- SMBC (New York, NY)
- …in a leadership role. + Strong knowledge of regulatory requirements and standards applicable to conduct risk and culture within a large international bank. + ... portfolio of benefits to its employees. **Role Description** The Head of Conduct Management and Culture...responsibility of managing the control framework aimed at mitigating conduct risk while reinforcing SMBC's commitment to… more
- Citigroup (New York, NY)
- The Head of Global Regulatory Engagement (GRE) will report directly to the Citibank, National Association and North America Chief Operating Officer. This role will ... standards, while providing effective regulatory engagement leadership across the organization. The Head of GRE plays a pivotal role in overall leadership, management… more
- Citigroup (New York, NY)
- …+ Experienced risk challenger who balances risks vs. rewards aligned with corporate risk culture + Understanding of the products and services Citi offers and ... of the risk management framework are: Operating model, staffing and culture : Ensure the operating model across lines of defense is clear and consistent… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those ... **Wells Fargo is seeking a** Technology Director - Head of Product Management - Google Cloud Services...and strategy in alignment with organizational goals while managing risk and ensuring regulatory and policy compliance. + Establishing… more
- Morgan Stanley (New York, NY)
- …Stanley FID Secured Lending ("FSL") is seeking an Esoteric ABS Portfolio Management Head for its esoteric ABS lending portfolio based in New York. FSL provides ... rail, shipping). The FSL portfolio management team provides ongoing portfolio management, risk oversight and monitoring, and reports to senior management and other… more
- Scotiabank (New York, NY)
- …+ Other duties and projects as may be assigned.. + Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities ... Senior Manager, Head of Volcker Compliance **Requisition ID:** 206763 **Salary...meet obligations with respect to operational, compliance, AML/ATF/sanctions and conduct risk . + Champions a high-performance environment… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Head of Global Anti-Money Laundering Data ... closely follows the latest trends in the financial crimes compliance risk field, to include the anti-money laundering/counter-terrorism financing (AML) and sanctions… more
- Citigroup (New York, NY)
- …International Private Bank and Citi Private Bank brands _._ **Job Description:** The Head of Business Execution - Investment Solutions & CIO, will report directly ... activities of the Investment Solutions and CIO business. The Business Execution Head coordinates and manages activities such as the tracking of business financials,… more
- City of New York (New York, NY)
- …portfolios of the five New York City pension systems. Through a culture of collaboration, individual development, and teamwork that leverages diverse talent and ... Economically Targeted Investments (ETIs) - investments that return an appropriate risk -adjusted rate of return while also creating collateral benefits for the… more
- Citigroup (New York, NY)
- …business cases, and maintaining high levels of compliance and standards. The Head of Technology Product manages multiple teams through other managers. In-depth ... + Lead and mentor a team of product owners, fostering a culture of collaboration and innovation. + Oversee a large technology product portfolio,… more
- Citigroup (New York, NY)
- …in a dynamic organization. Sitting within the Client Marketing organization, the Head of Acquisitions Marketing and Strategy for Deposits, along with their team, ... managing marketing campaigns with flawless execution and adhering to risk and control policies and agenda **Key Skills and...of accountability and decisiveness in a strong work ethic culture + A Curious, Analytical Mindset - the ability… more
- Citigroup (New York, NY)
- …create a supportive and seamless culture of compliance, control, ethical conduct , and risk mitigation. + Providing leadership in collaborating with regional ... and unsecured lending and overseeing implementation of related remediation. + Conduct and supervise regulatory risk assessments and monitoring/testing thought… more
- Pfizer (New York, NY)
- …our trusted relationships with our partners, including patient advocacy organizations. The Head of Clinical Trial Diversity & Patient Engagement is responsible for ... gender and age diversity of the countries where we conduct our clinical trials, and the epidemiology of the...as a change agent influencing both internal and external culture through designing and delivering training and socialization of… more
- Athene (New York, NY)
- …set the bar even higher. We're ready to help you achieve more. Purpose: The Head of Rating Agency will lead and manage the company's engagement with most important ... strategy and presentation materials for rating agencies and regulators + Conduct research, establish industry connections and provide thought leadership on key… more
- Morgan Stanley (Purchase, NY)
- …Segment Risk is seeking to hire an Vice President who will report into the Head of Conduct Risk & Governance to support a variety of governance processes ... as the design of metrics, processes and controls to identify and supervise FA conduct risk , and the analysis of such FAs. The candidate will work closely with… more
- SMBC (New York, NY)
- … Risk Management related activities within the Internal Audit Department. Reporting to the Risk and Lending Business Function Head , the Risk Team Lead ... various large scale complicated audits with minimal supervision by the Business Function Head , ensuring work is performed in accordance with IIA standards and IAD… more
- SMBC (Jersey City, NJ)
- …within the Compliance Department Americas Division ("CPAD"), reporting to the Executive Director, Head of Risk and Control Assessment. As a Compliance Risk ... other SMEs outside of the CRA team in their conduct of compliance risk assessments for the...action plans to address identified control gaps. + Assist Head of Risk and Control Assessment and… more
- Wells Fargo (New York, NY)
- …& Investment Management, Wholesale Banking and Human Resources. The Director of Fiduciary Risk Oversight is accountable to the Head of Fiduciary & Investment ... forums + Develop, manage, and ensure implementation of fiduciary risk policies, methodologies, and procedures + Conduct ...initiatives as needed + Escalate fiduciary risks to the Head of Fiduciary & Investment Risk , Senior… more
- Scotiabank (New York, NY)
- …and projects as may be assigned from time to time. + Understand how the Bank's risk appetite and risk culture should be considered in day-to-day activities ... to meet obligations with respect to operational, compliance, AML/ATF/sanctions and conduct risk . + Champion a high-performance environment and contributes… more
- Turner & Townsend (New York, NY)
- …+ Lead workshops with a broad range of internal and external stakeholders. + Conduct risk reviews at regular intervals, identify and analyze, determine response ... the effective communication of threat & opportunity status. + Conduct quantitative risk assessment (cost and schedule)...contingency levels. + Ensure the delivery of best practice risk management activities and report to the Head… more