- Bank of America (Jersey City, NJ)
- Operational Risk and Control Risk Manager Jersey City, New Jersey **Job Description:** At Bank of America, we are guided by a common purpose to help make ... example, Equities, Derivatives, FX, commodities, Futures & Options and collateral. The Operational Risk and Control Team provides support to CCDO management… more
- Morgan Stanley (New York, NY)
- …aspects of the Platforms Business Units and their respective initiatives to advise on operational risk and control environment. * Represent Platforms Risk ... Platforms first line Business Control Unit (BCU) Risk Team is responsible for overseeing the operational...exams, partakes in the annual Risk and Control Self-Assessment (RCSA), tracks and reports on operational… more
- City of New York (New York, NY)
- …policies, procedures, and methodologies to identify, assess, monitor, and control operational risks - Facilitate conducting risk assessments with the first ... risk , control adequacy and effectiveness, residual risk , control issues, and operational risk losses across TRS - Identify and investigate … more
- Citigroup (New York, NY)
- …a plus).Significant experience in Operational Risk is a must. Other risk and control disciplines would be a plus - credit, and market. **Education:** ... ** Risk Analytics Business Risk and Control Group Manager -...Transformation Program Execution teams to implement solutions for mitigating operational risk across functions and products. **Job… more
- Citigroup (New York, NY)
- …and stress testing for Operational Risk Capital requirements + Manage risk and control assessments or coordination for programs within various risk ... The Business Risk and Control Sr Group Manager...The Business Risk and Control Sr Group Manager - Technology and Data...and training are in place to support management of Risk profiles + Support operational risk… more
- SMBC (New York, NY)
- …knowledge of change management and process improvement best practices + Functional knowledge of Operational Risk & Control Frameworks, with focus on Risk ... The SMBC Nikko Securities Inc., Capital Markets (CM) Business Control Officer (BCO) associate risk and ...business sponsors. + Assist with investigation and remediation of operational risk incidents, including incident investigation and… more
- American Express (New York, NY)
- …the Corporate Function Control Management Governance team is to establish the Operational Risk and Controls strategy for Corporate Functions, set up a ... identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. Corporate Function Control Management is… more
- TD Bank (New York, NY)
- …**Line of Business:** Risk Management **Job Description:** **The** **Senior Risk Analyst Governance and Control ** **manages the development and monitors ... the enterprise risk governance frameworks. The Senior Risk Analyst Governance and Control also plays a key role in development and support of a policy… more
- Citigroup (New York, NY)
- …financial metrics including improvements in speed to market, campaign agility, and operational risk . + ** Risk & Control :** Support the evolution of our ... Marketing Transformation & Delivery to ensure the organization meets its Risk commitments (eg Issue remediation, etc.). **Qualifications:** + 5+Years of experience… more
- Citigroup (New York, NY)
- …financial metrics including improvements in speed to market, campaign agility, and operational risk . . Risk & Control : Support the evolution of our ... of Marketing Transformation & Delivery to ensure the organization meets its Risk commitments (eg Issue remediation, etc.). Qualifications: . 7-10 Years of experience… more
- Citigroup (New York, NY)
- …Head is a first line of defence specialist who oversees, manages, and executes operational risk and control responsibilities and drives operational ... Technology) to establish and monitor a robust framework that enables effective operational risk and control management. This includes assessing and providing… more
- JPMorgan Chase (Jersey City, NJ)
- …box, challenging the status quo and striving to be best-in-class. As a Technology Operational Risk Management Lead for the Employee Platforms (EP) team within ... Compliance, Conduct and Operational Risk Technology & Cybersecurity (CCOR T&C),...and/or execution deficiencies of the first line's delivery of risk & controls framework, control integration &… more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...operational risk oversight of FLU or Control Function (CF) performance and any related third party/vendor… more
- Morgan Stanley (Purchase, NY)
- … sits within the 1stline of defense and is responsible for overseeing the operational risk and control framework across the Wealth Management business. ... incident management protocols, facilitate issue and action plan management and coordinate new operational risk programs in partnership with the business as well… more
- Bank of America (New York, NY)
- Dodd Frank EAC Compliance and Operational Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... for overseeing the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...review and challenge of the FLU and CF Process, Risk , and Control inventory and Risk… more
- Citigroup (New York, NY)
- …and any unit responsible for a control (URC) that lead to an Operational Risk Event to ensure remedial actions are taken, included in thematic programs ... of work which identifies and addresses root causes of operational risk events. The will drive accountability...Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time… more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...operational risk oversight of FLU or Control Function (CF) performance and any related third party/vendor… more
- Citigroup (New York, NY)
- …Support teams in the quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control Standard, ... The Business Risk and Control Officer is a...well understood and adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. **Job Summary:** Reporting to the Operational Risk Management Governance Director this role will be focused on ... processes associated with the internal control programs/assessments ( Control Self Assessment (CSA), Payment System Risk ...of policies and procedures. **Responsibilities:** We are seeking an Operational Risk Manager who will support the… more
- American Express (New York, NY)
- …culture of risk awareness and proactivity around regulatory matters. The Operational Risk Management (ORM) team facilitates and monitors the implementation ... of effective operational risk management programs throughout the company,...Collaborate with other business units to develop and implement control measures to mitigate identified risks, ensuring a proactive… more