- JPMorgan Chase (New York, NY)
- …access the equity markets as a top-tier equity underwriter. Job Summary As a Trader - Program Trading Risk - Vice President within the Equities business at ... and competitive team. Job Responsibilities + Work as a trader on the US Program Trading (PT) Risk team + Handle trading of large portfolios of stocks +… more
- Morgan Stanley (New York, NY)
- *Electronic Trading Business Controls * Electronic Trading Risk Management (ETRM) is a front-office team within Morgan Stanley's Institutional Equity ... this role include: . Implementation and ownership of electronic trading risk controls, designed to enable business...liquidity, both internal and external to Morgan Stanley . Program management of large cross-IED electronic trading … more
- Citigroup (Jersey City, NJ)
- …validation activities for the global Volker Independent Testing Program , Swap Dealer Program and Counterparty Risk and Trading business within Markets ... issues, and root causes. + Developing a valued interactive program of support and compliance risk management...sound decisions, and exhibit initiative and intuitive thinking + Executive presence and a reputation for driving global strategies,… more
- Bank of America (New York, NY)
- …experience and knowledge of business processes & products. + Familiarity of operational risk program requirements within a financial institution. + Ability to ... Operating Office for Sales, Platform, Analytics, Controls, and Electronic Trading New York, New York **Job Description:** Seeking a...role will report to the Global Markets Business Control Executive / head of Global Markets Sales and Electronic… more
- Wells Fargo (New York, NY)
- …explains to Finance. Additional goals include the ability to provide ticking PnL and risk reporting for trading desks and their management, advanced market ... The Senior Lead Securities Quantitative Analytics Specialist is an Executive Director level role within the Corporate & Investment...the business unit's risk appetite and all risk and compliance program requirements. Candidates applying… more
- Citigroup (New York, NY)
- …Overview:** The Global Market Risk (GMR) Fundamental Risk of the Trading Book (FRTB) Program Lead will be responsible for leading the development of ... FRTB Implementation. You will represent and support Global Market Risk as co-Sponsor of the FRTB Program ...oversight of all aspects of traded and economic market risk and electronic trading activities at Citi.… more
- Citigroup (New York, NY)
- …transforming data, processes, and technology to achieve a generational shift in Risk Management practices. Trading Book Data Transformation and Market ... Data & Tech. group within RD&T is responsible for Trading Book Transformation (Counterparty Credit Risk and...Data Assets. + Develop senior management-ready materials for RMEC ( Risk Management Executive Committee) and Regulatory Exams… more
- CIBC (New York, NY)
- …Management group serves as the primary liaison between the Front Office Trading /Sales desks and their internal and external vendors, brokers and suppliers. Our ... role will be the lead Business Manager for multiple Trading Product areas with a focus on our Prime...new initiatives while ensuring compliance with CIBC's Change Initiative Risk Assessment (CIRA) process. + Be responsive and accessible… more
- Citigroup (New York, NY)
- This role is focused on delivering the strategic objectives of the Price Risk program and a key member of the 1st Line Risk & Control function directly ... and effectiveness of the sub-function/job family. **Responsibilities:** + Support the Price Risk Program Initiative lead(s) to drive and support hands-on… more
- SMBC (White Plains, NY)
- …for this position must possess both a deep and wide background exposure in the market risk , products ( trading book) and market risk data (eg, key data ... from an accredited university. + 5-7 years of experience years' experience in program data governance, risk Mangement functions, market risk , regulatory… more
- New York State Civil Service (New York, NY)
- …No Agency Financial Services, Department of Title Financial Crimes Blockchain Analytics Risk Associate (Financial Services Specialist 4 (Financial Crime Risk ), ... have been at a supervisory level:* Evaluating financial institution financial crime risk (BSA/AML, CIP, OFAC/Sanctions, CTF) in a management, compliance or audit… more
- CIBC (New York, NY)
- …of Global Markets. Attend learning sessions hosted by the Continuous Learning Program as required. **Who You Are** + Knowledge of business/economics typically ... our values - trust, teamwork, and accountability. **Conduct and Risk Culture** Our CIBC risk culture is...a competitive salary, incentive pay, banking benefits, a benefits program *, a vacation offering, wellbeing support, and MomentMakers, our… more
- SMBC (New York, NY)
- …and is responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the Chief Compliance Officer as either a member ... of various committees such as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance...monitoring of the broker dealers public side sales and trading groups with a focus on all Fixed Income… more
- Citigroup (New York, NY)
- …+ Support the wider Risk Identification & Monitoring Team's Hunting for Risk Framework strategy design and implementation. The program objective is to ... stripes. This will require partnership with Technology, Markets, Operations, and Program Execution teams to facilitate proactive, accurate risk quantification,… more
- SMBC (Jersey City, NJ)
- …("CRA team") within the Compliance Department Americas Division ("CPAD"), reporting to the Executive Director, Head of Risk and Control Assessment. As a ... serve as program lead for establishing and maintaining Compliance's own Risk and Control Self-Assessment ("RCSA"), a program managed by SMBC's Operational… more
- MUFG (New York, NY)
- …of Market Risk Management with demonstrated familiarity including Sales and Trading ; and familiarity with Broker - Dealer and applicable regulations, such as DFA ... activities designed to evaluate and assess the effectiveness of the Bank's governance, risk management and control processes. This role includes, but is not limited… more
- Bank of America (New York, NY)
- …with the Enterprise Third Party Program , the Enterprise Data Management Program , Global Markets Sales & Trading , Compliance, Legal, Audit and numerous ... + Establishing new guidelines for the completion of Global Markets Third-Party Deal Risk Assessments + Prepare executive summaries and presentations relating to… more
- Morgan Stanley (Purchase, NY)
- …as necessary in connection with the team's coverage of the Firm's Syndicate, Trading and Executive Financial Services businesses. The attorney will also work ... advise on a new product introduction; develop a training program or defuse an investor dispute. They preserve the...Legal and Compliance Division is seeking to hire an Executive Director or Vice President (commensurate with experience) to… more
- Morgan Stanley (New York, NY)
- …working groups, and steering committees to ensure effective oversight, decision-making, and risk mitigation. Program Execution and Monitoring * Lead the ... including defining objectives, scope, deliverables, and KPIs. Ensure timely delivery of program milestones and adherence to governance standards. Risk and… more
- Bank of America (Jersey City, NJ)
- …scrutiny to ensure process and control effectiveness, drive efficiency and reduce operational risk . * Fundamental Review of the Trading Book (FRTB) Regulations: ... power to make a difference. Join us! **Job Description:** The Global Markets Risk (GMR) COO team is responsible for ensuring "best-in-class" Operations and Control… more