- Citigroup (New York, NY)
- …execute and deliver audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business ... for broader corporate issues + Apply in-depth understanding of Internal Audit standards, policies and regulations to...preferred\#NAMInternalAudit + The role is integral component of the audit delivery in response to Regulatory Reform… more
- Citigroup (New York, NY)
- …and regulatory commitments. **Responsibilities:** + Manage a team of Internal Audit professionals, recruit staff, lead professional development, build ... manage a budget + Deliver audit reports, Internal Audit and Regulatory issue...sound ethical judgment regarding personal behavior, conduct and business practices , and escalating, managing and reporting control issues with… more
- Citigroup (New York, NY)
- …build effective teams and manage a budget + Deliver audit reports, Internal Audit and Regulatory issue validation and business monitoring and ... senior level management position responsible for managing a complex and critical unit within Internal Audit , in coordination with the Audit team. The overall… more
- JPMorgan Chase (Brooklyn, NY)
- …RWA control work and help create the various presentations decks to Senior Management, internal audit and Regulatory Agencies + Assist with updates to ... of US regulatory reporting and firm-wide capital stress testing, including internal and regulatory requirements. As a Regulatory Capital Reporting… more
- Scotiabank (New York, NY)
- …and identifying mentors/coaches. **What You'll Bring** + 12+ years working in AML, Internal Audit , Risk and Control, Regulatory and/or related experience. ... all audit activities across their team are conducted in AML with regulatory requirements and internal policies and procedures. Additionally, the incumbent is… more
- Mizuho Corporate Bank (New York, NY)
- …stakeholders such as regulatory reporting production teams, financial accounting teams, internal audit , data management office and IT. (3) support management ... financial and/or regulatory reporting, regulatory reporting quality assurance or internal audit + knowledge of regulatory reporting especially FR… more
- Citigroup (New York, NY)
- …analysis and remediation plans. **Responsibilities:** + Ensure timely delivery of comprehensive regulatory and internal audit issue validation, including ... responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, in coordination with...practices including a deep understanding of rules around regulatory capital, Basel framework and US regulatory … more
- ManpowerGroup (New York, NY)
- …provide customized solutions to meet clients' needs. Our advisory expertise includes internal audit , regulatory compliance, data analytics, construction ... strategy for now and into the future + Examining internal IT controls, evaluating the design and operational effectiveness,...and IT audit . Our Finance and Accounting practice works with clients on matters relating to technical… more
- City National Bank (Jersey City, NJ)
- …importance. * Develops and compiles reports for Board Committee(s), Executive Management, Internal & External Audit , Regulatory authorities and other ... consumer loan portfolios for adherence to bank policies and regulatory standards. This may include, but not limited to,...LOD), Credit Administration and Risk Management (2nd LOD) and Internal Audit (3rd LOD) regarding credit matters… more
- Citigroup (New York, NY)
- …the enterprise and relevant businesses / functions / regions + Lead execution of Regulatory and Internal Audit Corrective Action Plans + Maintain Centralized ... broad and comprehensive understanding of the systems, standards and practices relevant to data management, and the key functions...exceptions across the Risk organization + Manage execution of Regulatory and Internal Audit Corrective… more
- SMBC (Jersey City, NJ)
- …activities linked to training like MI and statistics, management reports, external regulatory examination, internal audit , resource planning and emergent ... production of high quality financial regulatory reports, training on the regulatory reporting platforms, and internal control frameworks designed to mitigate… more
- Scotiabank (New York, NY)
- …for coordinating requested information and answering questions from Internal Audit , Quality Assurance, and external Regulatory Exams. + Ability to ... new regulatory reporting requirements and instructions. + Improve current regulatory reporting environment by employing best practices and expanding controls… more
- Citigroup (New York, NY)
- …the Data Governance strategy and/or Data Risk and Control framework for senior leadership, internal audit and regulatory updates + Liaise with metrics team ... practices at a function level. + Experience in interactions and responding to internal audit and regulators inquires. + Experience is building Data Governance… more
- TD Bank (New York, NY)
- …in alignment with risk appetite + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/AML ... the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress...provide guidance for complex situations + Complies with applicable internal and external audit and regulatory… more
- Bank of America (New York, NY)
- …Stakeholder Management + Underwriting + Decision Making + Influence + Internal Audit Review + Portfolio Analysis + Regulatory Compliance + Executive Presence ... ability to effectively document conclusions + Understanding of Credit Risk Review and/or Audit practices and methodologies as well as rules for professional and… more
- SMBC (White Plains, NY)
- …Actively supports the business to capture, report, escalate and resolve data quality, regulatory , internal audit and management self-identified issues + ... practices + Liaise & support horizontal teams for regulatory and risk reporting + Poses strong communication ,...+ 2+ years of experience in program data governance, regulatory and risk reporting, internal audit… more
- SMBC (White Plains, NY)
- …financial consolidation, financial pronouncements and controls, developing remediation plans for regulatory and internal audit mandates. **Role Objectives** ... Drives issue remediation and coordinates with the business to remediate data quality, regulatory , internal audit and management self-identified issues *… more
- Citigroup (Jersey City, NJ)
- …efficiency of the global team + Key contact for coordination of internal audit , external audit and regulatory requests. **Job Family Group:** Compliance ... Compliance and Control Room teams, designed to detect behaviors that may violate regulatory rules or internal policies and procedures, as well as controls'… more
- SMBC (White Plains, NY)
- …management methods and posess ability to guide and develop remediation plans for specific regulatory , internal audit and management issues related to data, ... and coordinates with the business to remediate data quality, regulatory , internal audit and management...+ Works with our technology partners to implement best practices and innovative techonology solutions necessary to support the… more
- MUFG (New York, NY)
- …also operating within industry best practices , applicable regulations, and internal and external professional practice expectations. + Effectively manage ... with audit methodology, while also operating within industry best practices , applicable standards and regulations, and internal and external professional… more