- Bank of America (New York, NY)
- Operational Risk and Control Risk Lead-Global Markets-Global Operations Jacksonville, Florida;New York, New York; Chicago, Illinois **Job Description:** ... risk management and/or Global Market Operations Line of Business experience. The Operational Risk & Control (OR&C) team is seeking a candidate to support… more
- Morgan Stanley (New York, NY)
- …aspects of the Platforms Business Units and their respective initiatives to advise on operational risk and control environment. * Represent Platforms Risk ... Platforms first line Business Control Unit (BCU) Risk Team is responsible for overseeing the operational...exams, partakes in the annual Risk and Control Self-Assessment (RCSA), tracks and reports on operational… more
- TD Bank (New York, NY)
- …issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business ... + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- Citigroup (New York, NY)
- …and stress testing for Operational Risk Capital requirements. + Manage risk and control assessments or coordination for programs within various risk ... quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control ...execution of a process (QA). + Provide governance over Operational and Compliance Risk in accordance with… more
- Citigroup (New York, NY)
- …a plus).Significant experience in Operational Risk is a must. Other risk and control disciplines would be a plus - credit, and market. **Education:** ... ** Risk Analytics Business Risk and Control Group Manager -...Transformation Program Execution teams to implement solutions for mitigating operational risk across functions and products. **Job… more
- Citigroup (New York, NY)
- …and stress testing for Operational Risk Capital requirements + Manage risk and control assessments or coordination for programs within various risk ... The Business Risk and Control Sr Group Manager...The Business Risk and Control Sr Group Manager - Technology and Data...and training are in place to support management of Risk profiles + Support operational risk… more
- SMBC (New York, NY)
- …knowledge of change management and process improvement best practices + Functional knowledge of Operational Risk & Control Frameworks, with focus on Risk ... The SMBC Nikko Securities Inc., Capital Markets (CM) Business Control Officer (BCO) associate risk and ...business sponsors. + Assist with investigation and remediation of operational risk incidents, including incident investigation and… more
- Citigroup (New York, NY)
- …Head is a first line of defence specialist who oversees, manages, and executes operational risk and control responsibilities and drives operational ... Technology) to establish and monitor a robust framework that enables effective operational risk and control management. This includes assessing and providing… more
- Scotiabank (New York, NY)
- Manager, First Line Operational Risk , SBUS Risk Assessments and New Initiatives **Requisition ID:** 209639 **Salary Range:** 85,700.00 - 159,100.00 _Please ... framework by working with the US Businesses in completing Risk and Control Self-Assessments (RCSAs) and in...subsequently require the ability to connect key processes and operational risk frameworks, including but not limited… more
- Scotiabank (New York, NY)
- …etc., across all SBUS businesses and control /support functions (CSF). Experience in operational risk assessment and global markets, as well as a strong ... developing new strategies to advance the program. + Establish and maintain an operational risk and control library with change management governance. + Work… more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...operational risk oversight of FLU or Control Function (CF) performance and any related third party/vendor… more
- Scotiabank (New York, NY)
- …program for all US businesses and control and support functions (CSF). The operational risk requirements for technology are quickly growing and in need of a ... Manager, First Line Operational Risk & RCSA **Requisition ID:** 209641 **Salary Range:** 85,700.00 -...regulated Risk & Control Self-Assessment (RCSA)… more
- Morgan Stanley (Purchase, NY)
- … sits within the 1stline of defense and is responsible for overseeing the operational risk and control framework across the Wealth Management business. ... incident management protocols, facilitate issue and action plan management and coordinate new operational risk programs in partnership with the business as well… more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...operational risk oversight of FLU or Control Function (CF) performance and any related third party/vendor… more
- Citigroup (New York, NY)
- …Support teams in the quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control Standard, ... The Business Risk and Control Officer is a...well understood and adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing… more
- Citigroup (Queens, NY)
- …controls after the execution of a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established ... quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control ...and adequately controlled (if applicable). + Support management on operational risk scenario analysis and stress testing… more
- Bank of America (New York, NY)
- …policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance ... Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New...process, risk , Single Process Inventory and FLU/CF Risk and Control Self-Assessment related to themes… more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...operational risk oversight of FLU or Control Function (CF) performance and any related third party/vendor… more
- JPMorgan Chase (Brooklyn, NY)
- …Risk , enhancing our risk control framework, conducting comprehensive risk analysis, and ensuring operational excellence and audit readiness. As a ... + Evaluate and perform an end-to-end analysis of the business' operational risk and control environment to identify significant gaps, weaknesses… more
- American Express (New York, NY)
- …Risk ID & Assessment team is to identify, assess, mitigate, and report on Operational Risk within BU processes for GMNS to ensure adherence to regulatory ... risk . GMNS is looking for an Analyst of Risk ID & Assessment focused on ensuring control...(supplemental to BU process owners testing) and compile key operational risk trends, activities, and events +… more