She will have the… more
- SMBC (Jersey City, NJ)
- …are minimized. This position is a subject matter expert in the Regulatory Reporting Automation for BHC, Branch, Liquidity or Broker Dealer regulatory ... and monitoring and evaluating work. This position works closely with Director of Regulatory Reporting Change Management Department to ensure proper review… more
- Equitable (New York, NY)
- …ready to join an organization that will help unlock your potential? **Job Summary** Reporting to the Assistant Treasurer, the Director of Capital Markets and ... Director of Capital Markets and Funding ( 240000L2...(EQH) debt and equity capital markets activities and contingent liquidity facilities, in addition to the insurance subsidiaries spread… more
- Janus Henderson Investors (New York, NY)
- …and redemption flow in all exchange traded products. This includes all daily reporting to third party market makers, vendors, issuers and other regulatory ... data being disseminated to the market + Coordinate ETF creation/redemption activity with liquidity providers and issuers (Janus and third parties). + Serve as a… more
- SMBC (New York, NY)
- … liquidity estimation, model assessment and validation, documentation, and reporting approaches). 4. Familiarity with risk management frameworks for various ... portfolio of benefits to its employees. **Role Description** CM is seeking a Director within its Risk Management Department. The role will report into the Team… more
- Scotiabank (New York, NY)
- …an inclusive and high-performing culture. **Purpose:** The Associate Director IMMF USD Liquidity Support under the Reporting & Analytics team, along with the ... the production of, reviewing and signing off on daily liquidity reporting with consideration to the Bank's...and SQL is preferred. + Previous experience with the regulatory reporting platform Axiom would be helpful,… more
- CIBC (New York, NY)
- …Treasury, Liquidity and Capital Management, Interest Rate Risk Management, Regulatory Reporting , and Internal Controls over Financial Reporting . ... Credit Risk, Regulatory Compliance, and Data Risk. The Internal Audit Director is a leadership position within the US Internal Audit Department responsible for… more
- Citigroup (New York, NY)
- …Regulations and QC Director will support the Head of RRP Regulatory Submissions in coordinating the maintenance of enhancements to the capability inventory in ... (eg, developing testing templates, standards, criteria, documentation and after action reporting ) + Understanding of Regulatory Environment: Deep knowledge of… more
- KPMG (New York, NY)
- …adjustment + Build Capital stress testing processes, other stress testing process or regulatory reporting processes + Assess banking regulatory requirements ... your capabilities, then consider a career in Advisory. KPMG is currently seeking a Director , Modeling Risk in Market, Credit, & Liquidity for our Consulting… more
- SMBC (White Plains, NY)
- …Understanding of data management & governance, needed for a robust finance, treasury, liquidity and regulatory reporting data program. Strong analytical and ... pricing; capital management, liquidity , stress testing, profitability analysis, fnancial reporting , Volcker reporting , and regulatory reporting :… more
- Citigroup (New York, NY)
- Reporting to the Head of RRP Financial Forecasting, the Director is a strategic professional who stays abreast of developments within own field and contributes ... they relate to financial forecasting processes which feed capital and liquidity estimates, but also provide subject matter and process leadership.… more
- Citigroup (New York, NY)
- The Audit Director is a senior level management position responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, in ... and remediation plans. **Responsibilities:** + Ensure timely delivery of comprehensive regulatory and internal audit issue validation, including issues arising from… more
- Morgan Stanley (New York, NY)
- We're seeking someone to join our team as a Director on the US Banks Audit team.The successful candidate will be responsible for providing execution and leadership ... continual improvement of risk management processes. This is a Director level position within Business Audit, which is responsible...materials for the retail Bank . Support responses to regulatory requests impacting the US Banks . Develop and… more
- Citigroup (New York, NY)
- …of financial services, experience delivering large, complex programs of work in Liquidity , Capital Markets, Market Risk or regulatory transformation, with a ... with the Function execution teams, is responsible for the successful delivery of regulatory and cross-business transformation. This role, as a member of the Finance… more
- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC is seeking an experienced Audit Executive Director with a minimum of 12 years' experience in the banking and finance ... audit coverage of Risk Management related activities within the Internal Audit Department. Reporting to the Risk and Lending Business Function Head, the Risk Team… more
- Citigroup (New York, NY)
- … and capital planning, execution, and quality assurance. + In depth knowledge of regulatory reporting , specifically FR Y-14 reporting . Audit or prior ... and will be responsible for quality assurance testing for FR Y-14 reporting , including planning, scoping, sampling, test execution and observation validation. The… more
- Morgan Stanley (New York, NY)
- …a variety of critical operational processes focused on managing operational and regulatory reporting risks . Facilitating and coordinating meetings and workshops ... product development o Strategy and implementation of new sources of electronic liquidity , both internal and external to Morgan Stanley . Program management of… more
- Citigroup (New York, NY)
- …tailored solutions that address clients' investment, risk management, and financing/ liquidity needs. + Set challenging goals, regularly monitoring progress and ... and seeks or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. + Ensure strong… more