- SMBC (New York, NY)
- …its Risk Management Department. The role will report into the Team Lead of the Risk Governance team. Coverage area for the role will be across all of SMBC ... as leverage resources in the RMDAD to cover market risk across banking book, derivatives, and securities products...skills. **Role Objectives: Delivery** 1. Maintains the entity level Risk Governance under CFTC/NFA and FINRA Regulations.… more
- MUFG (New York, NY)
- …supporting the testing monitoring and reporting standards and Product Services and Execution Standards (PSES) governance processes. Responsibilities include ... such as macros and lookups + Attention to detail + Experience in Products & Services risk management desirable + Archer, Open Pages and Tableau skills… more
- TD Bank (New York, NY)
- …the industry environment, recommends course of action and best practices to improve products , processes or services + Acts as a technical expert/lead integrating ... exists + Leads/facilitates and/or implements actions/remediation plans to address performance/ risk / governance issues + Actively manages relationships within and… more
- Synchrony (New York, NY)
- …Finance or other quantitative field and 5+ years in model risk management or other risk governance in financial services , banking, or retail + In lieu of ... experience in model risk management or other risk governance in financial services ,.../ policy related roles. + Familiarity with consumer lending products and practices + Sharp focus on accuracy with… more
- SMBC (Jersey City, NJ)
- …related to BHC reporting. This position also has close interactions with other finance, risk , data governance and IT leaderships in the bank. Managing and ... a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group… more
- Citizens (Tarrytown, NY)
- …products and services , including the investment management and due diligence risk governance processes. Candidate must possess a strong and in-depth RIA ... develops, launches, sells, and processes products and services . The First Line Risk Senior Manager...expertise in the governance of investment management products and services , including direct support to… more
- JPMorgan Chase (New York, NY)
- …AI governance policies and identify areas for improvement. + Present product /program updates, risk management and governance findings, and ... **Required qualifications, capabilities and skills** + 6+ years of experience in product management, technology governance , risk management, or compliance… more
- SMBC (New York, NY)
- … offered, and make specific recommendations thereto. 3. Assist in overseeing the provision of risk services to the legal entity by risk specialists, ensure ... as leverage resources in the RMDAD to cover market risk across banking book, derivatives, and securities products...Experience:** + Work Experience: 7+ years of experience in risk governance or closely risk -related… more
- Morgan Stanley (Purchase, NY)
- …coordinator for the KYC Office, responsible for partnering with the Financial Crimes Risk Governance and PMO team during regulatory exams and/or audits; ... Morgan Stanley is a global financial services firm that conducts its business through three...and confirm funding in partnership with the Financial Crimes Risk Governance and PMO team. > Execute… more
- RGP (New York, NY)
- …for Banking and Financial Services PMs, BAs and DAs with Data Governance and/or Data Quality and/or Data Visualization to work on Long-Term Consulting Projects ... at Top-Tier RGP Financial Services Clients. + Ideal Candidates have 5-12 YEARS OF...global clients-solving problems in the areas of Business Transformation, Governance , Risk and Compliance, and Technology and… more
- SMBC (New York, NY)
- …of Liquidity Risk Strategy 1. Collaborates on developing and enhancing liquidity risk management and risk governance frameworks for CUSO 2. Facilitates ... Office in Tokyo to establish a consistent global liquidity risk governance framework for SMBC. 3. Assists...**Key Competencies / Skills** + 30%: Knowledge of liquidity risk management frameworks (eg, banking products /activities, liquidity… more
- Morgan Stanley (Purchase, NY)
- …exams and/or audits across KYC Office teams in partnership with the Financial Crimes Risk Governance and PMO team. > Support governance forums required ... Morgan Stanley is a global financial services firm that conducts its business through three...and confirm funding in partnership with the Financial Crimes Risk Governance and PMO team. > Execute… more
- Scotiabank (New York, NY)
- …world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and ... metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank...Risk functions on IRR activities. + Enhance liquidity risk governance frameworks, policies, and procedures. Lead… more
- BlackRock (New York, NY)
- … Management (ERM) program as part of the ERM leadership team and represent Technology Risk in formal risk governance . (eg, boards, risk committees, ... preeminent asset management firms and a leading provider of investment management, risk management, and advisory services to diverse investors globally.… more
- TD Bank (New York, NY)
- …trends and regulatory/ risk issues as a basis for recommending large-scale product , technical, functional or operations improvements + Serves as a source of ... certificate and/or + 10+ years relevant experience + Advanced knowledge of risk management governance , programs, policies, practices, operating frameworks &… more
- City National Bank (New York, NY)
- … management processes and methodologies. + Strong understanding of the business continuity risk governance framework and practices; knowledge of the FFIEC IT BCM ... both detailed and executive-level documentation. + Experience using business continuity or Governance , Risk and Compliance (GRC) systems. + Ability to drive… more
- Morgan Stanley (New York, NY)
- …key risks to senior management > Contribute and support global and regional Risk governance committees, forums, and working groups Qualifications: > Suitable ... managers and connect with other groups within the Firm. Responsibilities > Overall risk management and governance of Morgan Stanley's Electronic Trading business… more
- Wells Fargo (New York, NY)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... functional area by leveraging your experience with IT storage management and governance . Bring your experience with evaluating and planning in preparation for… more
- Morgan Stanley (New York, NY)
- …generate timely and accurate reporting to management and regulators. * Support Bank Risk governance forums and working groups to facilitate transparency / ... Banks ("MSPBNA & MSBNA") provides cash management and lending products and services to WM and ISG...field. *Minimum 3-5 years of professional experience in financial services industry; preferably in operational risk management,… more
- Citigroup (New York, NY)
- … risk appetite statement and all policies and processes established within the risk governance framework. + Developing and establishing firm wide compliance ... Serves as a senior compliance risk manager for Independent Compliance Risk ...protects the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner… more