- Citigroup (New York, NY)
- …proactive issue identification and comprehensive remediation Key Responsibilities Reporting directly to the Global Head of ORM, the responsibilities for the ORM ... Head for ORM Global Functions include: Leads the strategy, approach and drive...and Public Affairs, Citi Security and Investigative Services, Legal, Independent Risk Management, and Independent Compliance… more
- Citigroup (New York, NY)
- …lead our Global Product Marketing function. This role will report to the Global Head of Product and Segment Marketing. + The Product Marketing Director will ... Solutions (TTS) business by building and enabling a more connected TTS global proposition and client-centric content, allowing client-facing teams to further enhance… more
- American Express (New York, NY)
- …capabilities and technologies. About the Role: The Vice President, Head of Compliance and Conduct Audit will lead a global team of auditors evaluating ... is to protect and enhance organizational value by providing independent , objective, risk-based assurance, advisory services and to influence...enterprise frameworks and processes for Global Compliance and Conduct Risk. This is… more
- Citigroup (New York, NY)
- Head of Capital Management is an enterprise Strategic role for Citigroup, owning the enterprise-wide capital planning and management processes for the group, and its ... Planning capability. As a part of this process, the Head of Capital Management manages the enterprise's Capital Stress...risks and the inherent strengths and weaknesses of the global business model, which inform the Strategic Plan. The… more
- HSBC (New York, NY)
- …people, our investors, our communities and the planet we all share. As our US Head of Financial Crime - Wholesale, WPB & Functions you will: + The Financial Crime ... line of defence (LOD) function that includes "Risk Stewards" who are independent of the commercial risk-taking activities undertaken by HSBC's businesses (also… more
- New York Times (New York, NY)
- …New York Times is to seek the truth and help people understand the world. That means independent journalism is at the heart of all we do as a company. It's why we ... worth paying for.** **Job Description** **About the Role** The Head of Industry (HOI) will oversee sellers and categories...diverse and inclusive workforce, one that reflects the varied global community we serve. Our journalism and the products… more
- S&P Global (New York, NY)
- …across markets, geographies and emerging risks. The role will report into the MD and Head of Global Commercial Strategy. **The Team:** The role sits within the ... will work most closely with and report into the Head and MD of Global Commercial Strategy,...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions,… more
- JPMorgan Chase (Jersey City, NJ)
- …and assets throughout the world. This role, which directly reports into the Global Head of Employee Investigations, includes providing strategic direction and ... feedback and performance management over the investigation teams. + Briefs the Global Head of Employee Investigations timely and appropriately on employee… more
- Wellington (New York, NY)
- …that aligns our perspectives with those of our clients. **About the Role** The Head of Private Credit Compliance will support and provide leadership to ... Private Investments Chief Compliance Officer, working closely with other compliance professionals and attorneys. **Responsibilities** The Head of Private… more
- S&P Global (New York, NY)
- …on personal securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to the Policy's ... Director - Private Markets is responsible for supporting the Head of Private Markets Sales, North America in the...effective or potential conflict of interest. Employment at S&P Global is contingent upon compliance with the… more
- S&P Global (New York, NY)
- …provided to key stakeholders within S&P Global Ratings. The role reports to the Global Head of the APMO and actively supports the Ratings Technology & Data ... on personal securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to the Policy's… more
- Wellington (New York, NY)
- …of the Legal, Compliance & Risk Group and will report to the Head of Investment Platform Compliance , Americas, working closely with other compliance ... comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return… more
- Neuberger Berman (New York, NY)
- …obligations + Interact closely with all areas and personnel within the Legal and Compliance Department, including the global head of compliance , ... program within the framework of the firm's overall global compliance program + Identify, review and...._ Founded in 1939, Neuberger Berman is a private, independent , employee-owned investment manager. From offices in 39 cities… more
- Citigroup (Queens, NY)
- …level (MD) position within the Controllers Organization that will report to the Global Head of Regulatory and Capital Reporting. The individual will serve ... The Global Regulatory Reporting Capital and GSIB Report Owner...MRIA and MRAs. + Accountable executive for Internal Audits, Independent Risk Management, and external reviews for capital regulatory… more
- Citigroup (New York, NY)
- …reporting of AML risks which complies with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief ... of experience in a highly regulated, fast paced, large global financial services firm in AML, compliance ,...surprises' approach in communicating issues and strength in sustaining independent views** **The aptitude to be comfortable acting as… more
- CIBC (New York, NY)
- …Structured Credit Sales within Fixed Income Sales (under the guidance of the Head of Structured Credit Sales), significantly impacts the firm's bottom line (ie, ... rapport, and find a solution + Hold accountability of risk and compliance process **Who You Are** + Comprehensive knowledge of financial markets, specifically… more
- SMBC (Jersey City, NJ)
- …looking to hire a Compliance Training Associate who will report to the Head of Compliance Training. The Training Associate assists with the execution of the ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...Financial Crimes Compliance (FCC) training program for SMBC America's Division (AD).… more
- Citigroup (New York, NY)
- …world's toughest challenges and embrace its greatest opportunities. We are Citi, the global bank - an institution connecting millions of people across hundreds of ... all. **About the Group:** Enterprise Risk Management (ERM) within Independent Risk Management is responsible for overseeing the implementation...and climate risk. The group is headed by the Head of ERM who reports directly to the Citigroup… more
- American Express (New York, NY)
- …your place in risk and analytics on #TeamAmex. The Global Risk & Compliance Organization ("GRC") is an independent risk management function, led by the Chief ... in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers,… more
- Citigroup (New York, NY)
- …conscience of the bank. In line with the Operational Risk Management (ORM) and Independent Compliance Risk Management (ICRM) frameworks, we aim to ensure that ... The Technology & Cyber Risk - Director reports to Head of Business Cluster Technology Risk and Compliance...subject matter expert in technology and cyber risk in global financial services, be able to demonstrate a comprehensive… more