- Truist (New York, NY)
- …shift (United States of America) **Please review the following job description:** A Legal Wealth Advisor 3 is responsible for origination and on-going management ... education activities. 14. Lead discussions with team members around specific wealth topics, market developments, legal profession, and/or best practices.… more
- Citigroup (New York, NY)
- …of AML risks which complies with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance ... corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending money,… more
- Citizens (Tarrytown, NY)
- …results in long-term client loyalty. A dynamic, industry leader has been appointed as Head of Citizens Private Wealth Managers to oversee the strategy. This ... Description Citizens Private Bank has accelerated its strategy to build out Wealth Management, scale Business Banking, grow deposits, and expand in key growth… more
- Citizens (New York, NY)
- Description As the Senior Executive Assistant to the Head of Wealth Management, this individual will work on confidential related projects, which will require ... advanced administrative duties; manages high level tasks for the Head of Wealth Management to include, but...of the background check are individually reviewed based upon legal requirements imposed by our regulators and with consideration… more
- Citigroup (New York, NY)
- …deep knowledge of Citi network + The Head of LFG will report to the head of Wealth at Work vertical at CGW. Requirement: Licenses required: SIE, Series 7, 66 ... has positioned Citi to become an industry leader in wealth . The formation of Citi Global Wealth ...one provider of financial industry advice and services to Legal Industry globally. This is a business celebrating its… more
- Citizens (New York, NY)
- Description Citizens Private Bank has accelerated its strategy to build out Wealth Management, scale Business Banking, grow deposits, and expand in key growth ... glove experience to clients that results in long-term client loyalty. Citizens Private Wealth presently manages and advises on over $20 Billion in assets, offering a… more
- Citigroup (New York, NY)
- …aggregation of operational risk. Its mandate covers all business lines (USPB, Wealth , Markets, Services, Banking, Clients, Global Functions, COO and Technology) and ... legal vehicles spanning all geographies. The ORM function oversees...comprehensive remediation Key Responsibilities Reporting directly to the Global Head of ORM, the responsibilities for the ORM … more
- HSBC (New York, NY)
- …our people, our investors, our communities and the planet we all share. The Head of Surveillance, US & Americas will be responsible for managing the overall ... business lines (Markets and Securities Services; Wholesale Banking; and Wealth & Private Banking). The program consists of Trade,...interactions with HSBC Senior Management and Regulators. As our Head of Surveillance, US & Americas you will: +… more
- ServiceNow, Inc. (New York, NY)
- …and the desire to dream big makes for great candidates. **Job Description** The Global Head of Capital Markets Go to Market (GTM) is a role that operates together ... across Capital Markets (ie, sell-side/Global Markets, Investment Banking; buy-side and Wealth Management background a plus), to seed and develop strategic… more
- Tradeweb (New York, NY)
- …reimbursement towards fertility, egg freezing, adoption and surrogacy expenses. + **Building Wealth - 401(k) Savings Plan** : Employees are immediately eligible for ... guidelines. **Other Benefit Programs** + Pre-Tax Commuter Benefits Program + ARAG Legal Services + Employee Assistance Program + Tuition Reimbursement + Financial… more
- Morgan Stanley (New York, NY)
- …a wide range of investment banking, securities, investment management and wealth management services. Morgan Stanley provides a superior foundation for building ... by leading the development and implementation of the Firm's Legal Entity Strategy, with opportunities for exposure to senior...Firm's CFO, Global Treasurer, Institutional Securities Group COO and Head of the US Banks > Support and execute… more
- Morgan Stanley (New York, NY)
- …a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including ... adherence to all applicable Federal, State and Local laws, Morgan Stanley Wealth Management policies, and other regulations. Additionally, the National Risk Officer… more
- Tradeweb (New York, NY)
- …performance metrics on behalf of the compliance function + Working with relevant legal entity compliance officers, to ensure our policies and documents are reviewed ... routinely prepare compliance management information for use by the Head of Compliance in governance fora + Working with...corporate functions, notably risk management, human resources, finance and legal + You will need to have a commitment… more
- Morgan Stanley (Purchase, NY)
- …*_Position Summary_* Global Investment Manager Analysis (GIMA), a unit within Wealth Management Investment Solutions (IS), provides comprehensive manager research on ... Structure, Internal Operations & Controls, Valuation, Service Providers & External Oversight, Legal & Compliance, Information Technology & BCP, etc. * * Assess… more
- Morgan Stanley (New York, NY)
- …marketing plans that support MSIM Alternatives via multi-channel distribution: Private Wealth ; US Institutional; US Intermediary- Wealth Management and US ... strong cross-functional relationships across Sales Distribution, Marketing, Investment Teams, Legal & Compliance. . Develop and execute segmented communication/promotional… more
- Morgan Stanley (New York, NY)
- …a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including ... an Executive Director, you will report to the Global Head of Market Risk and Bank Resource Management Lead...evolve with the increase focus in Funding, Capital and Legal Entity Governance at Business and Product Area Level.… more
- S&P Global (New York, NY)
- …aligned with best practices. This role will report directly to the Head of Compliance, SPDJI. **Responsibilities and Impact:** + Collaborate with divisional ... strategy and culture within the division. You'll collaborate closely with the Head of Compliance, divisional leaders, and the Corporate Compliance and Risk teams.… more
- BlackRock (New York, NY)
- …(including investment and asset management, risk management, operations, finance, and legal and compliance) and technology controls across application systems and ... including investment and asset management, risk management, operations, finance, and legal and compliance. **SAO (Strategy, Analytics & Operations)** This group is… more
- S&P Global (New York, NY)
- …Crimes Compliance Program Advisor will report to and work directly with the Head of Global Financial Crimes Compliance Program Office within S&P Global Enterprise ... and regulations. + This role requires a combination of legal and technical knowledge, analysis, knowledge of businesses, project...for your time on. + Continuous Learning: Access a wealth of resources to grow your career and learn… more
- CIBC (New York, NY)
- …Global Markets businesshead,seniorComplianceofficerand, if appropriate, head of US Global Markets forresolutionincludingrecommendationsforcorrective ... + Trading Floor personnel at all levels + Compliance, Legal and Internal Audit + Trade Control, Middle office...Global Market, Identifying Opportunities, Sales, Standard Operating Procedure (SOP), Wealth Management At CIBC, we are in business to… more