- TD Bank (New York, NY)
- …for this role **Job Description:** **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will provide ... and requires interaction with members of the PB business, Financial Crime Risk Management Group, Market Compliance, PB Operations...AML Compliance programs related to all aspects of AML and ATF laws + Works with senior… more
- Citigroup (New York, NY)
- The Compl AML Core Sr Director manages multiple teams of senior professionals through other senior managers. The job requires a broad and comprehensive ... as the internal and external point of contact to senior management, stakeholders and regulators on the AML...AML certification + Prior work experience in a financial institution with job specific work experience in … more
- Citigroup (New York, NY)
- The Compliance Anti-Money Laundering ( AML ) Risk Management Senior Director is a senior management level position responsible for establishing internal ... procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. The overall objective is… more
- Citigroup (New York, NY)
- …of significant change management processes and practices is a must, while knowledge of AML and financial services operations across all business lines is a plus. ... and industry practices environment; provide up-to-date knowledge and expertise relevant to AML compliance and senior leaders.** **Liaise with US and foreign… more
- Citigroup (New York, NY)
- The Compliance Anti-Money Laundering ( AML ) Risk Management Director is a senior management level position responsible for establishing internal procedures to ... prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. The overall objective is to manage a… more
- Citigroup (Jersey City, NJ)
- …relevant experience + AML certification + Prior work experience in a financial institution with job specific work experience in AML + Self-motivated and ... AML NAM Head of Data Science and Model...required in order to negotiate internally, often at a senior level. Some external communication is typically required. Provides… more
- Citigroup (New York, NY)
- The Compliance Anti-Money Laundering ( AML ) Risk Management Senior Director is a senior management level position responsible for establishing internal ... procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. The overall objective is… more
- Morgan Stanley (New York, NY)
- We're seeking someone to join our team as a Client Onboarding Regulatory Services Director as part of the New Client New Business team who will be responsible for ... maintaining, reviewing, processing, and reporting on both AML and Non- AML regulatory programs; ensuring the...partner with business units across the Firm to support financial transactions, devise and implement effective controls and develop… more
- Ankura (New York, NY)
- …preparation; + Draft remediation plans for exam/audit findings and recommendations for Senior Director review and implementation; Requirements: + At least 10 ... Serve as Subject matter Expert in the fields of AML / BSA / OFAC, and Consumer protection; +...systems processes; + Prepare compliance reports for Compliance Officer, Senior Management, and/or Board; + Assist clients with state/federal… more
- Comerica (New York, NY)
- …report risk in accordance with the risk management lifecycle. Client & Transaction Risk Director for Payments is a senior leader responsible for leading a team ... Client & Transaction Risk Director The Business Control Officers (BCO) play a...programs and processes to support the examination of potential AML risk to the Bank. The role will provide… more
- Citigroup (New York, NY)
- The Core Accounts Controls & Regulatory Management (CRM) Manager, Director reports to the Liquidity Management Services (LMS) and Core Accounts Global CRM Head. This ... that cover Information Security, Continuity of Business, Fraud, Data, Compliance, AML , and Records Management, along with the Operations and Technology teams… more
- SMBC (Jersey City, NJ)
- …product, and transactional risk exposure. + Develop MIS reports for submission to senior Branch management. + Apply data from BSA/ AML Compliance Department ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...its employees. **Role Description** Reporting to the Data Analytics Director , FCC Analytics, in the Compliance Department, Americas Division,… more
- American Express (New York, NY)
- …model surrounding it to drive excellence in payment execution. Reporting to the Director of Product Development, this role will help to build the next generation ... Strong understanding of the regulatory landscape affecting payment systems, including AML , KYC, OFAC, PSD2. + Payment scheme expertise: Proven experience with… more
- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- Scotiabank (New York, NY)
- …streamline and simplify payments, improve working capital performance, and mitigate financial risk. At Scotiabank, we embrace your strengths, ideas, and ambitions. ... product penetration, revenue, growth and customer satisfaction by: + Supporting the Director - US Business Deposit Products, the Product Owner(s), the Core Banking… more
- Scotiabank (New York, NY)
- …team, committed to results, in an inclusive and high-performing culture. **Associate Director , USD Liquidity Support, US Intl Money Markets & Funding (Reporting & ... streamline and simplify payments, improve working capital performance, and mitigate financial risk. At Scotiabank, we embrace your strengths, ideas, and ambitions.… more
- City National Bank (Jersey City, NJ)
- …of testing performed, and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in meetings, presentations, ... and synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written audit reports… more
- TD Bank (New York, NY)
- …effectively and is also fit for purpose. The role reports to the Director , Global Markets Supervision (Equities), and will provide primary coverage over US Equities ... guidance on Trading Desk Policies. + Assists E-Trading GMS Director with maintenance and enhancements to the US Market...management / control function partners (eg Risk, Legal, Compliance, AML and Audit) to assess risks, develop and implement… more